Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
$260k - $365kDirect Counsel
Job Description
Job Description
Senior Financial Regulatory & Compliance Associate
Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is an excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients on complex regulatory matters.
Key Responsibilities- Advise banks, fintech companies, money services businesses, and virtual currency/payment platforms.
- Counsel clients on licensing, chartering, new product development, M&A, bank partnership models, and third-party risk.
- Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and consumer protection regulations.
- Represent clients before federal regulators, including the Federal Reserve, FDIC, OCC, FinCEN , and state authorities.
- Handle regulatory enforcement matters as applicable.
- 7+ years of financial services regulatory and compliance experience.
- Strong experience advising banks, fintech, payments, or financial services companies.
- Experience with federal and state financial regulators required.
- Excellent legal research, writing, analytical, and communication skills.
- Strong academic credentials and attention to detail.
- Demonstrated ability to take significant responsibility and manage complex matters.
- Must be admitted or eligible for admission in the applicable jurisdiction.
- Spanish fluency is a plus, but not required.
Los Angeles, CA
Compensation$260,000–$365,000 annually , depending on experience and location, plus discretionary bonus and comprehensive benefits.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles in Los Angeles, CA vacancy
$260k - $365k
...employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be... ...and a strong global financial services regulatory practice. The candidate... ...markets.Pursuant to the Los Angeles County Fair Chance Ordinance for...SeniorFull timeTemporary workWork at officeFlexible hours$210k - $270k
Los Angeles - Mid-Senior Level Employment Litigation Associate The Los Angeles office of Fisher Phillips is seeking associates with 3+ years of employment litigation experience to join its established practice. This role offers the opportunity to take on significant responsibility...SeniorWork at office$310k - $330k
Davis Wright Tremaine LLP seeks a senior level associate in Los Angeles to join its robust Litigation practice. The associate will work closely with partners and clients on complex commercial litigation matters and play a key role in managing cases from early strategy through...SeniorFull timeLocal areaFlexible hours$70k - $200k
...: 2026-07-13Location: Los Angeles, California, United StatesSalary... ...: CitiThe Financial Advisor is a strategic... ...that provide the same level of subject matter expertise... ...and investment services to an Ultra high Net Worth... ...and assets, by driving compliance with applicable laws,...SeniorFull time$210k - $270k
Join to apply for the Los Angeles - Mid-Senior Level Employment Litigation Associate role at Fisher Phillips This range is provided by Fisher Phillips. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range...SeniorFull timeWork at office$340k - $410k
...is representing a reputable law firm seeking a Senior Financial Services Litigation Associate to join its Los Angeles office. Location (Hybrid) ~ Los Angeles,... ...courts Collaborate with litigation teams on high-level case management and trial preparation...SeniorTemporary workWork at officeFlexible hoursDirect Counsel
Los Angeles, CA22 days ago$149k - $170k
Senior Business Banker - Los Angeles/Orange County, CA Market The Senior... ...management services, and other... ...policy, ensuring compliance while effectively... ...set of health, financial and other benefits... ...and management level. Learn more at... ...08-Ljbffr Capital One National AssociationSeniorFull timePart timeLocal area$162.1k - $270.1k
...client's current financial situation, goals and... ...of financial services distributed by the... ...Adhere to applicable compliance/operational risk controls... ...with Company or regulatory standards and... ...compensation.LocationLos Angeles, California,... ...AmericaSummaryLocation: Los Angeles, CAType:...SeniorFull timeTemporary workWork experience placement$175k - $225k
Our Los Angeles office is looking for an experienced Senior Associate or Vice President the Media & Communications team, working... ...responsibility in execution, including financial analysis, valuation, client... ...visit: .Employment Type:Job Level:ProfessionalPosted Date:May 15,...SeniorTemporary workWork at office$260k - $365k
Financial Regulatory Mid-Level Associate Los Angeles, United States | Posted on 07/21/2026 Financial Regulatory Associate... ...nationally recognized Financial Services and Securities Enforcement team.... ..., enforcement matters, and compliance strategy for clients operating in...Work at office- BCG Attorney Search in Los Angeles, CA seeks a mid-level to senior associate with expertise in mergers and acquisitions... ...a strong commitment to client service. The role requires a Juris Doctor... ...documents, and provide strategic regulatory counsel while collaborating #J-...Senior
$340k - $410k
...exciting full-time employment opportunity for a Senior Associate in the Litigation Practice of our Los Angeles office. We offer competitive compensation and... ...relevant experience and a strong background in financial services and trusts and estates litigation, with strong...SeniorFull timeTemporary workWork at officeFlexible hours$75k
...BSA/AML Compliance Analyst – To $75K – Los Angeles, CA – Job # 3755 Who We Are: The Symicor Group is a boutique... ...Activity Reports (SARs) within regulatory timeframes and in accordance with... ...ongoing sense of urgency and a high level of flexibility. ~ Maintains current...Work at officeSymicor Group
Los Angeles, CAmore than 2 months ago$245k - $270k
The Los Angeles office of Fisher Phillips seeks associates with at least five years of experience to join our wage and hour litigation team. Our California team... ..., regular rate calculations, meal and rest period compliance, pay statement claims, and waiting time penalties...SeniorWork at office- ...Counsel – Healthcare Location: Los Angeles, CA Job Type: Full-Time |... ...skilled nursing facilities, senior living communities, and related healthcare services . This is an excellent... ...combines healthcare law, contracts, regulatory compliance, risk management, litigation...SeniorFull timeImmediate startFlexible hours
The Hire Mark
Los Angeles, CA8 days ago $110.7k - $218.3k
...Summary Senior Consultant - Regulatory & Compliance - Enterprise... ...professional services environmentAbility... ...Y-9C, Federal Financial Institutions... ...differential associated with the location... ...From entry-level employees to senior... ...including the Los Angeles County Fair...SeniorLocal areaVisa sponsorship$104.68k - $125.62k
...Planned Parenthood Los Angeles is seeking an... ...with PPLA’s compliance standards,... ...Accounts Receivable Senior Manager leads... ...the highest level of efficiency,... ...health care services in Los Angeles... ...payor and/or regulatory updates and create... ...historically associated with race,...SeniorFull timeContract workTemporary workFor contractorsLocal areaFlexible hoursPlanned Parenthood Los Angeles
Los Angeles, CA27 days ago$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE... ...program to ensure regulatory compliance for... ..., Regulation R, associated investment products and services including associated... ...skills with all levels of management... ...with a financial institution such...SeniorRemote workCity National Bank
Los Angeles, CA2 days ago$25.97 - $31.75 per hour
...purpose to help make financial lives better... ...shaped by military service, community... ...providing an appropriate level of flexibility... ...and abiding by all regulatory requirements.... ...Desired Qualifications Associate's Degree or... ...details US - CA - West Los Angeles - 11501 Santa...SeniorHourly payWork at officeFlexible hoursShift workWeekend workDay shift- A leading legal recruiting firm in Los Angeles is seeking Labor & Employment Attorneys to support busy law practices handling workplace litigation and compliance counseling. Candidates should have expertise in labor & employment law, knowledge of California federal laws...SeniorFull time
- Fisk Electric, a Tutor Perini Company, is seeking a Senior Project Engineer to join our Los Angeles, CA office. You will lead electrical construction projects... ..., manage change orders, monitor costs and ensure compliance with codes and drawings. The ideal candidate has a...SeniorWork at office
$90k - $110k
...recruitment firm is hiring experienced Recruitment Consultants in Los Angeles as part of continued expansion in its top-performing Americas... ...team in Los Angeles, with opportunities available for: • Senior Recruitment Consultants • Principal Recruitment Consultants...SeniorPermanent employmentWork at officeImmediate startRelocationVisa sponsorshipPermanent People
Los Angeles, CAmore than 2 months ago$77k - $143k
COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS WHAT... ...both adheres to the regulatory requirements while assisting... ...on specific loan-level accounts, as... ...CIA), and/or Certified Financial Services Auditor (CFSA) designation... ...: For locations in (Los Angeles), the salary range is...Work experience placementRemote work- ...hiring an onsite Compliance Specialist for West... ...on the West Los Angeles VA North Campus,... ...reviewing month financial reports, marketing... ...Thomas Safran & Associates ("TSA Housing") builds... ...to all property regulatory agreements. Comply... .... Customer Service experience required...Full timeWork experience placementInterim roleWork at officeMonday to FridayFlexible hours
Thomas Safran and Associates
Los Angeles, CAa month ago $125k - $165k
What you'll doAs a Senior Account Executive/... ...Enterprise Sales (Los Angeles), you will lead... ...sales and client service acumen. Each day can... ...ability to speak with C-level clientsEstablished... ...to the pay range associated with that location... ...vague or dubious financial schemes, or...SeniorFull timeWork at officeLocal area- ...is seeking a Senior Business... ...comprehensive financial and credit assessments... ...at all levels, internally... ...with associated risks and interests... ...financial services industry... ...meet ongoing regulatory requirements... ...Stocker Street Los Angeles, CA90008Pay... ...mitigating and compliance-driven...SeniorFull timeWork experience placementWork at officeLocal area
$150k - $250k
Senior Family Law Litigation Attorney - Trial-Focused Role | Los Angeles, CA- 375852 Senior Family Law Litigation Attorney... ...compassionate client service. This role is... ...professional independence. Associates enjoy access to... .... Explore this elite-level opportunity today. Submit...SeniorPermanent employmentFull timePlacement yearRemote work$68.59k - $145.82k
...tax and advisory services for organizations... ...currently seeking a Senior Associate, Events Marketing, Los Angeles to join our Clients... ...field Strong financial acumen, with experience... ...managing event-level budgets and tracking... ...regarding KPMG's compliance with federal, state...SeniorH1bLocal area$90k
...Credit Analyst – To $90K – Los Angeles, CA – Job # 1934 Who... ...by exhibiting a high level of collaboration,... ...include: ~Spreading the financial information for SBA... ...borrower’s ability to service the debt, cash flow requirements... ...and federal laws and regulatory guidance. ~...SeniorWork at officeSymicor Group
Los Angeles, CAmore than 2 months ago$80k - $100k
...We are hiring experienced Senior Managers in recruitment to join... ...high-performing team in Austin, Los Angeles or New York, with... ...into management and director level roles Transparent leadership... ...shipping, settling-in support) Financial guarantees available Support...SeniorPermanent employmentWork at officeImmediate startRelocationVisa sponsorshipRelocation packagePermanent People
Los Angeles, CAa month ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles. Be the first to apply!
Related searches
- junior oracle financial functional consultant Los Angeles, CA
- associate financial representative Los Angeles, CA
- oracle cloud financials consultant Los Angeles, CA
- senior wealth advisor Los Angeles, CA
- associate corporate finance Los Angeles, CA
- financial advisor development program Los Angeles, CA
- associate leveraged finance Los Angeles, CA
- financial planning assistant Los Angeles, CA
- jde finance consultant Los Angeles, CA
- senior financial advisor Los Angeles, CA