Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
$260k - $365kDirect Counsel
Job Description
Job Description
Senior Financial Regulatory & Compliance Associate
Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is an excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients on complex regulatory matters.
Key Responsibilities- Advise banks, fintech companies, money services businesses, and virtual currency/payment platforms.
- Counsel clients on licensing, chartering, new product development, M&A, bank partnership models, and third-party risk.
- Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and consumer protection regulations.
- Represent clients before federal regulators, including the Federal Reserve, FDIC, OCC, FinCEN , and state authorities.
- Handle regulatory enforcement matters as applicable.
- 7+ years of financial services regulatory and compliance experience.
- Strong experience advising banks, fintech, payments, or financial services companies.
- Experience with federal and state financial regulators required.
- Excellent legal research, writing, analytical, and communication skills.
- Strong academic credentials and attention to detail.
- Demonstrated ability to take significant responsibility and manage complex matters.
- Must be admitted or eligible for admission in the applicable jurisdiction.
- Spanish fluency is a plus, but not required.
Los Angeles, CA
Compensation$260,000–$365,000 annually , depending on experience and location, plus discretionary bonus and comprehensive benefits.
Vacancy posted 2 days ago
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