Equities Compliance Lead - Reg ATS/NMS & Reporting

$170k - $180k

TP ICAP Group

A leading financial services group is seeking an Equities Compliance Officer in New York. This role involves providing regulatory compliance support for equity trading, ensuring adherence to regulations such as Reg ATS and Reg NMS. The ideal candidate will have 5-10 years of relevant experience and strong analytical skills. Responsibilities include managing regulatory inquiries, drafting compliance policies, and collaborating with cross-functional teams. Competitive salary of $170,000-$180,000 commensurate with experience, along with a hybrid work model. #J-18808-Ljbffr TP ICAP Group

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Vacancy posted 4 days ago

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