Investment Management Legal Counsel (1940 Act)
MFS
MFS is seeking an experienced attorney to provide legal counsel on regulatory initiatives and operations, focusing on investment management operations and the Investment Company Act of 1940. The ideal candidate should have a Juris Doctorate, strong interpersonal and legal writing skills, and significant experience in the field. The role includes advising on mutual funds, preparing legal documentation, and liaising with regulatory bodies. It offers competitive compensation and a hybrid work environment. #J-18808-Ljbffr MFS
$145k - $218.5k
...International Australia Pty Ltd is seeking a Legal Counsel to provide legal support for... ...and a strong understanding of the 1940 Act, supporting MFS' investment vehicles. Responsibilities include... ...skills and the ability to manage complex legal matters. Competitive...Suggested- ...International Australia Pty Ltd seeks an Assistant Counsel in Boston to provide legal counsel for regulatory initiatives and... ...has 4-6 years of legal experience in investment management and a strong knowledge of the 1940 Act. Responsibilities include legal advice on investment...Suggested
- MFS Investment Management in Boston seeks an experienced attorney to provide legal counsel on regulatory initiatives and ongoing operations concerning investment management.... ...candidates will have a strong background in the 1940 Act and a Juris Doctorate. This hybrid position...Suggested
$145k - $218.5k
...ROLE This position will provide legal counsel for significant and strategic... ...areas as determined by senior management. In particular, this role will... ...support to U.S. registered investment companies and related Investment Company Act of 1940 (1940 Act) work. This position...SuggestedWork experience placementLocal areaRemote workFlexible hours$145k - $218.5k
...Role This position will provide legal counsel for significant and strategic... .../areas determined by senior management. The focus is on supporting the... ...legal support to U.S. registered investment companies and related Investment Company Act of 1940 (1940 Act) work. The position...SuggestedWork experience placementLocal areaFlexible hours$120k - $205k
Overview Morgan Stanley Investment Management (MSIM), together with its investment... .... Group Description MSIM's legal team works closely with our... ...accounts, private funds, 1940 Act registered funds and ETFs. You... ...day‑to‑day advice and counsel to portfolio management, product...Temporary workWork experience placementWork at officeWorldwide$260k
Capital Markets, Investment Management & Securities Attorney Opportunities (Funds / Capital Markets... ...We are speaking with attorneys and legal professionals for select opportunities... ...experience; hands‑on Investment Company Act of 1940 and Investment Advisers Act of 1940 work...Work at officeRemote work- ...mid‑level fund formation attorney to join a well‑established investment management practice with a recognised platform across private funds. This... ...regulatory frameworks, including the Investment Advisers Act and Securities Act Strong drafting skills, attention to detail...
- Voya Investment Management is seeking an experienced legal expert to provide guidance on financing transactions. The ideal candidate has a J.D. and over 10 years of transactional experience, particularly in asset backed finance. Responsibilities include advising on legal...
- ...Wealth Management Client Associate Cambridge, Massachusetts To proceed with your application... ...of comprehensive wealth management and investment products and services for individuals,... ...a client-centric mindset, always acting in the best interest of the client Has...Seasonal workWork at officeWork from homeShift workDay shift
$120k - $205k
...is seeking an experienced attorney for its Investment Management division in Boston, MA. The successful candidate will provide legal coverage for the Solutions and Multi-Assets... ...obligations. Responsibilities include daily counsel to business units, reviewing fund documents...- STATE STREET CORPORATION is seeking a Vice President and Counsel for the State Street Investment Management Legal Department, focusing on fixed-income and institutional product matters in Boston, MA. The role emphasizes providing strategic legal guidance to Products and...
- MFS is seeking an Assistant Counsel to provide legal counsel for regulatory initiatives and ongoing operations related to investment companies. The role requires a Juris Doctorate and... ...of relevant experience in investment management or financial services....
$225k - $250k
...core fiduciary services with robust investment options, innovative technology,... ...Great Gray is looking to add a Senior Counsel - Investment Solutions to the Legal Team . This attorney’s primary... ...affecting the business, including asset management, capital markets, distribution,...Work experience placementWork at officeLocal areaRemote workVisa sponsorship$325k - $400k
...launch experience to serve as VP, Commercial Legal Counsel. The position reports to the General... ..., and distribution channels and manage commercial contracting. Collaborate with... ...guidance (Anti-Kickback Statute, False Claims Act, OIG guidance and advisory opinions), and...Work at office- ...Founded in 1977, GMO is a global investment manager committed to delivering superior long... ...seeks to add a senior attorney to its Legal Team. The Senior Legal Counsel – Advisory and Intermediary Lead... ...knowledge of the Investment Advisers Act, as well as other U.S. and...Local areaWorldwideFlexible hours
$120k - $205k
Morgan Stanley Investment Management (MSIM), together with its investment advisory... ...Group Description MSIM's legal team works closely with our... ...to the Investment Advisers Act of 1940, the Investment Company... ...and overseeing external counsel as necessary Compensation...Temporary workWork experience placementWork at officeWorldwide- ...Counsel (Legal) Reporting directly to our General Counsel, we seek an attorney... ...within a regulated asset management environment. This role is well... ...Support the firm’s registered investment adviser business by advising on Advisers Act–related matters, ERISA, and other...Work visa
$240k - $390k
...Description Job Description Fund Formation & Investment Management Associate Attorney Location: Boston... ...IL | Dallas, TX | New York, NY Direct Counsel is seeking a junior to mid-level Fund... ...knowledge of the Investment Advisers Act , related compliance obligations, and...$260k
...CA | Washington, DC Direct Counsel is seeking a Financial Services... ...services firms, asset managers, investment advisers, and investment funds... ...the Investment Company Act, Investment Advisers Act, and... ...areas to provide strategic legal advice on complex financial...$185k - $245k
...Description Corporate Associate Attorney – Private Equity / Investment Management & Funds Locations Boca Raton, Boston, Greenwich,... ...Stamford, Washington, DC, West Hartford, West Palm Beach Direct Counsel is seeking a Corporate Associate Attorney to join the Private...Work at officeRemote work2 days per week$217.08k - $241.2k
...AI-powered data security and management. Aided by an extensive ecosystem... ...Property & Product (IPP) legal team! We’re looking for a seasoned... ...attorney to provide strategic legal counsel on all aspects of software... ...key product developments and act as a liaison to the legal...Hourly payFull timeWork at office2 days per week3 days per week$310k - $365k
...Practice Area: Private Equity Direct Counsel is seeking a Private Equity Associate to... ...Key Responsibilities: Transaction Management - Oversee private equity and M&A transactions... ...documents. Client Advisory - Act as a strategic advisor, collaborating closely...$160k - $200k
Join to apply for the Pro Bono Counsel role at Brown Rudnick LLP Join... ...of Brown Rudnick: crisis management, which includes restructuring,... ...cultivating relationships with legal service providers and nonprofits... ...service activities across the firm. Act as Executive Director of the...Full timeWork at office$130.9k - $196.4k
...on artificial intelligence and emerging legal technologies. This role will work closely... ...attorneys, practice leadership, knowledge management, practice innovation, IT, and other business... ..., and practical enablement materials. Act as a visible champion for innovation and...- ...Vice President, Commercial Legal Counsel About the Company Clinical-stage biotechnology (BioTech) firm Industry Biotechnology... ...work in a hybrid schedule with in-office requirements. Hiring Manager Title General Counsel & Corporate Secretary Functions...Work at office
- ...our clients in achieving their legal and life goals. We zealously... ...commitment to: (1) Ensure that CPCS management and staff members represent a... ...jury trial experience as lead counsel in criminal cases; including... ...Title VII of the Civil Rights Act of 1964, the Americans with...Work at officeRemote work
$210k - $263k
...The Job The Director, Privacy Counsel plays a critical leadership role... ...Counsel partners closely with legal, compliance, product,... ...efficiently deliver results. Manage and coordinate with outside privacy... ...Federal Trade Commission (FTC) Act, CCPA and other state privacy...Fixed term contract$225k - $275k
...Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing legal matters for BREIT, including preparing public offering materials, managing corporate governance, and leading compliance initiatives. Ideal...Full time- State Street Corporation is seeking a Senior Legal Counsel (VP) in Boston to lead legal support for Wealth, Custody & Clearing with a focus on retail brokerage. The role requires deep regulatory knowledge (SEC, CFTC, FINRA, banking regs), contract negotiation with RIAs...Bank staff
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