Investment Management Counsel - Regulatory Compliance
MFS Investment Management
MFS Investment Management in Boston seeks an experienced attorney to provide legal counsel on regulatory initiatives and ongoing operations concerning investment management. Successful candidates will have a strong background in the 1940 Act and a Juris Doctorate. This hybrid position involves advising on legal documentation and compliance for mutual and exchange-traded funds, with responsibilities including negotiation and oversight of outside counsel. #J-18808-Ljbffr MFS Investment Management
$225k - $250k
...services with robust investment options, innovative technology... ...to add a Senior Counsel - Investment... ...exemptions and state blue sky compliance matters, as well as... ...on various legal and regulatory matters affecting the... ..., including asset management, capital markets, distribution...SuggestedWork experience placementWork at officeLocal areaRemote workVisa sponsorship- ...seeking a senior legal professional to provide counsel on regulatory initiatives and ongoing operations affecting U.S. registered investment companies under the 1940 Act. The role... ...interaction with investment, legal, compliance, distribution and client service teams to...Suggested
- ...is seeking an Assistant Counsel to provide legal counsel for regulatory initiatives and ongoing operations related to investment companies. The role... ...experience in investment management or financial services.... ...Responsibilities include ensuring compliance with laws, negotiating...Suggested
- Voya Investment Management is seeking an experienced legal expert to provide guidance on financing transactions. The ideal candidate has a J.D. and over 10 years of transactional experience, particularly in asset backed finance. Responsibilities include advising on legal...Suggested
$175k - $225k
...proactive approach to solving legal problems through best‑in‑class business counsel, regulatory compliance, risk prevention, government affairs advocacy, litigation, and national litigation management. We deliver custom‑tailored legal strategies for complex matters...SuggestedFull timeWork at office$260k
...CA | Washington, DC Direct Counsel is seeking a Financial Services... ...services firms, asset managers, investment advisers, and investment funds on a broad range of regulatory and transactional matters within... ...laws and regulatory compliance. Counsel clients on matters...$185k - $245k
...Attorney – Private Equity / Investment Management & Funds Locations Boca... ...West Palm Beach Direct Counsel is seeking a Corporate Associate... ..., investment adviser regulatory matters, family office representation... ...adviser regulatory compliance Family office and institutional...Work at officeRemote work2 days per week- MFS is seeking an experienced attorney to provide legal counsel on regulatory initiatives and operations, focusing on investment management operations and the Investment Company Act of 1940. The ideal candidate should have a Juris Doctorate, strong interpersonal and legal...
$120k - $205k
...Stanley is seeking an experienced attorney for its Investment Management division in Boston, MA. The successful... ...businesses, advising on a range of strategies and regulatory obligations. Responsibilities include daily counsel to business units, reviewing fund documents,...- ...collaborative and solutions-oriented Counsel to join its Legal Department and support... ...technology transfer matters, supports regulatory compliance and corporate governance initiatives,... ...on patent prosecution, portfolio management, and related intellectual property matters...Contract workWork at office
- ...services firm is seeking a Senior Legal Counsel (VP) for their Wealth business in Boston... ...collaborate with business units, and advise on regulatory compliance. Join a dynamic environment where strong interpersonal and project management skills are valued and essential for...
- ...Founded in 1977, GMO is a global investment manager committed to delivering... ...Team. The Senior Legal Counsel – Advisory and Intermediary... ...intermediary relationships, and regulatory requirements, with a... ...retention, and regulatory compliance across U.S. and non‑U.S. markets...Local areaWorldwideFlexible hours
$150k - $200k
...proactive approach to solving legal problems through best-in-class business counsel, regulatory compliance, risk prevention, government affairs advocacy, litigation, and national litigation management. We deliver custom-tailored legal strategies for complex matters...Work at officeLocal area$240k - $390k
...Job Description Fund Formation & Investment Management Associate Attorney Location: Boston... ...Dallas, TX | New York, NY Direct Counsel is seeking a junior to mid-level... ...transactions . Provide guidance on regulatory and compliance matters relating to private funds...$217.08k - $241.2k
...leader in AI-powered data security and management. Aided by an extensive ecosystem of partners... ...attorney to provide strategic legal counsel on all aspects of software product and SaaS... ...the complexities of our product compliance. How you’ll spend your time here: Partner...Hourly payFull timeWork at office2 days per week3 days per week$253.42k - $280.09k
...Summary As our Corporate Counsel, you will assume a key role within... ...variety of reports, ensuring compliance with regulations and listing... ...practical guidance on regulatory requirements and help operationalize... ...effectively understand and manage risk. Advise team on...- ...Vice President, Commercial Legal Counsel About the Company Clinical-stage... ...commercialization activities are conducted in compliance with healthcare regulatory laws and company policies, as well... ...in-office requirements. Hiring Manager Title General Counsel & Corporate...Work at office
$100 - $115 per hour
...company is seeking an experienced Employment Counsel for a 5-month contract role in... ...advice on employment law issues, overseeing compliance projects, and advising on labor law matters... ...experience. Exceptional project management skills and proficiency in MS Office Suite...Contract work- ...Street Corporation is seeking a Senior Legal Counsel (VP) in Boston to lead legal support for... ...brokerage. The role requires deep regulatory knowledge (SEC, CFTC, FINRA, banking regs... ...collaboration with business, operations and compliance to ensure compliance in all activities....Bank staff
- Husch Blackwell LLP is seeking a Conflicts Counsel to manage conflicts of interest and ensure compliance with ethical guidelines. This position allows for remote work or can be based at any of our locations. The right candidate will have a Juris Doctor and at least three...Remote job
- Lead Counsel - Commercial, Product & Privacy Lead Counsel - Commercial... ...in the CIT (Collective Investment Trust) space looking to add legal... ...and key initiatives Manage disputes and litigation matters... ...templates, and playbooks Ensure compliance with contractual commitments...Full time
$98k - $129k
...proactive approach to solving legal problems through best‑in‑class business counsel, regulatory compliance, risk prevention, government affairs advocacy, litigation, and national litigation management. We deliver custom‑tailored legal strategies for complex matters...InternshipWork at office- ...legal professional in Boston, Massachusetts, with 4+ years of management-side employment law experience. The role involves advising and... ...employment law matters, drafting agreements, and providing strategic counseling. Enjoy a hybrid schedule with the flexibility to work from...Work from home
- ...serve as VP, Commercial Legal Counsel. The position reports to the General... ...and distribution channels and manage commercial contracting. Collaborate with compliance to ensure commercialization... ...policies. Monitor healthcare regulatory laws and emerging legal trends,...Work at office
- ...Counsel (Legal) Reporting directly to our General Counsel, we seek... ...within a regulated asset management environment. This role is well... ...management, governance, regulatory, contracts, employment, and... ...Support the firm’s registered investment adviser business by advising...Work visa
$122.94k - $150.26k
...Legal Counsel (Corporate and Technology)Skip to main... ...provides transactional, regulatory, and other corporate... ...functions, including investment due diligence, banking... ...transparency considerations, and compliance with emerging federal... ...issues and risks.* Manages a large and diverse...Shift work$108.88k - $163.32k
...Purpose Attorneys in the Litigation, Regulatory & Omnichannel Services practice group... ...District of Columbia. This Corporate Counsel position manages a docket of litigation and regulatory... ...Attorney also offers regulatory and compliance advice and risk analysis to senior management...Full timeWork at officeLocal areaRemote workFlexible hours- ...Wealth Management Client Associate Boston, Massachusetts To proceed with your application, you must be at least 18 years of age.... ...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions...Seasonal workWork at officeWork from homeShift workDay shift
$247.2k - $334.4k
The Senior Legal Director, R&D and Regulatory Counsel is a strategic legal leader who enables efficient... ..., product development, and lifecycle management. This role provides expert counsel to... ...and enhanced oversight of clinical compliance frameworks. Reporting to the...Full timeTemporary workLocal areaFlexible hours- ...Senior Regulatory Counsel, Chemicals About the Company Rapidly growing chemical distributor... ...regulatory matters, including compliance with the Toxic Substances Control Act... ...practical options for the business. Hiring Manager Title VP, Ethics & Compliance...
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