Investment Management Regulatory Counsel
MFS
MFS is seeking an Assistant Counsel to provide legal counsel for regulatory initiatives and ongoing operations related to investment companies. The role requires a Juris Doctorate and 4-6 years of relevant experience in investment management or financial services. Responsibilities include ensuring compliance with laws, negotiating complex contracts, and collaborating with internal teams. MFS offers a hybrid work environment and competitive compensation, including significant incentives, and a comprehensive benefits package. #J-18808-Ljbffr MFS
- MFS Investment Management in Boston seeks an experienced attorney to provide legal counsel on regulatory initiatives and ongoing operations concerning investment management. Successful candidates will have a strong background in the 1940 Act and a Juris Doctorate. This...Regulatory
$145k - $218.5k
...Australia Pty Ltd is seeking a Legal Counsel to provide legal support for regulatory initiatives and related operations... ...of the 1940 Act, supporting MFS' investment vehicles. Responsibilities include... ...skills and the ability to manage complex legal matters. Competitive...Regulatory- MFS is seeking a senior legal professional to provide counsel on regulatory initiatives and ongoing operations affecting U.S. registered investment companies under the 1940 Act. The role involves interaction with investment, legal, compliance, distribution and client service...Regulatory
$120k - $205k
...Stanley is seeking an experienced attorney for its Investment Management division in Boston, MA. The successful... ...businesses, advising on a range of strategies and regulatory obligations. Responsibilities include daily counsel to business units, reviewing fund documents,...Regulatory- MFS is seeking an experienced attorney to provide legal counsel on regulatory initiatives and operations, focusing on investment management operations and the Investment Company Act of 1940. The ideal candidate should have a Juris Doctorate, strong interpersonal and legal...Regulatory
$145k - $218.5k
...This position will provide legal counsel for significant and strategic regulatory initiatives and ongoing operations... .../areas determined by senior management. The focus is on supporting the Legal... ...legal support to U.S. registered investment companies and related Investment...RegulatoryWork experience placementLocal areaFlexible hours$145k - $218.5k
...This position will provide legal counsel for significant and strategic regulatory initiatives and on‑going operations... .../areas as determined by senior management. In particular, this role will focus... ...legal support to U.S. registered investment companies and related Investment...RegulatoryWork experience placementLocal areaRemote workFlexible hours- Counsel (Legal) Reporting directly to our General Counsel, we seek... ...within a regulated asset management environment. This role is well... ...management, governance, regulatory, contracts, employment, and... ...Support the firm’s registered investment adviser business by advising...RegulatoryWork visa
$225k - $250k
...fiduciary services with robust investment options, innovative technology... ...is looking to add a Senior Counsel - Investment Solutions to the... ...matter expert on various legal and regulatory matters affecting the business, including asset management, capital markets, distribution...RegulatoryWork experience placementWork at officeLocal areaRemote workVisa sponsorship- ...International Australia Pty Ltd seeks an Assistant Counsel in Boston to provide legal counsel for regulatory initiatives and ongoing operations. The ideal candidate has 4-6 years of legal experience in investment management and a strong knowledge of the 1940 Act....Regulatory
$122.94k - $150.26k
Legal Counsel (Corporate and Technology)Skip to main content#Legal... ...position provides transactional, regulatory, and other corporate legal... ...functions, including investment due diligence, banking agreements... ...potential legal issues and risks.* Manages a large and diverse workload...RegulatoryShift work$159.5k - $240k
...thinking, and must be able to manage multiple projects... ...strategic advice to the Fixed Income Investments Department in connection with... ...effectively to protect MFS from legal, regulatory, and reputational risk.... ...product provided by outside counsel on a variety of legal matters...RegulatoryWork experience placementLocal areaRemote workFlexible hours$175k - $225k
...proactive approach to solving legal problems through best‑in‑class business counsel, regulatory compliance, risk prevention, government affairs advocacy, litigation, and national litigation management. We deliver custom‑tailored legal strategies for complex matters...RegulatoryFull timeWork at office- Voya Investment Management is seeking an experienced legal expert to provide guidance on financing transactions. The ideal candidate has a J.D. and over 10 years of transactional experience, particularly in asset backed finance. Responsibilities include advising on legal...
- ...mid‑level fund formation attorney to join a well‑established investment management practice with a recognised platform across private funds.... ...platform, supporting clients across fundraising, structuring, regulatory and liquidity matters, and is recognised for its depth of...Regulatory
- ...Vice President, Commercial Legal Counsel About the Company Clinical-stage biotechnology... ...conducted in compliance with healthcare regulatory laws and company policies, as well as... ...with in-office requirements. Hiring Manager Title General Counsel & Corporate...RegulatoryWork at office
$120k - $205k
Overview Morgan Stanley Investment Management (MSIM), together with its investment advisory affiliates... ...provide well‑reasoned, concise legal, regulatory, and strategic advice on current,... ...Responsibilities Providing day‑to‑day advice and counsel to portfolio management, product...RegulatoryTemporary workWork experience placementWork at officeWorldwide- ...services firm is seeking a Senior Legal Counsel (VP) for their Wealth business in Boston... ...collaborate with business units, and advise on regulatory compliance. Join a dynamic environment where strong interpersonal and project management skills are valued and essential for...Regulatory
- State Street Corporation is seeking a Senior Legal Counsel (VP) in Boston to lead legal support for Wealth, Custody & Clearing with a focus on retail brokerage. The role requires deep regulatory knowledge (SEC, CFTC, FINRA, banking regs), contract negotiation with RIAs...RegulatoryBank staff
$108.88k - $163.32k
...more. Overview Primary Purpose Attorneys in the Litigation, Regulatory & Omnichannel Services practice group develop and... ...in 18 states and the District of Columbia. This Corporate Counsel position manages a docket of litigation and regulatory investigations/matters...RegulatoryFull timeWork at officeLocal areaRemote workFlexible hours- ...Draft and negotiate key fund documentation Manage investor onboarding and subscription... ...fund structuring, tax considerations, and regulatory frameworks Qualifications Prior... ...nationally recognized law firm Familiarity with Investment Company Act, Investment Advisors Act, Securities...Regulatory
- ...international law firm in Boston is seeking a Senior Solar Energy Attorney to manage legal efforts in solar project development. You will lead project planning and permitting, navigate regulatory compliance, and oversee financing activities. This role offers an...Regulatory
$220k - $240k
...to Know the Opportunity Provide legal counsel to investment professionals with respect to the review, negotiation, closing, and management of financing transactions, primarily asset... ...matters. Assist with other investment regulatory and compliance matters and manage...RegulatoryPart timeWork experience placementLocal areaFlexible hours$210k - $263k
About the Job The Director, Privacy Counsel plays a critical leadership role within FMI’... ...consumer and genetic privacy laws, and related regulatory frameworks. As a designated Privacy... ..., and efficiently deliver results. Manage and coordinate with outside privacy counsel...RegulatoryFixed term contract$120k - $217.5k
Who We Are Looking For The Senior Legal Counsel (VP) - Wealth, Custody & Clearing - Retail... ...with deep expertise in relevant regulatory frameworks, commercial arrangements, and... ...industry groups and regulatory discussions. Manage relationships with external counsel on complex...Regulatory- ...fiduciary services with robust investment options, innovative technology... ...is looking to add a Senior Counsel - Investment Solutions to the... ...matter expert on various legal and regulatory matters affecting the business, including asset management, capital markets, distribution...RegulatoryWork at officeRemote workVisa sponsorship
- ...business growth while ensuring legal and regulatory compliance. Commercial Contracting &... ...Licensing Draft, review, negotiate, and manage a wide range of commercial agreements, including... ...internal legal initiatives and outside counsel relationships when necessary....RegulatoryFull timeContract workRemote work
- ...a collaborative and solutions-oriented Counsel to join its Legal Department and support... ...technology transfer matters, supports regulatory compliance and corporate governance initiatives... ...on patent prosecution, portfolio management, and related intellectual property matters...RegulatoryContract workWork at office
- Liberty Personnel Services, Inc. is seeking a legal advisor in Boston specializing in private equity and investment management. The role involves advising venture capital and private equity funds, drafting fund documentation, and managing investor processes. Candidates...
$120k - $205k
...more, collaborating with various teams across the firm. Candidates must have a J.D. and 3-8 years of relevant experience in asset management or a law firm. The expected base salary ranges from $120,000 to $205,000 annually and the position requires in-office presence...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Management Regulatory Counsel. Be the first to apply!


