Regulatory Reporting Associate
Dynamics Executive Search
Oversee the end-to-end reporting workflow for our investment management operations, ensuring timely and accurate submissions. Prepare, review, and file a broad range of regulatory documents — such as Form PF, ADV, CPO‑PQR, 13F, and AIFMD — across numerous regulatory authorities. Coordinate the creation and distribution of detailed investor reports covering portfolio performance, exposures, and other relevant metrics. Track and interpret changes in regulatory guidance, rules, and industry standards to maintain compliance and reporting accuracy. Identify opportunities to streamline processes, reduce operational risk, and enhance data quality across reporting workflows. Partner with technical teams, including business analysts and engineers, to translate reporting requirements into system enhancements. Document processes, controls, and assumptions clearly to ensure transparency and reproducibility. Collaborate with multiple internal stakeholders — Client Services, Fund Accounting, Treasury, Legal, Compliance, Operations, and Broker Management — to meet reporting needs and support ad-hoc data requests. Preferred Qualifications 3–7 years of relevant experience in financial services, particularly in hedge funds, regulatory reporting, or related areas. Bachelor’s degree with strong academic performance. Familiarity with regulatory filings, compliance, audit, accounting, or progress toward the CFA designation is advantageous. #J-18808-Ljbffr Dynamics Executive Search
$95k - $115k
Corporate Title: Associate Department: Operations Location: New York The pay range for this... ...for FED 2004 Primary Dealer Reporting and Operations related FOCUS Reporting.... ...PowerPoint Experience in FED or other types of regulatory reporting a plus Strong communication...SuggestedWork at officeRelocation package$113.4k
The Goldman Sachs Group is seeking an Associate for Regulatory Reporting in New York, New York. The role involves data analysis over large datasets and ensuring regulatory compliance through trade control mechanisms. Candidates must have a Master's or Bachelor's degree...Suggested- ...Job Description Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under US operations, reporting to CFO. This is a hybrid position. The selected colleague will work at office an average of two or...SuggestedWork at officeRemote work2 days per week3 days per week
- ...Sr. Financial Regulatory Reporting Associate The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory filings for multiple legal entities within Mizuho's U.S. operations. The team reports directly to the Mizuho Americas...Suggested
- ...Regulatory Reporting Associate This position will be part of our Operations Control Quality Assurance (QA) Team reporting into the Operations Control Group. The team is responsible for FED 2004 Primary Dealer Reporting, Operations Balance Sheet Account Attestation...SuggestedWork at office
- ...Financial Regulatory Reporting Associate The Financial Regulatory Reporting team is part of the company's Finance, reporting to the organization CFO. The team is responsible for preparing regulatory filings for multiple entities under Mizuho's U.S. operations. The...
$70 per hour
...Role Name - Regulatory Reporting Data Analyst Rate- $70hr REQUIREMENT CITY - Stamford, CT/Remote We need people with Reg Reporting production experience, who have worked on daily / monthly production of FR 2052a liquidity reports. ROLE DESCRIPTION - Role - Reg Reporting...Remote work- ...Regulatory Reporting Analyst Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Reporting Analyst for a contract assignment with one of our premier financial services clients in Jersey City, NJ. Responsibilities include: Prepare and review...Contract work
$64k - $80.5k
...belonging where everyone can thrive and a workplace that reflects our values, our people, and our drive to win. The Regulatory Incident Reporting Analyst will support the Compliance department in ensuring compliance through the execution of policies, processes, and...H1bVisa sponsorshipFlexible hours- ...Meetings- is seeking a Reconciliation Specialist to handle invoicing and compliance reporting remotely. The successful candidate will ensure all documentation and reports are accurate and submitted on time while managing multiple accounts. This role requires robust financial...Remote workFlexible hours
$40k - $55k
...A leading provider of commercial insurance solutions is seeking an Entry-Level Regulatory Reporting Analyst to join their compliance team. This remote position offers a competitive salary range of $40,000-$55,000 and a comprehensive benefits package, including medical...Remote work$90k - $103k
...invests in its people and their ability to drive real progress. Starr Insurance Companies is seeking an experienced Senior Regulatory Reporting Analyst with a deep insurance, and data analysis background. The Senior Regulatory Reporting Analyst will work in...Work at officeWorldwideShift work$120k - $150k
...Summary: U.S. GAAP accountant that is able to handle the timely and accurate submission of all U.S. regulatory reports required of an FBO. Key Responsibilities: * Detailed review of all quarterly Call Reports before submission to the branches and regulatory agencies...Work at officeLocal area$40k - $55k
...yr About the Role About the Role Our client, a leading provider of commercial insurance solutions, is seeking an Entry‑Level Regulatory Reporting Analyst to join their growing compliance team. This is an excellent opportunity for someone looking to launch a career in...Full timeWork at officeRemote work$78k - $103k
...Senior Regulatory Analyst Join Starr, a global leader in commercial insurance with over a century of expertise. We empower our employees... ...the timely and accurate completion of insurance regulatory reporting, working closely with various business units to extract,...Work at officeWorldwideShift work- ...Job Title: AVP Regulatory Reporting Analyst Job Duration: 12 month Location: Jersey City NJ 07310 Job Description: Prepare... ...reporting requirements. A successful Regulatory Reporting Associate should have: ~5 years of experience working in the...
- ...Overview We are looking for a regulatory reporting professional for our multinational banking client located in Downtown NYC, on a contract basis. This role will support U.S. FRY 15 regulatory reporting requirements for a foreign banking organization, including Federal...Contract workLocal areaFlexible hoursShift work3 days per week
- ...Regulatory Reporting Analyst Are you looking for a new challenge to grow an exciting SaaS company as a Regulatory Reporting Analyst? Then continue reading Location: Hybrid New York Job Type: (Full-Time) Our interview process: Step 1: After you apply, our...Full timeWork experience placementRemote workFlexible hours
- ...Regulatory Reporting FRA Analyst Own and execute daily / monthly production of FR 2052a, FRY14, FRY15 liquidity reports, ensuring completeness, accuracy, and timeliness. Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting...
- ...A federal government contractor is seeking a Data Analyst to support operational reporting and stakeholder needs in a financial environment. This role involves developing reports, optimization of SQL queries, and engagement with business users to clarify requirements....For contractorsRemote work
$64.07k - $99.79k
...The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately... ...review HCP expenses for compliance with company policies and regulatory requirements. Identify and resolve any errors or discrepancies...Full timeWork experience placementImmediate startRemote work$85k - $110k
...For more information visit Purpose of Role: Marex is seeking an Operations Regulatory Reporting Analyst who will support and maintain operational systems and static data associated to regulatory reporting processes/controls, and support, maintain and develop all...Immediate startFlexible hours- ...Revolut Ltd is seeking a Business Analyst (Functional Regulatory Reporting) based in the United States. The role involves extending Axiom solutions for regulatory compliance, translating business needs into requirements, and supporting global reporting teams. Candidates...Flexible hours
$120k - $150k
Crédit Agricole Group is seeking a U.S. GAAP Accountant in New York. The role involves the submission of all U.S. regulatory reports, detailed reviews of quarterly Call Reports, and preparation of various FR and TIC reports. The ideal candidate will have the ability to...Local area$70k - $110k
Regulatory Reporting Analyst Location: New York, NY Base pay range: $70,000.00/yr - $110,000.00/yr Our client is seeking a Regulatory Reporting... ...multiple deadlines Employment Details Seniority level: Associate Employment type: Full‑time Job function: Finance #J-1880...Full time- TALENT SHIFT is seeking a regulatory reporting professional to support U.S. FRY 15 regulatory reporting requirements for a multinational banking client in Downtown NYC. This hybrid role allows working onsite 3 days a week and will last between 9-12 months. Candidates must...Contract workShift work3 days per week
- Arrayo is looking for a Regulatory Reporting Governance Business Analyst / SME to join its Financial Services consulting team in New York, NY. This position focuses on regulatory rule interpretation, governance, and documentation, involving close collaboration with regulatory...
$125k - $200k
...traditional to test hypotheses and develop creative solutions to some of the world’s most complex economic problems. The Reporting Analyst will own regulatory, investor, and internal reporting obligations for Two Sigma Investments, LP and its affiliates. This role ensures...Casual workWork at officeLocal areaHome officeFlexible hoursShift work$85k - $100k
...looking for a Data Analyst to join their Business Intelligence group in New York. This role emphasizes compliance, ensuring that regulatory reporting is accurate and timely. The ideal candidate will possess over 3 years of experience in data analytics, with strong skills in...$69k - $105k
...Analyst supports the preparation, analysis, and governance of the FR 2052a Liquidity Monitoring Report. This role is designed to flex across data-quality execution and regulatory interpretation, with specific emphasis determined by team needs. The analyst will act as both...Work at officeRemote workFlexible hours
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