Senior Director, Wealth Management Risk & Compliance
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions. The role focuses on regulatory reporting, controls, committee governance, risk program coordination, policy oversight, and risk routines in Minneapolis and Charlotte.
The candidate will oversee governance processes, risk management, audit activities, licensing, and vendor risk.
#J-18808-Ljbffr$77k - $214k
Industry/SectorAsset and Wealth... ...clients on tax planning, compliance, and strategy. These individuals... ...obligations while minimising risks of non-compliance.Focused... ...connections, and learning how to manage and inspire others.... ...tax solutions. As a Senior Associate you will analyze...SeniorFull timeH1b$150k - $206.3k
...than $1.5 trillion in assets under management, administration and advisement as of... ...around the world.Job DescriptionThe Senior Director, Business Unit Compliance Liaison is responsible for leading the centralized risk team for Wealth Management Solutions, with a focus on...SeniorFull timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week$140k - $230k
...Director of Wealth Consulting The Director of Wealth Consulting will... ...efficiency in RBC Wealth Management-US. Consulting areas... ...Execution Partners with WM-US senior management to develop;... ...and promotes all compliance and conduct risk requirements established...SuggestedWork at officeHome officeFlexible hours$160k - $260k
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...programs enable and sustain regulatory compliance, accreditation readiness, and operational... ...and Quality Assurance plans. Serve as a senior representative in industry benchmarking... ...experience in strategic planning, financial management, and performance analytics. Preferred...SeniorFull timeTemporary workFor contractorsWork at office3 days per week- ...Senior Director Of Global Pricing The Senior Director of Global Pricing serves as a pivotal... .... Financial Performance & Margin Management Profitability Engineering: Partner... ...yet rapid decision-making. Policy & Compliance: Establish and implement global discount...Senior
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Who You’ll Work With:The Senior Associate, Credit Manager will be part of a team focused... ...and managing credit risk associated with loan portfolios... ...terms. The role ensures compliance with credit policies and guidelines... ...will report to the Director, Investment Operations....SeniorFull timeTemporary work- ...A prominent water solutions provider based in Minneapolis, MN, is seeking a Senior Human Resources Business Partner. This role will drive strategic HR solutions, focusing on employee relations and workforce development. Candidates should possess a Bachelor’s degree in...Senior
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SUMMARY Mortenson is seeking Senior HR Business Partner to align HR strategies with business goals, support multiple businesses, and... ..., and HR Operations Support leaders and team members on people management issues by identifying and clarifying problems, evaluating, and...SeniorH1bWork at office$175.73k - $292.88k
...strategy, technology, creativity, and ongoing managed services to solve the biggest problems... ...on December 31, 2026.Work you'll doAs a Senior Manager, on the Technical Transformation... ...client and project teams to track decisions, risks, dependencies, and action itemsConducting...SeniorLocal area$99k - $176k
...DescriptionWhat is the opportunity?RBC US Wealth Managing is building out our credit, lending... ...products and capabilities. As a Risk Advice Senior Manager, Business Risk Oversight, you... ...as well as functional groups, such as Compliance, Law Group and Enterprise Group RiskWhat...SeniorFull timeFlexible hours- ...JOB SUMMARY The Sr Director, AI Platforms is the senior technical leader accountable for building and operating... .... Lead architectural validation, risk assessment, and commercial shaping... ...Engage vendor engineering, product management, and field alliance teams to...SeniorWork at office
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...transformational HR Leader who has partnered with senior leaders to drive complex, global change at scale. As the Senior Director, you will partner with the Chief Revenue... ...reports to the VP, HR Business Partnering and manages a global team of two. At MongoDB, the HRBP...SeniorWorldwideFlexible hours- ...KPMG is currently seeking an Associate Director, Senior Service Designer (GenAI Experience) to... ...contains further information regarding KPMG's compliance with federal, state and local... ..., exercise sound judgment, effectively manage stress and work safely and respectfully...SeniorH1bLocal area
$107k - $147.1k
...more than $1.5 trillion in assets under management, administration and advisement as of year... ...significant impact? We are seeking a dynamic Senior Manager, HR Business Partner to join our... ...and tools to improve results and manage risk.Act as a trusted partner to the SVP on...SeniorFull timeH1bWork at officeWork from homeVisa sponsorship1 day per week$161.93k - $269.88k
Position Summary The Senior Manager will play a key role within our Capital Markets Transactions (CMT) group within Assurance--> Technical Accounting & Reporting. We are seeking professionals who want to build off their IPO and transactions experience to oversee...SeniorWork at officeLocal areaRemote workVisa sponsorship$92.57k - $157.63k
...Partner (HRBP) serves as a trusted advisor to leaders and people managers across the Sales, Customer Experience, Marketing, and the... ...talent decisions. Conduct employee relations, integrity, and compliance investigations, recommending appropriate resolutions and corrective...SeniorFull timeWorldwide$90k - $160k
...enhances the payments operations department within Wealth Management Operations by leading and managing an operations... ...excellence through accuracy, efficiency, and compliance while maintaining enhanced operational risk and service standards and delivering solutions that...SeniorFull timeFlexible hoursShift work$169k - $240k
Affirm is looking for an experienced Staff Technical Program Manager in Minneapolis, MN. This role requires driving complex technical programs, managing multi-disciplinary teams, and ensuring clear communication across stakeholders. Ideal candidates will have a Bachelor...SeniorFlexible hours- ...Partner directly with the VP of Enterprise Analytics of our client to evaluate performance across our insurance, banking, and wealth management business lines. You will design forward-looking, non-traditional KPIs and recommend the enterprise-wide aggregation frameworks...SeniorLocal area
$124k - $335k
Industry/SectorAsset and Wealth ManagementSpecialismIndustry... ...an Asset & Wealth Management - Renewable Energy Tax Senior Manager, you will play a... ...addressing operational tax risks and structuring tax strategies... ...- Leading tax compliance and consulting projects for...SeniorFull timeH1bLocal area- ...Business Partner serves as a trusted advisor to leaders and people managers across the Sales, Customer Experience, Marketing, and the... ...talent decisions. Conduct employee relations, integrity, and compliance investigations, recommending appropriate resolutions and...Senior
$98.3k - $120.2k
...$1.5 trillion in assets under management, administration and advisement... ...Job DescriptionWe are seeking a Senior Recruiter for Field and Branch... ...and field roles within our Wealth Management business across the... ...branch leadership, supervision and risk functions, as well as advisor...SeniorFull timeH1bWork at officeLocal areaWork from homeVisa sponsorship1 day per week$178k - $240k
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...strategic partner to mid-to-senior level business leaders. Leads... ...direction to and advises managers in areas of accomplishing staff... ...HRBPs. Collaborates with Directors on enterprise-wide HR strategies... ...engagement. Ensures compliance and consistency in HR practices...SeniorLocal area$97.8k - $119.9k
...employee relations, performance management, talent planning, coaching, organizational... ...interpretation and guidance for risk management, partnering with the HR Director and ERM's Legal team as needed.... ...to mitigate risk and ensure compliance.Assist with special projects and...Full timeFixed term contractCasual workWork at officeFlexible hours
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