Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Director, Wealth Management Risk & Compliance

Ameriprise Financial Services, LLC

Ameriprise Financial Services, LLC is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions. The role focuses on regulatory reporting, controls, committee governance, risk program coordination, policy oversight, and risk routines in Minneapolis and Charlotte.

The candidate will oversee governance processes, risk management, audit activities, licensing, and vendor risk.

#J-18808-Ljbffr
Vacancy posted 3 hours ago
Similar jobs that could be interesting for youBased on the Senior Director, Wealth Management Risk & Compliance in Minneapolis, MN vacancy
  • $77k - $214k

    Industry/SectorAsset and Wealth...  ...clients on tax planning, compliance, and strategy. These individuals...  ...obligations while minimising risks of non-compliance.Focused...  ...connections, and learning how to manage and inspire others....  ...tax solutions. As a Senior Associate you will analyze... 
    Senior
    Full time
    H1b

    PwC

    Minneapolis, MN
    1 day ago
  • $150k - $206.3k

     ...than $1.5 trillion in assets under management, administration and advisement as of...  ...around the world.Job DescriptionThe Senior Director, Business Unit Compliance Liaison is responsible for leading the centralized risk team for Wealth Management Solutions, with a focus on... 
    Senior
    Full time
    Contract work
    H1b
    Work at office
    Work from home
    Visa sponsorship
    1 day per week

    Ameriprise Financial

    Minneapolis, MN
    2 days ago
  • $140k - $230k

     ...Director of Wealth Consulting The Director of Wealth Consulting will...  ...efficiency in RBC Wealth Management-US. Consulting areas...  ...Execution Partners with WM-US senior management to develop;...  ...and promotes all compliance and conduct risk requirements established... 
    Suggested
    Work at office
    Home office
    Flexible hours

    Minnesota Jobs

    Minneapolis, MN
    3 days ago
  • $160k - $260k

     ...Director, Wealth Management Credit Card The Director, Wealth Management Credit Card will report into the Head of Digital Banking & Lending...  ...all digital channels, while maintaining rigorous compliance and risk management standards. What will you do? Credit Card... 
    Suggested
    Flexible hours

    RBC

    Minneapolis, MN
    2 days ago
  • $167k - $213k

     ...professional home, Wipfli offers a career-defining opportunity.ResponsibilitiesResponsibilities: Responsible for managing and coordinating tax compliance and advisory work for clientsReview Federal and Multi-State Partnership tax returnsLead client relationships on day... 
    Senior
    Temporary work
    Local area
    Flexible hours

    Wipfli

    Minneapolis, MN
    1 day ago
  •  ...RBC Capital Markets, LLC is seeking a Senior Solutions Architect to lead architecture across Wealth Management technology initiatives in Minneapolis. The role focuses on creating target states, guiding roadmaps, and ensuring alignment with business strategy and governance... 
    Senior

    RBC Capital Markets, LLC

    Minneapolis, MN
    3 hours ago
  • $170k - $225k

     ...a Private Banker (Vice President or Executive Director) in Minneapolis, MN, to provide exceptional financial...  ...services to clients. The role involves managing client relationships, generating business, and advising on wealth management strategies. Candidates should have... 
    Senior

    Aumni

    Minneapolis, MN
    3 hours ago
  • $170.7k - $242.37k

     ...programs enable and sustain regulatory compliance, accreditation readiness, and operational...  ...and Quality Assurance plans. Serve as a senior representative in industry benchmarking...  ...experience in strategic planning, financial management, and performance analytics. Preferred... 
    Senior
    Full time
    Temporary work
    For contractors
    Work at office
    3 days per week

    Xcel Energy

    Minneapolis, MN
    4 days ago
  •  ...Senior Director Of Global Pricing The Senior Director of Global Pricing serves as a pivotal...  .... Financial Performance & Margin Management Profitability Engineering: Partner...  ...yet rapid decision-making. Policy & Compliance: Establish and implement global discount... 
    Senior

    nVent

    Minneapolis, MN
    6 days ago
  •  ...Daikin Applied, the world’s largest HVAC company, is seeking a Senior Compensation Partner to shape compensation programs for Alliance Air Products across the U.S. and Mexico. This role focuses on designing structures, evaluating roles, and guiding leadership on pay decisions... 
    Senior
    Remote work

    Daikin Applied

    Minneapolis, MN
    1 day ago
  • $110k - $155k

    Who You’ll Work With:The Senior Associate, Credit Manager will be part of a team focused...  ...and managing credit risk associated with loan portfolios...  ...terms. The role ensures compliance with credit policies and guidelines...  ...will report to the Director, Investment Operations.... 
    Senior
    Full time
    Temporary work

    Alliance Bernstein

    Minneapolis, MN
    4 days ago
  •  ...A prominent water solutions provider based in Minneapolis, MN, is seeking a Senior Human Resources Business Partner. This role will drive strategic HR solutions, focusing on employee relations and workforce development. Candidates should possess a Bachelor’s degree in... 
    Senior

    Kurita America

    Minneapolis, MN
    1 day ago
  • $105.3k - $158k

    SUMMARY Mortenson is seeking Senior HR Business Partner to align HR strategies with business goals, support multiple businesses, and...  ..., and HR Operations Support leaders and team members on people management issues by identifying and clarifying problems, evaluating, and... 
    Senior
    H1b
    Work at office

    Mortenson

    Minneapolis, MN
    4 days ago
  • $175.73k - $292.88k

     ...strategy, technology, creativity, and ongoing managed services to solve the biggest problems...  ...on December 31, 2026.Work you'll doAs a Senior Manager, on the Technical Transformation...  ...client and project teams to track decisions, risks, dependencies, and action itemsConducting... 
    Senior
    Local area

    Deloitte

    Minneapolis, MN
    4 days ago
  • $99k - $176k

     ...DescriptionWhat is the opportunity?RBC US Wealth Managing is building out our credit, lending...  ...products and capabilities. As a Risk Advice Senior Manager, Business Risk Oversight, you...  ...as well as functional groups, such as Compliance, Law Group and Enterprise Group RiskWhat... 
    Senior
    Full time
    Flexible hours

    Royal Bank of Canada

    Minneapolis, MN
    22 hours ago
  •  ...JOB SUMMARY The Sr Director, AI Platforms is the senior technical leader accountable for building and operating...  .... Lead architectural validation, risk assessment, and commercial shaping...  ...Engage vendor engineering, product management, and field alliance teams to... 
    Senior
    Work at office

    Trace3

    Minneapolis, MN
    3 hours ago
  • $151k - $297k

     ...transformational HR Leader who has partnered with senior leaders to drive complex, global change at scale. As the Senior Director, you will partner with the Chief Revenue...  ...reports to the VP, HR Business Partnering and manages a global team of two. At MongoDB, the HRBP... 
    Senior
    Worldwide
    Flexible hours

    MongoDB

    Minneapolis, MN
    4 days ago
  •  ...KPMG is currently seeking an Associate Director, Senior Service Designer (GenAI Experience) to...  ...contains further information regarding KPMG's compliance with federal, state and local...  ..., exercise sound judgment, effectively manage stress and work safely and respectfully... 
    Senior
    H1b
    Local area

    KPMG

    Minneapolis, MN
    1 day ago
  • $107k - $147.1k

     ...more than $1.5 trillion in assets under management, administration and advisement as of year...  ...significant impact? We are seeking a dynamic Senior Manager, HR Business Partner to join our...  ...and tools to improve results and manage risk.Act as a trusted partner to the SVP on... 
    Senior
    Full time
    H1b
    Work at office
    Work from home
    Visa sponsorship
    1 day per week

    Ameriprise Financial

    Minneapolis, MN
    3 days ago
  • $161.93k - $269.88k

    Position Summary The Senior Manager will play a key role within our Capital Markets Transactions (CMT) group within Assurance--> Technical Accounting & Reporting. We are seeking professionals who want to build off their IPO and transactions experience to oversee... 
    Senior
    Work at office
    Local area
    Remote work
    Visa sponsorship

    Deloitte

    Minneapolis, MN
    1 day ago
  • $92.57k - $157.63k

     ...Partner (HRBP) serves as a trusted advisor to leaders and people managers across the Sales, Customer Experience, Marketing, and the...  ...talent decisions. Conduct employee relations, integrity, and compliance investigations, recommending appropriate resolutions and corrective... 
    Senior
    Full time
    Worldwide

    Resideo

    Golden Valley, MN
    4 days ago
  • $90k - $160k

     ...enhances the payments operations department within Wealth Management Operations by leading and managing an operations...  ...excellence through accuracy, efficiency, and compliance while maintaining enhanced operational risk and service standards and delivering solutions that... 
    Senior
    Full time
    Flexible hours
    Shift work

    Royal Bank of Canada

    Minneapolis, MN
    5 days ago
  • $169k - $240k

    Affirm is looking for an experienced Staff Technical Program Manager in Minneapolis, MN. This role requires driving complex technical programs, managing multi-disciplinary teams, and ensuring clear communication across stakeholders. Ideal candidates will have a Bachelor... 
    Senior
    Flexible hours

    Affirm

    Minneapolis, MN
    2 days ago
  •  ...Partner directly with the VP of Enterprise Analytics of our client to evaluate performance across our insurance, banking, and wealth management business lines. You will design forward-looking, non-traditional KPIs and recommend the enterprise-wide aggregation frameworks... 
    Senior
    Local area

    Tiger Analytics Inc.

    Minneapolis, MN
    a month ago
  • $124k - $335k

    Industry/SectorAsset and Wealth ManagementSpecialismIndustry...  ...an Asset & Wealth Management - Renewable Energy Tax Senior Manager, you will play a...  ...addressing operational tax risks and structuring tax strategies...  ...- Leading tax compliance and consulting projects for... 
    Senior
    Full time
    H1b
    Local area

    PwC

    Minneapolis, MN
    1 day ago
  •  ...Business Partner serves as a trusted advisor to leaders and people managers across the Sales, Customer Experience, Marketing, and the...  ...talent decisions. Conduct employee relations, integrity, and compliance investigations, recommending appropriate resolutions and... 
    Senior

    Minnesota Jobs

    Minneapolis, MN
    3 days ago
  • $98.3k - $120.2k

     ...$1.5 trillion in assets under management, administration and advisement...  ...Job DescriptionWe are seeking a Senior Recruiter for Field and Branch...  ...and field roles within our Wealth Management business across the...  ...branch leadership, supervision and risk functions, as well as advisor... 
    Senior
    Full time
    H1b
    Work at office
    Local area
    Work from home
    Visa sponsorship
    1 day per week

    Ameriprise Financial

    Minneapolis, MN
    3 days ago
  • $178k - $240k

     ...role is based in Wayzata, Minnesota.Job Purpose and ImpactThe Senior Director, Culture & Inclusion job provides leadership for Cargill’s...  ...ensure effective deployment of tools, surveys and playbooks.MANAGE EXTERNAL PARTNERSHIPS: Regularly benchmarks Cargill inclusion... 
    Senior
    Work experience placement
    Shift work

    Cargill

    Wayzata, MN
    3 days ago
  • $81.1k

     ...strategic partner to mid-to-senior level business leaders. Leads...  ...direction to and advises managers in areas of accomplishing staff...  ...HRBPs. Collaborates with Directors on enterprise-wide HR strategies...  ...engagement. Ensures compliance and consistency in HR practices... 
    Senior
    Local area

    NAMSA

    Minneapolis, MN
    1 day ago
  • $97.8k - $119.9k

     ...employee relations, performance management, talent planning, coaching, organizational...  ...interpretation and guidance for risk management, partnering with the HR Director and ERM's Legal team as needed....  ...to mitigate risk and ensure compliance.Assist with special projects and... 
    Full time
    Fixed term contract
    Casual work
    Work at office
    Flexible hours

    ERM Group

    Minneapolis, MN
    22 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Director, Wealth Management Risk & Compliance. Be the first to apply!