Senior Compliance Officer — Investments & SEC Regulation
Blacklock Group
Blacklock Group in Arizona is seeking a Compliance Officer to join a hands-on team reporting to the CCO. The role spans wealth management and investment activities, focusing on regulatory compliance, monitoring, and governance. You will work closely with investment and operations teams to ensure adherence to SEC rules and Advisers Act requirements, including ethics administration and third-party oversight. #J-18808-Ljbffr Blacklock Group
Vacancy posted 3 days ago
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