Financial Services Regulatory & Compliance Associate (Senior Level) - Multiple Offices
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications. We offer competitive compensation and an excellent benefits package. GT has largest legal footprint in the United States and a strong global financial services regulatory practice. The candidate will have the opportunity to work with clients, large and small, in the banking and fintech industry across the globe.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Ideal candidates will have a minimum of 7 years of financial services regulatory and compliance experience working with banks, fintech companies, money services businesses and virtual currency payment platforms. Experience advising institutions on regulatory matters such as licensing/chartering, new product development, acquisitions, mergers, divestures, bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial services laws and regulations such as BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital and liquidity risk management, and consumer protection law is sought. Experience representing clients before U.S. federal regulators such as the Federal Reserve, FDIC, OCC, FinCEN and state authorities is critical. Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is a plus, but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearActual pay will be adjusted based on experience, location, and other job-related factors permitted by law. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.Pursuant to the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act, we will consider qualified applicants with arrest or conviction records for employment. GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Los Angeles; Atlanta; Washington, D.C.; Dallas; Chicago; San Diego; San Francisco; New York; PhoenixType: Full time
$365k - $400k
...time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be... ...where the Firm maintains an office, subject to business needs and... ...and a strong global financial services regulatory practice. The Associate...SeniorFull timeTemporary workWork at officeFlexible hours- Greenberg Traurig, LLP seeks a senior Associate for its Financial Regulatory & Compliance Practice in one of our offices including Phoenix. The role requires substantial regulatory... ...have at least 6 years of financial services regulatory experience, licensing knowledge...Senior
$260k - $365k
...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...SeniorFull time$92.45k - $114.2k
...Job Title: Senior Compliance Officer Location: CA - Westlake Village... ...related to mortgage servicing related compliance oversight... ...departments to support adherence to regulatory commitments and the... ...legacy bank brands - Alliance Association Bank, Alliance Bank of...Senior$77k - $143k
...Description Job Description COMPLIANCE OFFICER-DEPOSITS & PAYMENT... ...which both adheres to the regulatory requirements while assisting... ...reviews on specific loan-level accounts, as necessary through... ...(CIA), and/or Certified Financial Services Auditor (CFSA) designation...SuggestedWork experience placementRemote work- A law firm seeks a Senior Consumer Finance Regulatory Associate in Phoenix, AZ. This full-time position offers the opportunity to work... ...industries nationwide. Duties Advise clients on financial services regulatory and compliance matters. Handle mortgage lending and...SeniorFull timeTemporary workFlexible hours
- ...Junior Compliance Officer SGI Global is seeking qualified Junior Compliance Officer to support... ...client with I-9 audit support services and worksite enforcement compliance activities... ...educational requirement is an Associates Level degree. ~ Education is preferred to...Contract workFor contractorsLocal areaRemote workWeekend work
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$16 per hour
...is looking for talented Loan Officers to originate home loans through... ...possess excellent customer service skills, consistent work habits... ...established time frames High level of integrity and trust; must... ...asked to become licensed in multiple states Compensation: $16/hour...SeniorWork experience placement- ...President (VP), Banking Compliance is a senior leadership role... ...matter expert in bank regulatory compliance with a strong... ...the gold standard of service. We work with... ...Prepare executive-level reporting for senior... ...Bank’s HMDA and CRA Officer and will lead the Bank...Work at officeLocal area
$40k - $52k
...Compliance Coordinator Location: Arizona Department... ...management of regulatory compliance for all business... ...multi-task and manage multiple projects and priorities... ...individuals at all levels of the organization.... ...corporate or administrative office setting. Minimal...Full timeWork experience placementWork at officeLocal areaFlexible hours- BCG Attorney Search is seeking a mid to senior-level Consumer Finance Associate for our Phoenix, Arizona office. The role centers on financial regulatory and compliance matters across a diverse client base, including lenders and fintechs. You will advise on mortgage lending...Work at office
- Greenberg Traurig LLP seeks a full-time mid-level Associate in its Financial Regulatory & Compliance Practice. Eligible locations include Miami, DC, New York,... ...candidate has 3-5 years of experience in financial services regulatory and compliance, including mortgage lending...Full time
- A leading escrow services provider in Arizona seeks an experienced Escrow Officer to manage commercial escrow transactions. The... ...documents, and ensuring compliance with regulations. Strong communication... ...is a proven ability to handle multiple transactions. This position...Senior
- ...Supervisory Veterinary Medical Officer to lead enforcement and... ...facilities, inspections, and compliance. The position requires specialized... ...education at the GS-13 level, with potential for PhD, residency... ...808-Ljbffr USDA Animal and Plant Health Inspection Service (APHIS)Senior
- ...Senior Tax AssociateDBMG Headquarters - Phoenix... ...provisions and compliance, indirect tax,... ...returns, & statutory financial statements coordinating... ...nature and level of work being performed... ...with on-going multiple projects.Software... ...climate controlled office area. Ability to sit...SeniorFull timeInterim roleWork at officeLocal area
- ...SUMMARY The position of Compliance Specialist II reports... ...results-driven regulatory compliance strategies... ...complex files involving multiple income sources, including... ..., with a higher level of detail. Monitors... ...programs such as Microsoft Office suite. Proficiency with...Work experience placementSelf employmentLocal area
- ...serves as a senior individual contributor... ..., closing, servicing, credit... ...borrower-provided financial information... .... Ensures compliance with regulatory requirements,... ...relationships involving multiple entities,... ...of Microsoft Office. Professional... ...a high level of...SeniorInterim roleWork at officeWork from homeFlexible hoursDay shiftAfternoon shift
- ...seeking a Cybersecurity Risk and Compliance Analyst (Sr. BSA) to join the Information Security Office in a hybrid role. You will... ...and policy implementation for multiple municipal functions. The ideal... ...communication, and cloud/security services. #J-18808-Ljbffr City of...SeniorWork at office
- Overview The Supplier Compliance & Management... ...quality, safety, regulatory, and certification... ...our Store Support Office in Phoenix, AZ, with... ...ability to manage multiple priorities, timelines... ...focus on customer service, our neighborhood... ...nature and level of the work being...Temporary workWork at officeImmediate startFlexible hours
$300 per month
DEPT OF HEALTH SERVICES The Arizona Department... ..., from entry to senior level. We offer a... ...Arizonans. Healthcare Compliance Officer - Long Term Care... ...or with regulatory bodies, responds... ...Selective Preference(s) Associate’s degree, with... ...you build a financially secure future,...Temporary workWork at officeFlexible hours- ...Oversee business and compliance inventory SLAs... ...apparent regulatory or compliance breaches... ...compliance, AML, financial crimes, compliance... ...ability to manage multiple priorities and meet established service level agreements (SLAs)... ...other Microsoft Office applications Experience...Work experience placementWork at office
- ...have experience as an NMLS Licensed Loan Officer? Are you a driven self-starter with a passion... ...process, providing exceptional client service along the way. Respond to potential... ...you the support you need on an individual level and offer all sorts of ways to help you live...SeniorLive in
- Tax Senior Associate | GeneralistEssential Functions... ...and upper-level client managementHas... ...timely basisManages multiple assignments inside... ...Tax, Microsoft Office 365 Minimum QualificationsBachelor... ...professional services advisor to middle... ..., tax and financial services. In...SeniorWork at office
- ...Description About Us True Financial is a fast-growing mortgage... ...experienced, licensed Mortgage Loan Officers for our Headquarters in... ...top producers. GET PAID: Multiple flexible pay plans for... ...delivering exceptional customer service. Qualifications Minimum...Remote jobFull timeImmediate startHome officeFlexible hours
- ...challenges and shape the future of financial well-being. You take... ...will be located at our Corporate Office:2355 W Pinnacle Peak Rd, Phoenix, AZ 85027 The Compliance Manager / BSA Officer oversees... ...and day-to-day coordination of regulatory compliance activities, including...Work at office
- ...Senior Auto Loan Processor/ Funding Specialist Stellantis Financial Services (SFS) is the new captive finance company... ...Proficient in using Microsoft Office Suite. Ability to... ...and prioritize multiple files effectively and... ...functions. The noise level in the work environment...SeniorContract workWork at officeVisa sponsorshipWork visaShift workWeekend workAfternoon shift
$175k - $227.5k
...leading internet financial platform... ...seeking a seasoned Senior Manager of Internal... ...to meet the Office of the Comptroller... ...("OCC")’s regulatory requirements. Reporting... ...plus. Expert-level understanding... ...to manage multiple priorities and... ...Experience in financial services, fintech,...SeniorWork at officeFlexible hours$110k - $130k
...Environmental Compliance Specialist... ...infrastructure consulting services; we provide... ...and offices throughout the... .... Perform regulatory compliance... ...subtraction, multiplication, division, and... ...Career Level: Senior Employment... ...historically associated with race), ethnicity...SeniorFull timeLocal area- OneAZ Credit Union in Phoenix, AZ is hiring a Compliance Manager / BSA Officer to lead our BSA program and enterprise compliance efforts. Based at... ...Office, you will supervise the BSA Team, ensure regulatory alignment, and shepherd policies across AML, OFAC, CIP,...Work at office
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