Financial Services Regulatory & Compliance Associate (Senior Level) - Multiple Offices
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications. We offer competitive compensation and an excellent benefits package. GT has largest legal footprint in the United States and a strong global financial services regulatory practice. The candidate will have the opportunity to work with clients, large and small, in the banking and fintech industry across the globe.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Ideal candidates will have a minimum of 7 years of financial services regulatory and compliance experience working with banks, fintech companies, money services businesses and virtual currency payment platforms. Experience advising institutions on regulatory matters such as licensing/chartering, new product development, acquisitions, mergers, divestures, bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial services laws and regulations such as BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital and liquidity risk management, and consumer protection law is sought. Experience representing clients before U.S. federal regulators such as the Federal Reserve, FDIC, OCC, FinCEN and state authorities is critical. Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is a plus, but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearActual pay will be adjusted based on experience, location, and other job-related factors permitted by law. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.Pursuant to the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act, we will consider qualified applicants with arrest or conviction records for employment. GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Los Angeles; Atlanta; Washington, D.C.; Dallas; Chicago; San Diego; San Francisco; New York; PhoenixType: Full time
$365k - $400k
...time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be... ...where the Firm maintains an office, subject to business needs and... ...and a strong global financial services regulatory practice. The Associate...SeniorFull timeTemporary workWork at officeFlexible hours- Greenberg Traurig, LLP seeks a senior Associate for its Financial Regulatory & Compliance Practice in one of our offices including Phoenix. The role requires substantial regulatory... ...have at least 6 years of financial services regulatory experience, licensing knowledge...Senior
$77k - $143k
...Description Job Description COMPLIANCE OFFICER-DEPOSITS & PAYMENT... ...which both adheres to the regulatory requirements while assisting... ...reviews on specific loan-level accounts, as necessary through... ...(CIA), and/or Certified Financial Services Auditor (CFSA) designation...SuggestedWork experience placementRemote work$260k - $365k
...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...SeniorFull time- ...reports, or data to determine compliance with internal policy or... ...CMS), particularly mortgage servicing-related compliance oversight... ...defense departments to support regulatory commitments and develop enhanced... ...understanding of MS Office Intermediate ability to foster...Senior
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- Overview The Supplier Compliance & Management... ...quality, safety, regulatory, and certification... ...our Store Support Office in Phoenix, AZ, with... ...ability to manage multiple priorities, timelines... ...focus on customer service, our neighborhood... ...nature and level of the work being...Temporary workWork at officeImmediate startFlexible hours
- ...Senior Tax Associate DBMG Headquarters - Phoenix, AZ... ...tax provisions and compliance, indirect tax,... ...returns, & statutory financial statements... ...general nature and level of work being performed... ...with on-going multiple projects.... ...climate controlled office area. Ability to...SeniorFull timeWork experience placementInterim roleWork at officeLocal area
- Tax Senior Associate | GeneralistEssential Functions... ...and upper-level client managementHas... ...timely basisManages multiple assignments inside... ...Tax, Microsoft Office 365 Minimum QualificationsBachelor... ...professional services advisor to middle... ..., tax and financial services. In...SeniorWork at office
- ...have experience as an NMLS Licensed Loan Officer? Are you a driven self-starter with a passion... ...process, providing exceptional client service along the way. Respond to potential... ...you the support you need on an individual level and offer all sorts of ways to help you live...SeniorLive in
- ...Governance, Risk, and Compliance (GRC) Analyst Schaumburg About... ...Risk, and Compliance (GRC) Senior Analyst to join our InfoSec... ...s compliance posture across multiple regulatory frameworks and industry standards... ...ISO/IEC 42001, and CSA Star Level 2 certification programs....Full timeFlexible hours
- ...challenges and shape the future of financial well-being. You take... ...will be located at our Corporate Office:2355 W Pinnacle Peak Rd, Phoenix, AZ 85027 The Compliance Manager / BSA Officer oversees... ...and day-to-day coordination of regulatory compliance activities, including...Work at office
- ...Senior Auto Loan Processor/ Funding SpecialistStellantis Financial Services (SFS) is the new captive finance company... ...skillsProficient in using Microsoft Office Suite.Ability to multitask and prioritize multiple files effectively and... ...functions. The noise level in the work...SeniorContract workWork at officeVisa sponsorshipWork visaShift workWeekend workAfternoon shift
$175k - $227.5k
...leading internet financial platform... ...seeking a seasoned Senior Manager of Internal... ...to meet the Office of the Comptroller... ...("OCC")’s regulatory requirements. Reporting... ...plus. Expert-level understanding... ...to manage multiple priorities and... ...Experience in financial services, fintech,...SeniorWork at officeFlexible hours$85.04k - $162.55k
...members to achieve financial security through... ..., exceptional service and trusted... ...are seeking a Mid-level Risk and Compliance Advisor who specializes... ...to be in the office 4 days per week.... ...including risks associated with new or... ...knowledge of the driven/regulatory landscape and...Full timeH1bWork at officeRemote workHome officeFlexible hours- OneAZ Credit Union in Phoenix, AZ is hiring a Compliance Manager / BSA Officer to lead our BSA program and enterprise compliance efforts. Based at... ...Office, you will supervise the BSA Team, ensure regulatory alignment, and shepherd policies across AML, OFAC, CIP,...Work at office
- ...Training for multiple years... ...(hybrid/in-office expectations... ...excellent client service. The primary... .... The Senior Manager will... ...engagements for tax, financial reporting,... ...and compliance with applicable... ...professional and regulatory standards.... ...professionals at all levels of the...SeniorJob sharingFull timeWork at office
$64.2k - $116.4k
...complex and the services we offer are... ...and insightful financial and... ...Advisor (EBA) – Senior Associate role, you will... ...manages engagement level financial and... ...support quality, compliance, and achievement... ...to manage multiple tasks and simultaneously... ...to Microsoft Office (Excel,...SeniorContract workWork experience placementSummer holidayWork at officeFlexible hours- ...hour goals Review associates' accounting, tax or auditing... ...deadlines, work on multiple assignments and... ...writing throughout all levels of organization, both... ...leading professional services advisor to middle-market... ...business consulting, tax and financial services. In certain...Senior
$71.87k - $114.8k
...KYC REVIEW ANALYST SENIOR- OPS WHAT IS... ...credit policy and compliance with BSA and USA Patriot... ...of client risk level. The KYC Review... ...in Banking Services, branch operations... ...experience using Microsoft Office Additional... ...leading diversified financial services companies...SeniorWork at officeRemote work$90k - $120k
...Chief Credit Officer Position... ...experienced Senior Loan Underwriter... ...strong financial analysis skills... ...global debt service coverage to... ...in compliance with internal... ...and relevant regulatory guidelines (... ...and service-level standards... ...ability to manage multiple files simultaneously...SeniorWork at officeRemote work$70k - $110k
...looking for a Senior Tax... ...hiring for a Tax Associate and a Senior... ...outside of our office walls. This... ...firms across multiple states with... ...Federal and State compliance reporting... ...customer service skills Excellent... ...Seniority level Seniority... ...Accounting, Financial Services, and...SeniorFull timeTemporary workWork at officeLocal area
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