Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Officer

$92.45k - $114.2k

Alliance Bank of Arizona

Job Title:Senior Compliance OfficerLocation:CA - Westlake VillageWhat you'll do:As a Senior Compliance Officer in the Second Line of Defense, you'll review and analyze information, reports or data to determine if the applicable process is in compliance with internal policy or regulations and provide effective challenge to the business where applicable. You'll assist management with development, maintenance, and support of the Compliance Management System (CMS), particularly related to mortgage servicing related compliance oversight. In this role you'll provide subject matter advice, oversight, and guidance on applicable bank policies, compliance interpretation, risk assessments, issue management, policy and procedure review, controls evaluation, exam management, data management, and other risk mitigation activities. You'll collaborate with all lines of defense departments to support adherence to regulatory commitments and the development of enhanced monitoring and controls to mitigate compliance risk.Interpret and effectively communicate compliance management information, identify the root cause(s) of potential compliance risk, provide advice on addressing risk and strengthening controls, as well as provide periodic reports to management.Monitor the progress of compliance issues, analyze risk mitigation strategies and tactics, and validate effectiveness of corrective action plans by the line of business.Identify opportunities for improvement in the design and effectiveness of compliance controls as appropriate for first line business units, issue final reports and communicate results in writing to first line management or risk committees.What you'll need: 2+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field; experience with mortgage servicing compliance programs preferred.High school diploma required; Bachelor's degree in related field preferred.Regulatory experience in RESPA, TILA, FCRA, SCRA, FDCPA, FDPA, ECOA, and UDAAP is required.Regulatory experience in EFTA, E-SIGN, HPA, HCA, PTFA, and State Mortgage Servicing Requirement are nice to haves.Experience developing or performing risk-based compliance monitoring, evaluating controls, identifying potential compliance gaps, and providing effective challenge would be a strong preference.Experience with compliance monitoring is required Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services; experience with mortgage servicing related processes including default and non-default and subservicing oversight preferred.Intermediate knowledge of applicable mortgage servicing-related regulatory and legal compliance obligations, rules and regulations, industry standards and practices.Intermediate understanding of MS Office.Intermediate ability to foster and build relationships to achieve a common goal.Intermediate speaking and writing communication skills.Compensation: Salary range for new hires is generally $92,450.00 - $114,203.33 for Irvine, CA. Salary range for new hires is generally $92,450.00 - $114,203.33 for Westlake Village, CA. Salary amount is determined by specific job location. In addition, the role may be eligible for annual bonus/incentives earned and restricted stock.Benefits you’ll love:We offer all the important things you'd want — like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you’ll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career!About the company:Western Alliance Bank, Member FDIC, is a wholly owned subsidiary of Western Alliance Bancorporation. Serving clients nationwide, Western Alliance Bank includes six legacy bank brands — Alliance Association Bank, Alliance Bank of Arizona, Bank of Nevada, Bridge Bank, First Independent Bank and Torrey Pines Bank — that remain part of the company’s heritage, as well as AmeriHome Mortgage, a Western Alliance Bank Company.Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying, please email View email address on click.appcast.io or call View phone number on click.appcast.io. When contacting us, please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process. Western Alliance BancorporationSummaryLocation: Westlake Village, CA; Phoenix, AZ; Irvine, CAType: Full time

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer in Phoenix, AZ vacancy
  •  ...Senior Director, Principal Gifts About the Company Philanthropic organization supporting Indigenous culture & individuals Industry...  ...in varied environments. Hiring Manager Title Chief Development Officer Functions ~ Non-Profit Management Confidential
    Senior

    Confidential

    Phoenix, AZ
    1 day ago
  •  ...Benefits: 401(k) 401(k) matching Company parties Flexible schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations.... 
    Suggested
    Full time
    Part time
    For contractors
    Local area
    Remote work
    Long distance
    Flexible hours

    JULIAN EIAN JUEL MOVING AND CLEANIN

    Phoenix, AZ
    2 days ago
  •  ...QUALIFICATIONSStrong working knowledge of Medicare and commercial payor credentialing standards, PECOS and AHCCCSHigh proficiency with MS Office (Word, Excel, PowerPoint, Outlook etc.).High School Diploma or equivalentExperience in provider enrollment and credentialing for... 
    Suggested

    OrthoArizona

    Peoria, AZ
    21 hours ago
  •  ...support benefit policy interpretation, retirement administration, compliance, wellness, and customer service for GCNA and affiliated entities. The role requires 3+ years in benefits and strong Excel/MS Office skills, with excellent communication abilities. Expect... 
    Senior

    Goodwill Industries International Inc

    Phoenix, AZ
    5 days ago
  • Western Alliance Bank is seeking a Compliance Consultant on a contract-to-hire basis. You will review information to ensure compliance with internal policies and regulations, support the Compliance Management System, and advise on policies, risk assessments, and controls... 
    Senior
    Contract work

    Western Alliance Bancorporation

    Phoenix, AZ
    3 days ago
  •  ...and PAC Cards; return terminated credentials to the Security Officer for destruction Credentialing Specialists shall keep a log...  ...complete required online credentialing training and maintain compliance with PIV-II SmartID credential requirements. Knowledge of ICAM... 
    Full time
    Contract work
    Temporary work
    For contractors
    Local area
    Relocation
    Shift work
    Night shift
    Weekend work

    ARMADA COMPANY

    Phoenix, AZ
    2 days ago
  •  ...inventory management, and customer support activities while ensuring compliance with established credentialing policies and security procedures...  ...and attention to detail. Proficiency with Microsoft Office Suite. Preferred Qualifications Experience supporting HSPD... 
    Permanent employment
    For contractors
    Work experience placement
    Work at office

    One Federal Solution

    Phoenix, AZ
    3 days ago
  • $150k - $195k

     ...of FAA policies and standards with relationships with FAA's Western Pacific and/or Northwest Mountain Regions and Airports District Office personnel are also important. Specific assignments will depend on the skills of the individual. Position Responsibilities... 
    Senior
    Contract work
    Work experience placement
    Work at office
    Local area

    C&S Companies

    Phoenix, AZ
    4 days ago
  •  ...agencies and staff. Ability to be organized and efficient in daily work activities/projects. ENVIRONMENTAL WORKING CONDITIONS Normal office environment. Some travel within community. PHYSICAL/MENTAL DEMANDS Requires sitting and standing associated with a normal office... 
    Work at office

    The Core Institute

    Phoenix, AZ
    2 days ago
  • $35k - $48k

     ...Education Required: BA/BS US Citizenship: Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I-9 audit support services and worksite enforcement... 
    Full time
    Contract work
    For contractors
    Work at office
    Remote work
    Weekend work

    The MIL Corporation

    Phoenix, AZ
    21 hours ago
  • $77k - $143k

     ...Job Description Job Description COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS   WHAT IS THE OPPORTUNITY? Position is responsible for overseeing and maintaining assigned areas of the compliance program covering consumers, including monitoring business areas... 
    Work experience placement
    Remote work

    City National Bank

    Phoenix, AZ
    20 days ago
  •  ...Junior Compliance Officer SGI Global is seeking qualified Junior Compliance Officer to support a federal law enforcement client with I-9 audit support services and worksite enforcement compliance activities. The role assists in reviewing employment eligibility documentation... 
    Contract work
    For contractors
    Local area
    Remote work
    Weekend work

    SGI Global

    Phoenix, AZ
    3 days ago
  • $260k - $365k

     ...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial... 
    Senior
    Full time

    Direct Counsel

    Phoenix, AZ
    27 days ago
  • $30k - $40k

     ...encountered. Prepare and maintain spreadsheets tracking the status of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations, and procedures related to PIV card enrollment.... 
    For contractors
    Local area

    Electrosoft Services Inc

    Phoenix, AZ
    4 days ago
  • Mayo Foundation for Medical Education and Research is seeking a Supervisor in Phoenix, Arizona. This role involves planning, directing, and coordinating quality services in respiratory therapy. It demands a minimum of 4 years’ experience and a current Arizona Respiratory...
    Senior

    Mayo Foundation for Medical Education and Research

    Phoenix, AZ
    2 days ago
  • $260k - $365k

     ...has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an excellent... 
    Senior
    Full time
    Temporary work
    Work at office
    Flexible hours

    Greenberg Traurig LLP

    Phoenix, AZ
    1 day ago
  • $365k - $400k

     ..., has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications.... 
    Senior
    Full time
    Temporary work
    Work at office
    Flexible hours

    Greenberg Traurig LLP

    Phoenix, AZ
    3 days ago
  • $143k - $193.05k

     ...Modernization business unit is seeking a Senior Principal Software Engineer to serve as...  ...Rocket Software Inc. is also committed to compliance with all fair employment practices...  ...headquartered in Waltham, Massachusetts, and has 20 offices worldwide, bringing people and... 
    Senior
    Full time
    Remote work
    Worldwide

    Rocket Software

    Phoenix, AZ
    1 day ago
  •  ...Capitol Engineering is seeking a Senior Welder/Fitter 3 for our Phoenix fabrication shop. This advanced role handles complex welding...  ...You will read engineering blueprints, manage fit‑up, ensure WPS compliance, and mentor junior welders while maintaining top safety and quality... 
    Senior

    Capitol Engineering Co

    Phoenix, AZ
    1 day ago
  •  ...Capitol Engineering is seeking a Welder / Fitter 3 for our Phoenix shop. This senior role performs high-quality welds across types and positions, reading blueprints and applying WPS requirements with independence. You will mentor junior welders and ensure strict adherence... 
    Senior

    Capitol Engineering Co

    Phoenix, AZ
    2 days ago
  •  ...CommonSpirit Health is seeking a Senior Patient Logistics Coordinator to facilitate patient placement across the enterprise and specialized facilities, under the guidance of the Patient Logistics RN, Supervisor, Manager, and Director. You will coordinate patient movement... 
    Senior

    CommonSpirit Health

    Phoenix, AZ
    21 hours ago
  • $169.8k - $355.4k

    Job Description The computer vision team is responsible for growing our capabilities in image analysis and recognition. Our goal is to enable customers to apply computer vision to solve their particular business problems with our assistance and expertise. In this role...
    Senior
    Temporary work
    Flexible hours

    Oracle

    Phoenix, AZ
    4 days ago
  •  ...litigation. A successful candidate will be able to: Manage a case through its life cycle while seeking appropriate guidance from the senior partner and work independently on items such as take/defend depositions, including expert witness. Tiffany & Bosco offers a... 
    Senior

    Tiffany & Bosco

    Phoenix, AZ
    21 hours ago
  • Capitol Engineering, a leading custom fabrication shop in Phoenix, is seeking a seasoned Welder/Fitter 3 to perform complex multi-process welding across carbon steel, stainless steel, aluminum, and AR plate. You will read blueprints, lay out large assemblies, ensure fit...
    Senior

    Capitol Engineering Co

    Phoenix, AZ
    2 days ago
  • At ROLINC Staffing & Search, we connect great job seekers with great companies along the Colorado Front Range and beyond! Since 1991, we've specialized in matching skilled trades talent with manufacturing, distribution, and construction companies - providing temp-to-hire...
    Senior
    Temporary work

    ROLINC Staffing

    Phoenix, AZ
    2 days ago
  • $95k - $110k

     ...Job Description Senior Financial Analyst - Allocations & Costing (Phoenix) Who: A fast-scaling finance team seeking an analytical...  ...influencing cost transparency and business performance. Office Environment: Hybrid model (up to 2 days in office if... 
    Senior
    Work at office

    Staff Financial Group

    Phoenix, AZ
    3 days ago
  •  ...Northeast Healthcare Recruitment, Inc. (NEHCR) is looking for a Senior A&P Mechanic in Phoenix, AZ, specializing in medium/heavy...  ...responsibilities include troubleshooting and documenting maintenance tasks while ensuring compliance with FAA regulations. #J-18808-Ljbffr... 
    Senior
    Relocation package

    Northeast Healthcare Recruitment

    Phoenix, AZ
    2 days ago
  • A leading remote service provider is looking for two Data Processing Specialists to join their team. This position involves credentialing new accounts and requires strong attention to detail and excellent communication skills. Responsibilities include researching and validating...
    Remote job
    Full time
    Monday to Friday

    Remote Career

    Phoenix, AZ
    3 days ago
  •  ...seeking a Licensed Practical Nurse (LPN) to join our Assisted Living and Memory Care team. You will provide skilled nursing care to seniors within our Senior Living Community, including medication administration, wound care, and assistance with daily activities under RN... 
    Senior

    Christian Care / Fellowship Square

    Phoenix, AZ
    21 hours ago
  •  ...A leading engineering firm in Phoenix seeks a seasoned professional for a senior engineering role, specializing in water treatment projects. The ideal candidate has over 20 years of experience, holds a Professional Engineering registration, and has significant expertise... 
    Senior
    Flexible hours

    Carollo Engineers

    Phoenix, AZ
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Officer. Be the first to apply!