Regulatory Counsel, Asset Management
Dormont Manufacturing Co
Dormont Manufacturing Co is seeking a Legal Affairs Manager to support ongoing legal and regulatory activities for Columbia Threadneedle Investments. The ideal candidate will provide legal backing for registered investment companies and coordinate disclosure documents under various legal acts. The role demands strong analytical skills and attention to detail, with responsibilities including regulatory support, document coordination, and collaboration with various business units. Applicants should hold an Associate’s degree or a bachelor’s equivalent and possess 3-5 years of relevant experience. #J-18808-Ljbffr Dormont Manufacturing Co
- ...solely dedicated to property risk management and the resilience of its... ...to the Assistant General Counsel, Corporate Transactions, this... ...investments, managed accounts across asset classes as well as... ...standard issues. Monitor legal, regulatory, and market developments affecting...AssetRegulatoryFull timeWork experience placementWork at officeFlexible hoursNight shift
$225k - $250k
...Gray is looking to add a Senior Counsel - Investment Solutions to the... ...large conversions of CIT assets from other trust companies and... ...matter expert on various legal and regulatory matters affecting the business, including asset management, capital markets, distribution...AssetRegulatoryWork experience placementWork at officeLocal areaRemote workVisa sponsorship$150k - $180k
...Description Income Research + Management Income Research +... ...privately owned, fixed income asset management firm. IR+M delivers... ...engagement. Open Position : Counsel (Legal) Job Description:... ...asset management, governance, regulatory, contracts, employment, and corporate...AssetRegulatoryFull timeWork visa- ..., GMO is a global investment manager committed to delivering superior... .... These include multi-asset class, equity, fixed income and... ...Legal Team. The Senior Legal Counsel – Advisory and Intermediary Lead... ...relationships, and regulatory requirements, with a particular...AssetRegulatoryLocal areaWorldwideFlexible hours
- ...encompassing both membership interest and asset purchase agreements Community solar... ...compliance—under the guidance of regulatory outside counsel as applicable—that affects company assets... ..., collaborating closely with asset management, commercial, policy, and business...AssetRegulatoryContract workRemote workFlexible hoursShift work
$104.5k - $325k
...Securities & Prime Brokerage Counsel to join our Financial Services... ...margin lending rules and regulatory frameworks. This position offers... ...margin regulations, and cross-asset transactions. This is an... ...and fixed income instruments. Managing regulatory compliance, risk mitigation...AssetRegulatoryFull timeFlexible hours- Voya Investment Management is seeking an experienced legal expert to provide guidance on financing transactions. The ideal candidate has... ...and over 10 years of transactional experience, particularly in asset backed finance. Responsibilities include advising on legal issues...Asset
$145k - $218.5k
MFS International Australia Pty Ltd is seeking a Legal Counsel to provide legal support for regulatory initiatives and related operations. The ideal... ...demands excellent interpersonal skills and the ability to manage complex legal matters. Competitive salary range of $1...Regulatory$159.5k - $240k
...thinking, and must be able to manage multiple projects... ...restructurings, bankruptcies and asset sales related to fixed income... ...effectively to protect MFS from legal, regulatory, and reputational risk.... ...product provided by outside counsel on a variety of legal matters...AssetRegulatoryWork experience placementLocal areaRemote workFlexible hours- Dormont Manufacturing Co is seeking a Legal Counsel to provide legal support for regulatory initiatives and ongoing operations, particularly involving U... ...will have a Juris Doctorate, experience in investment management, and will be an integral part of a collaborative...Regulatory
- ...partner closely with business leaders and senior management to ensure policies, controls, and monitoring processes meet all regulatory requirements. In this role, you’ll make... ...of experience in a compliance role in the asset management industry, with a focus on the...AssetRegulatoryWorldwide
- ...international law firm in Boston is seeking a Senior Solar Energy Attorney to manage legal efforts in solar project development. You will lead project planning and permitting, navigate regulatory compliance, and oversee financing activities. This role offers an...Regulatory
- ...International Australia Pty Ltd seeks an Assistant Counsel in Boston to provide legal counsel for regulatory initiatives and ongoing operations. The ideal... ...candidate has 4-6 years of legal experience in investment management and a strong knowledge of the 1940 Act....Regulatory
$120k - $205k
...Head of Solutions and Multi-Assets Legal and working under the supervision... ...agreements and related regulatory obligations. MSIM's business... ...divisions, such as wealth management and institutional securities.... ...Providing day-to-day advice and counsel to portfolio management,...AssetRegulatoryTemporary workWork experience placementWork at office- ...of the IT portfolio, the Senior Project Manager will execute project management for strategic... ...clients. This role will focus on the Regulatory portfolio as well as other projects. As... ..., leveraging a deep knowledge of the asset management industry to deliver complete...AssetRegulatory3 days per week
- ...argenx US, Inc. is seeking an Associate Director, US Commercial Counsel ("Commercial Counsel"). Reporting to the Head of Legal-... ...compliance, and IP teams with responsibility for providing legal, regulatory, and healthcare advice in support of the preparation, launch and...RegulatoryWork at officeLocal areaRelocation2 days per week
- Dormont Manufacturing Co is seeking a Director specializing in Asset and Wealth Management for their auditing and compliance team. The role involves leading compliance initiatives, overseeing regulatory reporting, and mentoring team members, aiming to enhance internal governance...AssetRegulatory
- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...AssetRegulatory
$100k - $175k
Artisan Partners is seeking a Compliance Specialist to navigate regulatory challenges in a global asset management environment. The role involves ensuring compliance in marketing efforts, drafting responses to inquiries, and collaborating on compliance-related projects...AssetRegulatory$20 per hour
...collaborating with a prestigious investment management firm in Boston Massachusetts, seeking a... ...financial markets, industry trends, and regulatory changes affecting investment strategies.... ...depth knowledge of investment products, asset allocation strategies, and risk...AssetRegulatory$220k - $240k
...Know the Opportunity Provide legal counsel to investment professionals with... ..., negotiation, closing, and management of financing transactions, primarily asset backed finance and traditional private... .... Assist with other investment regulatory and compliance matters and...AssetRegulatoryPart timeWork experience placementLocal areaFlexible hours- ...Compliance About the Company A pioneering organization in the asset management industry. Industry Investment Management Type... ...all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate...AssetRegulatoryRemote work
- PwC is seeking a Director in Asset and Wealth Management to lead regulatory compliance initiatives, develop strategic guidance, and enhance internal controls. You will oversee multiple projects and maintain executive-level relationships with clients, driving business growth...AssetRegulatory
$71k - $140k
...West Bank is currently seeking a Branch Manager. This position is responsible for business... ...that procedures for custody and control of assets, records, loan collateral, and securities are performed Prepare financial and regulatory reports required by law, regulations, and...AssetRegulatoryWork at office- ...Officer to oversee the integrity of the compliance program at a leading U.S.-based asset management firm. This senior role involves implementing compliance frameworks, managing regulatory adherence, and mitigating compliance risks. The ideal candidate will have over 10...AssetRegulatoryFlexible hours
$120k - $205k
Morgan Stanley Investment Management (MSIM), together with its investment... ...world and $1.6 trillion in assets under management or... ...well‑reasoned, concise legal, regulatory, and strategic advice on current... ...engaging and overseeing external counsel as necessary Compensation Expected...AssetRegulatoryTemporary workWork experience placementWork at officeWorldwide- BioSpace is seeking a Senior Manager, PRAM in Boston, MA, to enhance their strategic partnership in the Oncology division. Your leadership... ...of promotional material processes, ensuring compliance with regulatory standards. The ideal candidate will have a Bachelor's degree...AssetRegulatory
$225k - $265k
...and serve. With nearly $450 million in assets, a strong capital position (12.43% net worth... ...strategies, capital and liquidity management, asset/liability management, investment... ...portfolio oversight, derivatives strategy, regulatory compliance, and business intelligence, translating...AssetRegulatory- A global asset management firm seeks a Marketing Writer and Editor to craft compelling financial content while ensuring regulatory compliance and brand consistency. This role requires strong writing, editing skills, and a solid understanding of financial concepts. Candidates...AssetRegulatoryFlexible hours
- Natixis Investment Managers in Boston seeks a recent college graduate for a role in asset management and fund operations. The position offers mentorship and exposure... ...responsibilities in fund operations while adhering to regulatory requirements. We provide a robust benefits...AssetRegulatory
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