Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
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$260k - $360k
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- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance Type... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
$310k - $400k
...edge science, and a vision of providing life-long cures to patients suffering from serious diseases. Position Overview The Vice President, Compliance is a strategic leader responsible for designing, implementing, and continuously improving the company’s Corporate...Full timeContract workFor contractorsFor subcontractorH1bWork at officeWork visa- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a...
- ...aims to create significant value creation and clinical impact in the near term. We are seeking an experienced and visionary Vice President of Regulatory to lead the strategic development and supply of biopharmaceutical products from discovery through clinical proof...Full time
- ...Vice President of Regulatory Affairs About the Company A pioneering medical device company developing first-in-class technologies for critical unmet clinical needs. Industry Medical Devices Type Privately Held About the Role The Company...
$309k - $399k
...catalyst for life‑changing treatments. Role Overview The Vice President, Advertising and Promotion Regulatory Affairs will report to... ...medical education and corporate materials to assess for regulatory compliance with the applicable regulations, guidance documents, and...Minimum wageFull timeLocal areaFlexible hours$185k - $225k
...overhead and inventory carrying costs/risk lean, including vendor stock levels at their warehouses. Oversee sourcing, logistics, compliance, and quality assurance to shortages or shipping delays. Carefully manage inventory levels to avoid cash-flow bottlenecks, a critical...Full timeWorldwide- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing...
$125k - $300k
...counterparties, including attending industry conferences and manager roadshows throughout the year. Perform critical internal and external compliance tasks related to both the issuance and tranche investing businesses, including formal investment write-ups and AUP reporting in...Full timeTemporary work- ...Vice President, Clinical Development Corbus is recruiting a Vice President, Clinical Development. This is a senior role focused on a... ...leading clinical programs, ensuring scientific and regulatory compliance, and collaborating across teams to develop therapies. This role...
- ...license is required, and an MBA or advanced degree is preferred. The ideal candidate will have deep expertise in SEC reporting, SOX compliance, and GAAP, and a proven track record of scaling accounting functions in dynamic environments. Strong communication and...
- ...Vice President of Drug Safety About the Company Clinical stage biotechnology company advancing novel therapeutic candidates for... ...of all safety surveillance, risk management, and regulatory compliance activities across the product lifecycle. The successful candidate...
- ...Vice President of Finance About the Company Innovative developer of precision medicine & biotechnology services Industry Biotechnology... .... Key responsibilities for the VP of Finance include leading SOX readiness, building investor-facing financial materials, and...
- A leading financial services provider is seeking a compliance attorney to support its investment activities. This position requires at least 5 years of relevant experience and offers opportunities for professional growth. Responsibilities include monitoring compliance...
$285k - $385k
...technical accounting, internal controls, financial systems, and global consolidations while ensuring compliance with U.S. GAAP, SEC regulations, and Sarbanes-Oxley (SOX) requirements. The VP, Controller shapes the long-term vision, operating model, organizational capability...Temporary workRemote work- ...operational efficiency, and must be adept at preparing projects for investment approval, managing budgets and schedules, and ensuring compliance with performance standards. Applicants for the COO position at the company should hold a Bachelor of Science (BS) degree in a...For contractors
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- ...Chief Operating Officer (COO) About the Company Pioneering provider of FERC compliance software for the U.S. regulated energy industry Industry Oil & Energy Type Privately Held Founded 1987 Employees 11-50 Specialties federal energy regulatory...
- ...continue to grow, we are seeking an experienced and strategic Vice President of Finance to join our executive leadership team. This is... ..., financial planning and analysis, budgeting, forecasting, compliance, treasury, and risk management while providing strategic guidance...Full timeContract workRemote workWorldwide
- ...'re especially excited about candidates with experience in: Fundraising, philanthropy, or corporate partnerships Legal, compliance, or nonprofit governance Marketing, communications, or community engagement Business leadership, finance expertise, youth development...Local areaFlexible hours
- ...group of industry professionals and experts, contributing to strategic decision-making, and ensuring the financial integrity and compliance of the organization. Applicants for the Board Member position at the company should possess a deep understanding of financial management...
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