Compliance Officer
$108k - $135kPacific Investment Management Co Llc
PIMCO Ltd. is seeking a Compliance Officer to join their Legal and Compliance Department. This role involves managing broker-dealer compliance, including Form U4 and U5 filings, conflicts of interest oversight, and e-surveillance monitoring. The ideal candidate will have at least 3 years of experience in regulatory compliance within investment management. The position offers a salary range of $108,000 - $135,000 and opportunities for professional growth within a diverse and inclusive environment. #J-18808-Ljbffr
Vacancy posted 5 days ago
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