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Remote Branch Office Examiner - Financial Compliance

Osaic

Scottsdale, AZ
  • Remote job

Osaic is seeking a Branch Office Examiner to provide oversight of branch exams for Financial Advisors affiliated with Osaic’s Broker Dealers. This full-time position offers a remote work option for qualified applicants in the United States. The role requires a minimum of 3 years Independent Broker-Dealer experience, FINRA Series 7 (and Series 24 within 180 days). Travel up to 50% and strong communication skills are essential. Competitive compensation includes benefits and annual bonus potential. #J-18808-Ljbffr Osaic

Vacancy posted 3 days ago
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