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Remote Branch Office Examiner - Financial Services

Osaic

Scottsdale, AZ
  • Remote job

Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of three years of Independent Broker-Dealer experience and must possess a FINRA Series 7 license. Additional qualifications include being detail-oriented and proficient in technology. Comprehensive benefits offered including health insurance and retirement plans. #J-18808-Ljbffr Osaic

Vacancy posted 3 days ago
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