Compliance Associate
Partnership Employment
Partnership Employment in Salt Lake City, Utah seeks a compliance professional to assist in administering the firm's compliance program and monitor regulatory developments that affect policies and procedures. The role supports branch supervision, regulatory examinations, and AML initiatives, coordinating responses for audits and maintaining WSPs and compliance manuals. The position involves preparing documentation, conducting reviews, and ensuring regulatory compliance across marketing, #J-18808-Ljbffr
Vacancy posted 13 hours ago
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- ...Assist in administering the firm's compliance program in accordance with SEC, FINRA, and applicable state regulations. Monitor regulatory developments and assess their impact on firm policies and procedures. Conduct compliance reviews and surveillance activities Support...SuggestedWork at office
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Salt Lake City, UT2 days ago - ...and Safety professional in Salt Lake City, Utah. This role entails collaborating with contractors and performing audits to ensure compliance with safety standards on construction projects. Candidates should possess an OSHA 30 hour certification and have a minimum of...For contractorsWork experience placement
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Salt Lake City, UT1 day ago - ...raw material specifications, manages and maintains regulatory records, reviews raw material qualifications to ensure regulatory compliance, and requests supplier regulatory documentation. Main Job Functions Assist in maintaining compliance to 3rd party certifications...Full timeWork experience placementWork at officeShift work
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Salt Lake City, UT3 days ago- ...Holdings is seeking a Quality Specialist for its subsidiary, Teal Drones, in Salt Lake City. The role involves ensuring quality compliance and internal auditing processes. The ideal candidate will have 5+ years of relevant experience, strong problem-solving skills, and...
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...preparing, submitting, and tracking regulatory documents to ensure compliance with institutional, federal, and sponsor requirements. The... ...and responsibilities. Final placement, including the associated pay rate, will be determined based on business needs and budget...Temporary workWork experience placement$425k
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