Regulatory Programs Coordinator

Responsibilities Coordinate the scoping, planning and deployment of multiple projects of varying size Respond to and manage issues and risks for multiple projects throughout the project lifecycle Manage projects to deadlines and guide the team to ensure timely completion Coordinate with Internal Audit, Compliance and Operational Risk on key control programs Ensure departmental policies and procedures are comprehensively updated in a timely manner Assist in the preparation of governance materials Assist in the strategic design of departmental workflows and staffing resources Lead business continuity / resiliency efforts Coordinate with vendors and suppliers as needed Requirements Bachelor’s Degree in Finance, Accounting, or related field required Familiarity with SEC and FINRA reporting obligations, as well as a broad understanding of brokerage products Strategic thinker who can take an end-to-end view of a process and improve upon it Experience with various software tools (e.g. Snowflake, SQL, Excel, and PowerPoint) Excellent written and verbal communications skills Demonstrated ability to work in a fast-paced, deadline driven organization Self-motivated individual that will bring energy, enthusiasm, and intellectual curiosity to the role Excellent problem-solving skills Ability to manage and prioritize multiple detailed processes in a time sensitive environment. Hard Skills project management risk management governance process improvement financial analysis SEC reporting FINRA reporting brokerage products SQL Excel Soft Skills strategic thinking communication problem-solving self-motivation time management team leadership organizational skills adaptability attention to detail energy and enthusiasm #J-18808-Ljbffr