Options Regulatory Investigations Analyst

Cboe Global Markets

Cboe Global Markets in Chicago is seeking an Investigator, Regulation to join the Regulatory Division. You will manage investigations from inception to conclusion and help determine potential violations of Exchange Rules and related regulations. You’ll work with internal teams and external contacts, present findings to management, and contribute to cross-functional projects in a four-day in-office model at our historic Old Post Office district HQ. #J-18808-Ljbffr Cboe Global Markets

Apply

Vacancy posted 3 days ago

Similar jobs that could be interesting for youBased on the Options Regulatory Investigations Analyst in Chicago, IL vacancy

Senior Manager, Forensics and Compliance - Disputes, Claims & Investigations
$120k - $215k
...expertise to address complex legal, regulatory, and business challenges.... ...our Disputes, Claims, and Investigations group will work on... ...data.• Supervise and mentor Analysts and Associates, supporting skill... ...compensation, benefits, and wellness options tailored to support...
Suggested
Full time
Work at office
Local area
Flexible hours
Stout Risius Ross
Chicago, IL
5 days ago
Legal, Risk & Compliance - Investigations & Forensic Senior Consultant
$96.8k
JOB REQUISITIONLegal, Risk & Compliance - Investigations & Forensic Senior ConsultantLOCATIONHOUSTONADDITIONAL LOCATION(S)ATLANTA - PEACHTREE... ...will lead defined workstreams within fraud, investigations, regulatory enforcement, e-discovery, and forensic matters from planning...
Suggested
Full time
Temporary work
Local area
Remote work
Flexible hours
Protiviti
Chicago, IL
2 days ago
Internal Investigations & Compliance Specialist
HCSC is seeking a qualified Investigator to conduct internal investigations of misconduct and potential policy violations, prepare detailed reports, and advise senior management on corrective actions up to termination. The role includes analyzing moderate-risk areas from...
Suggested
Compliance Audit Security
Chicago, IL
3 days ago
Data Protection Investigations Analyst
$89k - $121.4k
...a part of our caring communityThe Data Protection Security Investigations Analyst 2 works with EIP stakeholders and Humana’s teams to identify... ...and complying with security, privacy, legal, and regulatory requirements.Preferred QualificationsExperience with one or...
Suggested
Full time
Temporary work
Apprenticeship
Work at office
Remote work
Home office
Humana
Chicago, IL
5 days ago
Investigations, Compliance & Privacy Director
$180k - $400k
...practice, leading complex financial crimes investigations and advising clients on fraud risk,... ...validate corrective-action plans under regulatory agreements.Take on interim Chief Compliance... ..., forensic accountants, data analysts, cybersecurity specialists, and subject...
Suggested
Interim role
Work at office
Remote work
AlixPartners
Chicago, IL
2 days ago
Supervisor, Forensic Investigations and Compliance (Life Sciences and Healthcare)
$85.1k - $161.7k
...is seeking a highly motivated Supervisor to join our Forensic Investigations & Compliance practice with a primary focus on serving clients... ...sectors. In this role, you will help organizations manage regulatory, compliance, and operational risks by supporting and leading...
Full time
Work experience placement
Internship
Local area
RSM International
Chicago, IL
3 days ago
Regulatory Advisor
$135.58k - $175.45k
...Chicago's most iconic areas.Role OverviewThe Regulatory Advisory and Interpretation Department... ...Cboe-affiliated U.S. Exchanges (Cboe Options, C2 Options, BZX, BYX, EDGX, EDGA, CFE... ...(s), including relevant surveillance, investigation, and examination procedures.Draft...
Full time
Work at office
Immediate start
Cboe Exchange
Chicago, IL
2 days ago
Lead Compliance Analyst
...Management is a proprietary options trading firm that has been defining... ...of the Senior Compliance Analyst is to work collaboratively... ...with SEC and broker-dealer regulatory compliance requirements,... ...required books and records.Investigate and resolve compliance-related...
Full time
Remote work
2 days per week
Peak6 Investments
Chicago, IL
3 days ago
PCI DSS Compliance - Senior Analyst
$112k - $208k
...SummaryAs the PCI Compliance Analyst for North America, you will... ...accurate records to support regulatory and compliance requirements.... ....SkillsConsulting, incident investigation and response, Incident Management... ...include flexible working options, a generous paid parental...
Contract work
Work at office
Local area
Remote work
Flexible hours
BP PLC
Chicago, IL
2 days ago
Credentialing Specialist
$24.86 - $37.29 per hour
...according to Endeavor health policies, regulatory standards (TJC, CMS..), state and federal... ...decisions and judgements.Ability to investigate and analyze information and draw conclusions... ...Savings Account OptionsRetirement Options with Company MatchPaid Time OffCommunity...
Hourly pay
Full time
Part time
For contractors
Work at office
Monday to Friday
Endeavor Health Services
Chicago, IL
14 hours ago
Chief Compliance and Regulatory Officer
$200k - $265k
The Chief Compliance and Regulatory Officer (CCRO) will serve as the statutory CCO for both... ...market regulation function, conducting investigations into rule violations, and managing the... ...description for any remote or hybrid options. What skills are required for the Chief...
Full time
Contract work
Temporary work
Remote work
CryptoproNetwork
Chicago, IL
2 days ago
Director, Financial Investigations and Dispute (Litigation and Commercial Damages)
$134k - $269k
...personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is seeking a Director, Financial Investigations and Disputes (Litigation and Commercial Damages) to join our Financial Investigations and Disputes practice. This role is ideal...
Full time
Work experience placement
Internship
Work at office
Local area
RSM International
Chicago, IL
6 days ago
Project Senior Consultant, OSINT Forensics and Investigations
$82.6k - $162.8k
Position Summary Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving... ...You’ll Do As a Project - Senior Consultant, Forensics and Investigations on the project, you will: Support federal law enforcement investigations...
Local area
Deloitte
Chicago, IL
3 days ago
Senior Analyst - Alternative Data
...issues related to alternative data sources.Investigate customer issues, determine root causes,... ...vision coverage, plus supplemental plan options. Spousal, domestic partner, and other... ...technology.TransUnion's Internal Job Title:Sr Analyst, Data IntegrationCompany:TransUnion...
Full time
Temporary work
Work at office
Flexible hours
2 days per week
TransUnion
Chicago, IL
7 days ago
Sr. Regulatory Analyst - Compliance
$93.6k - $104k
...includes bonus and 401(k). Primary Purpose of Position The Senior Regulatory Analyst is responsible for managing and responding to retail... ...Advocacy Team Lead to ensure customer issues are tracked, investigated, documented, and resolved. Prepare reports and data submissions...
For contractors
Local area
Remote work
Constellation
Chicago, IL
4 days ago
Remote Senior Regulatory Analyst - Energy Markets & Compliance
Constellation seeks a Senior Regulatory Analyst to manage retail regulatory inquiries for gas and electric customers. You will interface with... ...experience in the energy sector and regulatory processes. Remote option available for qualified candidates. #J-18808-Ljbffr...
Remote job
Constellation
Chicago, IL
4 days ago
Financial Investigator
...Financial Investigator Employment Type: Full-Time, Mid-Level CGS is seeking a Financial Investigator to join our team providing... ...supervisory attorneys to determine applicable statutory and regulatory law and identify possible violations. Performs a variety of...
Full time
Interim role
Local area
Flexible hours
Contact Government Services LLC
Chicago, IL
14 hours ago
Trade Support Specialist - Cumberland Options
$90k - $130k
...place of high expectations, integrity, innovation and a willingness to challenge consensus.As a Trade Support Specialist, Cumberland Options you will provide support to a group of trading desks based in Chicago. This is an opportunity to solve challenging problems while...
Temporary work
Flexible hours
DRW
Chicago, IL
4 days ago
Project Manager, Large Load & Interconnection Programs
...transmission system accessibility.Direct siting investigations that weigh grid access, interconnection... ..., interconnection processes, and regulatory requirements across North American... ...voluntary benefits, perks, flexible work options, well-being resources, employee assistance...
Work at office
Local area
Worldwide
Relocation
Flexible hours
AECOM
Chicago, IL
3 days ago
COMPLIANCE OFFICER - CCHHS
...all relevant policies, procedures, guidelines and all other regulatory and accreditation standards. The Compliance Officer is responsible... ...and procedures, protocols, compliance training, and internal investigations. General Administrative ResponsibilitiesCollective...
Full time
Cook County Sheriff
Chicago, IL
3 days ago
Registered Funds Compliance Analyst
$100k - $130k
...investment platforms, the firm provides an opportunity to gain broad regulatory exposure, develop technical expertise, and take on increasing... ..., identify potential exceptions or breaches, and assist with investigating and resolving issues.Support ongoing compliance monitoring...
Oliver James Associates
Chicago, IL
4 days ago
Trade Compliance Analyst
$86k - $126k
...Division is seeking a Trade Compliance Analyst to lead Trade Agreements Act (TAA) and Country... ...trade requirements. Product safety and regulatory compliance (UL/IEC) responsibilities... ...Please note that specific programs and options available to an employee may depend on eligibility...
H1b
Work at office
Local area
Relocation
Home office
Visa sponsorship
Eaton Corporation
Chicago, IL
5 days ago
Information Security Analyst
$85k - $100k
...and individuals. Information Security Analyst Reporting to the Information Security... ...Information Security Analyst monitors, investigates, and responds to security events across... ...transportation fringe benefit program, back-up care option, generous paid time off policy and long-...
Full time
Temporary work
Work at office
Remote work
Katten Muchin Rosenman LLP
Chicago, IL
4 days ago
Staff Product Data Analyst, Fraud & Surveillance
$162k - $212k
...costs anyone money. As aStaff Product Data Analyst, you'll own building and maintaining... ...and Athenapreferred), and comfort investigating large, messy transactional dataProven ability... ...days annually6 Company Wide Office-Optional weeks tied to major holidaysOur Core Benefits...
Work at office
Remote work
Worldwide
Monday to Friday
Flexible hours
NinjaTrader Group
Chicago, IL
6 days ago
Compliance Coordinator Zoological Operations
$26.66 - $29.33 per hour
...maintains continuous compliance with all applicable animal welfare regulatory and accreditation standards. This role is responsible for... .... Coordinating committee communications with Primary Investigators and BZC staff. Preparing and maintaining meeting minutes and...
Hourly pay
Full time
Work at office
Long distance
Shift work
Day shift
Afternoon shift
Brookfield Zoo Chicago
Brookfield, IL
1 day ago
Data Quality Analyst
$123.25k - $166.75k
...grow a rewarding career. The Data Quality Analyst will be part of the CMM Data... ...fit for its intended purpose. The role investigates and resolves data quality issues, and partners... ...employees includes a variety of medical plan options, some with Health Savings Accounts,...
Temporary work
Work at office
Local area
Immediate start
Worldwide
Flexible hours
General Dynamics Information Technology
Berwyn, IL
3 days ago
Director, Financial Investigations & Disputes
RSM US LLP in Chicago seeks a Director, Financial Investigations and Disputes (Litigation and Commercial Damages) to lead complex commercial litigation and damages engagements across industries. You will analyze financial matters, quantify damages, prepare expert reports...
RSM US LLP
Chicago, IL
3 days ago
Compliance Officer-Data Analytics & Reporting
...review data for potential issues, and communicate findings. The analyst will help turn examination and compliance needs into reliable,... ..., and firm requirements. Ability to assess data for accuracy, investigate exceptions, identify meaningful patterns, and communicate...
Permanent employment
Work at office
Local area
Work from home
Monday to Thursday
Flexible hours
Hightower Advisors
Chicago, IL
2 days ago
Sr Regulatory Specialist
$102.85k - $133.1k
...most iconic areas.Role OverviewJoin the Regulatory Advisor and Interpretations Department,... ...processes, and surveillance, investigative, and examination techniques applicable... ...experience in a professional, administrative or analyst role.The ability to:Interact in a professional...
Full time
Contract work
Work at office
Immediate start
Cboe Exchange
Chicago, IL
6 days ago
Tax Managing Director, Accounting Methods
...situations when research is necessary and conducts appropriate investigation on identified topicsAnalyzes researched facts and the sources... ...clients comply with applicable authorities while identifying options for minimizing the client’s tax and reporting burdensIdentifies...
Work at office
BDO International
Chicago, IL
3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Options Regulatory Investigations Analyst. Be the first to apply!