Regulatory Compliance Specialist - Risk & Policy
The Options Clearing Corporation
The Options Clearing Corporation (OCC) is actively seeking a regulatory compliance professional to help safeguard OCC's regulatory posture through policy governance, control development, and monitoring across the enterprise. You will partner with business units to implement remediation plans, monitor ongoing compliance with SEC/CFTC/ Federal Reserve requirements, and prepare regular reports for the CCO and Board. This role emphasizes strong collaboration and a proactive compliance culture. #J-18808-Ljbffr The Options Clearing Corporation
- ...0 Responsibilities: The Regulatory Affairs Level III (Senior Specialist) position is responsible... ...and ensuring regulatory compliance in the design, manufacturing... ...Comply with all company policies and procedures Assist... ...Knowledge of ISO 14971 risk management for medical devices...PolicyRisk
- ...and submission of complex liquidity regulatory reports. Own the daily production and... ...across the Bank, including Accounting Policy, Controllers, Risk and global Treasury partners.... ...procedures and standards to ensure regulatory compliance with applicable regulatory bodies and...PolicyRiskWork experience placement
$90k - $121.3k
...are currently seeking a Senior Compliance Advisory Services Officer who... ...lines of business and/or regulatory topics. This individual is responsible... ...is part of the Compliance/Risk Management team (the “second... ...appropriate business policies and procedures for applicable...PolicyRiskWork experience placementWork at office- OverviewLeads end-to-end regulatory filing strategy and execution for property and specialty risk insurance products across multiple... ...filing analysis and assess compliance feasibility.· Monitor legislative... ...product configuration and policy issuance.· Participate in system...PolicyRiskFull timeFlexible hours
$83.1k - $141.3k
...exceptional service. The HR Compliance team within Employee Relations... ...rules and standards, through policies and procedures and other documents... ..., and measures HR Compliance risk to enhance HR Compliance risk... ...and external auditors on regulatory topics.8. Operates...PolicyRiskFull timeWork experience placementH1bLocal areaWorldwideFlexible hours$119k - $218.3k
Position Summary Senior Consultant - Risk, Regulatory, & Licensing - Digital Assets... ...clients with up-to-date perspectives on compliance obligations and industry best practices... ...the preparation of technical analyses, policies, and documentation for compliance with...PolicyRiskWork at office$71k - $125k
...Brooklyn Ohio About the Job The Compliance Officer will be a member of the... ...Compliance team within Compliance Risk Management. The Compliance... ...laws and regulations. Assist with regulatory compliance exams. Assist with corporate policy and training development. Educate...PolicyRiskWork experience placementWork at officeFlexible hoursNight shift- ...Inc. is seeking an Information Assurance and Compliance Analyst to develop and implement cybersecurity policies and ensure regulatory compliance across IT systems. You will... ...practices and educate employees on data protection, risk management, and regulatory requirements. The...PolicyRiskRemote job
- ...Safety & Compliance Manager Al Warren Oil Company Lead Safety. Strengthen... ...transportation safety, regulatory compliance, and operational safety... ...and support company safety policies, compliance procedures, and... ...initiatives focused on reducing risk and improving operational...PolicyRiskFull timeWork at officeMonday to Friday
- ...Join us today as the Senior Compliance Specialist! First Business Bank is... ...to navigate an evolving regulatory environment, provide practical... ...Regulatory Compliance & Risk Management Maintain... ...Review, develop, and maintain policies, procedures, and controls...PolicyRiskWork experience placementRemote work
$80k - $100k
...management firm to identify a Compliance Analyst. This role offers... ...investment adviser compliance, regulatory reporting, client support, and... ...with maintaining compliance policies, procedures, and Code of Ethics... ...experience in compliance, risk, audit, financial services, or...PolicyRiskFull timeTemporary workInternshipLocal area- ...Clearing Corporation (OCC) is seeking a Regulatory Compliance professional to support the team in... ...You will help drive remediation, update policies, and deliver compliance program improvements... ...functions. This role emphasizes risk identification, monitoring, and coordination...PolicyRisk
$107k - $160k
...Compliance Officer- Fintech Services At Midland States Bank,... ...to be taken to ensure ongoing regulatory compliance as the Company responds... ...compliance aspects and risk management. Leads Fintech... ...BaaS partners develop and apply policies and procedures with a view to...PolicyRiskContract workTemporary workWork at officeLocal area- ...Purpose The Senior Legal & Compliance Specialist is a hands-on role responsible... ...governance administration, regulatory support, and legal... ...material legal and commercial risks, and communicate recommendations... ..., compliance manuals, and policies. Assist with regulatory...PolicyRiskPermanent employmentContract workWork experience placementH1bWork at office
$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm’s... ...ensuring strict compliance with regulations and internal policies Interacting with the Midwest PWM business, Divisional...PolicyRiskFull timeTemporary workPart timeWork at office$150k
Fintech Compliance Officer - To $150K - Chicago, IL - Job # 3784-6264... ...emphasizing compliance aspects and risk management. Provides... ...performance to ensure compliance with regulatory requirements, contractual... ...Oversight. Maintains policy and standards for consumer &...PolicyRiskLocal area$81.4k - $151.8k
...0 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance... ...ensure compliance with regulations and internal policies. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are...PolicyRiskPart timeLocal area$65k - $120k
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance.... ...regulations; designs and implements controls, policies, procedures and training; conducts...PolicyRiskFull timeTemporary workPart time- Senior Consultant Business Consulting | Risk & Compliance | United States - New York / New Jersey... ...financial institutions manage evolving regulatory complexity, operational risk and... ...risk and control frameworks including policy standardization, RCSA, KRI/KCI design,...PolicyRiskContract workApprenticeship
$77k - $202k
...SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients... ...as set forth within the following policy: more about how we work: only those...PolicyRiskFull timeH1b- Senior Derivatives Compliance Consultant (NFA/CFTC, DCM/DCO Focus) We... ...enhance robust compliance and risk management frameworks. We... .... You will advise clients on regulatory obligations, conduct risk assessments... ...programs, including policies, procedures, and supervisory...PolicyRiskContract work
- ...seeking an Information Assurance and Compliance Analyst to develop, implement, and maintain cybersecurity policies and frameworks ensuring regulatory compliance and IT system security. You... ...cybersecurity matters, and support audits and risk management. This remote-friendly role...PolicyRiskRemote jobFlexible hours
$90k - $110k
Chicago, IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.com | Derivatives North... ..., SEC, CFTC, FINRA, etc.) and internal policies.Assist in preparing responses to... ...CollaborationWork closely with Legal, Risk, and Technology teams to improve surveillance...PolicyRiskFull timeContract workWeekend workAfternoon shift- ...positions become available. Junior Compliance Officer - Midwest Region: St.... ...established procedures, policies, and deadlines. Ability to... ...vetting for a Tier 4 / High Risk Public Trust position. Preferred... ...enforcement, immigration, regulatory, audit, or compliance programs...PolicyRiskFor contractorsWork at officeLocal area
$138.1k - $157.7k
...Money Laundering (AML) Compliance Advisor Manager The... ...Manager performs a key risk management role in the... ...portfolios Engage in Audit, Regulatory, ICTT and other... ...revised business line policies, standards and procedures... ...Anti-Money Laundering Specialist (CAMS) or Certified...PolicyRiskFull timePart timeLocal area$85k - $90k
...606) to work a hybrid schedule. The Policy & Compliance Specialist is responsible for supporting and overseeing... ...role will drive policy governance, regulatory compliance, auditing, reporting, and... ...to mitigate organizational risk and ensure operational consistency across...PolicyRiskWork at officeLocal areaRemote workFlexible hours$85k - $90k
Policy & Compliance Specialist This team member must be located within 40 miles of the Blue River PetCare... ...This role will drive policy governance, regulatory compliance, auditing, reporting, and... ...to mitigate organizational risk and ensure operational consistency across...PolicyRiskWork at officeLocal areaRemote workFlexible hours$51.7k - $101.5k
...core values. Responsibilities The Compliance Testing Analyst is part of our Risk department. They are responsible... ...control testing activities for regulatory compliance requirements applicable... ...regulations and of bank services, policies, and procedures. Ability to read...PolicyRiskWork at office$65k - $90k
...the enterprise while promoting compliance and human subject protection... ...Summary The job maintains regulatory compliance programs, including... ...systems to identify areas of risk and may coordinate internal audits... ...alignment with institutional policies and applicable regulatory...PolicyRiskWork experience placementWork at office- Information Assurance and Compliance Analyst Remote, US Keeper is hiring... ...maintaining cybersecurity policies and frameworks to ensure... ...enforce best practices, implement regulatory standards, and educate... ...commitment to data protection, risk management, and regulatory compliance...PolicyRiskTemporary workRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Specialist - Risk & Policy. Be the first to apply!
- compliance coordinator Chicago, IL
- compliance data analyst Chicago, IL
- regulatory specialist Chicago, IL
- compliance associate Chicago, IL
- risk compliance officer Chicago, IL
- risk and compliance analyst Chicago, IL
- regulatory officer Chicago, IL
- compliance officer part time Chicago, IL
- compliance specialist Chicago, IL
- compliance officer Chicago, IL

