Compliance Officer
$71k - $125kKey Bank
Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Compliance Officer will be a member of the Consumer Lending Servicing Compliance team within Compliance Risk Management. The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations to each applicable line of business. As subject matter expert for their assigned laws and regulations, the Compliance Officer will provide consultative advice across all lines of business related to compliance. The Compliance Officer will perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose KeyCorp and its affiliates to risk outside its desired risk appetite. Essential Functions For assigned lines of business and/or regulations, serve as the corporate subject matter expert across the designated lines of business. Develop relationships of trust and confidence with the designated lines of business. Provide oversight and monitoring of line of business processes and controls. Work proactively and collaboratively with the line of business to identify process improvements or control gaps and facilitate necessary associated changes. Keep abreast of new laws and regulations. Assist with regulatory compliance exams. Assist with corporate policy and training development. Educate and provide consultative advice on assigned regulations. Provide independent review and challenge on various line of business activities. Participate in or lead various projects related to mitigating risk to Key. Required Qualifications Bachelor's degree or equivalent work experience; Juris Doctorate or CRCM preferred. Minimum 3 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience. Demonstrated knowledge of ECOA, TILA, FCRA, MLA, E-SIGN, UDAAP and other consumer protection regulations. Ability to comprehend and interpret federal and state laws that apply to the consumer and commercial lines of business. Ability to identify and accurately rate/prioritize risks, including the ability to develop creative risk mitigation techniques that keep the bank within its risk appetite while achieving relevant business goals. Strong relationship management and leadership skills. Candidate must possess the wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves and grows. Proven ability to work in a team environment. Sound decision-making skills; able to make decisions independently and quickly. Solid written and oral communication skills. Sound understanding of compliance risks. Strong research skills coupled with strong analytical and resourceful problem solving skills. Strong attention to detail. Core Competencies All KeyBank employees are expected to demonstrate Key's Values and abide by Key's Code of Conduct. Physical Demands General Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs. Travel Occasional travel to include overnight stay. Work Location Category Hybrid (3+ days) Compensation and Benefits This position is eligible to earn a base salary in the range of $71,000.00 - $125,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives. Please click here for a list of benefits for which this position is eligible. Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment. Job Posting Expiration Date: 07/16/2026 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law. Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing View email address on click.appcast.io. #J-18808-Ljbffr
$95k - $125k
...services firm founded in 1937. Headquartered in Chicago, with offices around the world, we serve clients through a personal, custom... ...multiple times and is one of Barron’s Top 100 RIA firms.As a Compliance Officer at Mesirow, the role will be responsible for supporting...SuggestedFull timeWork at office3 days per week- ...for each position which interests you.This position is exempt from Career Service under the CCH Personnel Rules.Job SummaryThe Compliance Officer reflects the mission and vision of Cook County Health (CCH) adheres to the organization’s Code of Conduct and Corporate...SuggestedFull time
$165k - $220k
Position InformationHiring Manager:Co-Chief Compliance Officer, Senior CounselDepartment:Legal & ComplianceDepartment OverviewThe Legal & Compliance Department is responsible for managing legal risk and attorney advice for each of the Firm's functions. The Legal & Compliance...SuggestedFull timeContract workTemporary workWork at office- ...financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of... ...collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams Perform qualitative and quantitative...SuggestedTemporary workWork at officeRemote workFlexible hours
- ...A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will...Suggested
- ...Mesirow is seeking a Compliance Officer in Chicago to support all aspects of the Compliance Department, including ethics governance, AML/KYC, training, and policy development. This role partners with Legal, Risk, and Business units to ensure robust controls and regulatory...Work at office3 days per week
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office- ...Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations...
- ...service, and disciplined risk management. Everything we build is Trader-Inspired. About the Role We are seeking an experienced Compliance Officer to lead and manage EdgeClear’s compliance program across our brokerage and fintech operations. This role is responsible for...
- ...testing, raw material screening, cleanroom monitoring, and resolving contamination issues to ensure consumer safety and regulatory compliance. Must have experience/working knowledge in QC, QA, cGMP, ISO, FDA, EPA, and OSHA matters. Duties & Responsibilities 1....
- Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...
$150k
...Fintech Compliance Officer – To $150K – Chicago, IL – Job # 3784-6264 Who We Are The Symicor Group is a boutique talent acquisition firm based in Schaumburg, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available...Local area- ...Surveillance Compliance Officer Chicago - Onsite About The Role: We are seeking a Surveillance Compliance Officer to oversee transaction monitoring, conduct audits, support regulatory training, and strengthen compliance policies and procedures....Work at office
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...
- Marex Group in Chicago, IL, is seeking a Compliance Officer to oversee US broker-dealer and FCM activities, focusing on surveillance, audits and policy implementation to protect Marex’s licenses and reputation. You will monitor transactions, review alerts, coordinate with...
- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for VLCp people, causes and communities they...Permanent employmentTemporary workWork at officeFlexible hours
- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...Work at office3 days per week
$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...Part timeLocal area- ...and PAC Cards; return terminated credentials to the Security Officer for destruction Credentialing Specialists shall keep a log... ...complete required online credentialing training and maintain compliance with PIV-II SmartID credential requirements. Knowledge of ICAM...Full timeContract workTemporary workFor contractorsLocal areaRelocationShift workNight shiftWeekend work
- Golub Capital seeks a Compliance Officer to lead AML/KYC programs and manage regulatory filings within the Legal & Compliance Department in Chicago. The role requires deep knowledge of securities regulation and experience with risk mitigation and control design. Ideal...
- Golub Capital seeks a Co-Chief Compliance Officer/Senior Counsel to manage the Firm’s compliance program within the Legal & Compliance Department. The role requires deep regulatory knowledge, leadership of complex projects and collaboration with senior management. Prior...
- LIS Solutions is looking for a Junior Compliance Officer to work with the Department of Homeland Security. The position involves data entry, conducting database queries, and supporting I-9 audits. Candidates must have at least an Associate's degree and be detail-oriented...Work at office
- ...as they become available. Subscribe to our RSS feeds to receive instant updates as new positions become available. Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS Text DHSMW to (***) ***-**** to apply by phone Job Title...For contractorsWork at officeLocal area
$120k - $180k
Department: Compliance Reports To: Chief Compliance Officer, Tastytrade Employment Type: Full-Time Salary : $120,000-$180,000 Asan AML Compliance Officer ("AMLCO"), you will play a critical role in ensuring compliance with anti-money laundering regulations, policies, and...Full timeWork at office- Chicago, IL, Compliance, Full-Time About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing... ..., banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia...Full timeImmediate startWorldwide
$71k - $125k
KeyBank is looking for a Commercial Compliance Officer - Servicing to join its Compliance Risk Management team in Brooklyn, Ohio. The role involves providing compliance support for commercial lending and deposits, overseeing processes, and educating on regulatory requirements...$35k - $48k
...Junior Compliance Officer (Operations, Jr. Analyst)The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I ? 9 audit support services and worksite enforcement compliance activities. The role assists...Full timeContract workFor contractorsWork at officeRemote workWeekend work- ...Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical devices (including Class I and II devices, software as a medical device, and...
- Risk & Compliance Officer | Compliance | Chicago | Hybrid RLDatix is on a mission to transform care delivery worldwide, ensuring every patient receives the safest, highest-quality care. Through our innovative Healthcare Operations Platform, we’re connecting data to unlock...WorldwideFlexible hours
$80k - $85k
...commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed... ...processes and implement game-changing policies.Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing Broker...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- regulatory reporting analyst Chicago, IL
- regulatory affairs specialist Chicago, IL
- financial compliance analyst Chicago, IL
- medicare compliance specialist Chicago, IL
- senior compliance analyst Chicago, IL
- risk compliance officer Chicago, IL
- bsa aml compliance officer Chicago, IL
- regulatory compliance analyst Chicago, IL
- compliance specialist Chicago, IL
- aml compliance analyst Chicago, IL


