Hybrid Compliance Officer: AML/KYC & Regulatory Controls
Golub Capital
Golub Capital seeks a Co-Chief Compliance Officer/Senior Counsel to manage the Firm’s compliance program within the Legal & Compliance Department. The role requires deep regulatory knowledge, leadership of complex projects and collaboration with senior management. Prior experience under the Investment Advisers Act of 1940 and/or the Investment Company Act of 1940 is essential. The candidate should bring a strong writing ability, project management skills, and a track record of handling sensitive #J-18808-Ljbffr Golub Capital
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Hybrid Compliance Officer: AML/KYC & Regulatory Controls in Chicago, IL vacancy
- Northern Trust Corp is seeking an AML CIP/KYC Associate in Chicago, IL. This... ...involves reviewing client files for AML compliance and providing support for regulatory adherence. The ideal candidate... ...are essential. The position is hybrid and offers a robust benefits package...Regulatory
- Mesirow is seeking a Compliance Officer in Chicago to support all aspects of... ...including ethics governance, AML/KYC, training, and policy development... ...units to ensure robust controls and regulatory adherence. The position operates in a hybrid model, requiring in-office presence...RegulatoryWork at office3 days per week
- Golub Capital seeks a Compliance Officer to lead AML/KYC programs and manage regulatory filings within the Legal & Compliance Department in Chicago. The role requires... ...and experience with risk mitigation and control design. Ideal candidates will have JD and 8+ years...Regulatory
$165k - $220k
...InformationHiring Manager:Co-Chief Compliance Officer, Senior... ...also manages the Firm's regulatory profile under... ...Managing and supporting AML / KYC-related compliance responsibilities... ...compliance controls Establishing and... ...creating a Gold Standard hybrid work cultureCritical...RegulatoryFull timeContract workTemporary workWork at office$95k - $125k
...in Chicago, with offices around the world,... ...0 RIA firms.As a Compliance Officer at Mesirow... ...and internal controls. This position reports... ...operate in a hybrid working model, whereby... ...and analyze AML program, KYC profiles, and transactions... ...of required regulatory filings.Lead the...RegulatoryFull timeWork at office3 days per week- ...is seeking an Associate Consultant in Business Unit Control to review client files for AML policy conformance and assist front office teams with queries. The role involves ensuring compliance with CIP, EDD, and KYC requirements across WM accounts. The successful candidate...
- ...detail‑oriented professional to support compliance testing and third‑party risk processes. This hybrid Chicago role offers cross‑functional exposure... ...growth opportunities, focusing on BSA/AML/OFAC controls, vendor risk, and regulatory compliance across the lending space. The...Regulatory
$83.1k - $141.3k
Northern Trust Corp is looking for an AML/CIP KYC Manager to oversee KYC operations based in Chicago, IL. The role involves ensuring compliance with AML/KYC policies, managing a team, and coordinating with regulatory bodies. The suitable candidate should have significant...Regulatory$61.5k - $98.3k
...hiring an Associate Consultant for Business Unit Control in Chicago. This role involves reviewing client files for compliance with AML policies and providing necessary support related to AML laws. Candidates should have regulatory knowledge and strong analytical and...Regulatory- ...firm in the Greater Chicago Area is seeking an IT Compliance Analyst to support ongoing compliance initiatives.... ...of experience in IT compliance and familiarity with regulatory frameworks. This position offers a hybrid work environment with opportunities for professional...Regulatory
- Jobtailor in Chicago is seeking a detail‑oriented Compliance Analyst to support AML programs for client files. You will review... ...conformance with AML policies, assist with CIP, KYC, and EDD requirements, and escalate regulatory risks to Global AML management. The role...Regulatory
- ...We are seeking an experienced Compliance Officer to lead and manage EdgeClear’s... ...ensuring adherence to applicable regulatory frameworks while strengthening internal controls, mitigating risk, and... ...procedures across key areas including AML/KYC, NFA and CFTC regulations,...Regulatory
$67.1k - $94.75k
Join to apply for the InfoSec Compliance Analyst #Hybrid role at Alliant Credit Union Join to apply for the InfoSec... ...Credit Union (ACU) is compliant with regulatory and legal obligations. Help maintain the technical control library ensure assessments align securing ACU...RegulatoryFull timeTemporary workPart timeWork from home3 days per week- ...independent financial services firm, seeks a Compliance Officer to support all aspects of the... ...role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the... ...Compliance Officer. The position operates in a hybrid model, requiring in-office presence 3...Work at office3 days per week
- ...Holdings, Inc. is seeking a Compliance Officer to support all facets of the... ...Department, including ethics, AML/KYC, and policy development. The... ...Officer and operates in a hybrid model with in-office presence... ...systems, and ensuring regulatory filings. #J-18808-Ljbffr Mesirow...RegulatoryWork at office3 days per week
$120k - $180k
Department: Compliance Reports To: Chief Compliance Officer, Tastytrade Employment Type... ...,000-$180,000 Asan AML Compliance Officer... ...implement effective AML controls, conduct... ...maintain a strong regulatory standing. This position... ...comprehensive understanding of KYC, CDD, EDD,...RegulatoryFull timeWork at office- ...Greenwich, CT, USA, with offices in over 15... ...technology. This is a Hybrid Role (4 days in... ...be in‑line with regulatory requirements and industry... ...SQL, based on the control setup Analyze... ...Financial Crimes Compliance program and... ...Degree Knowledge of AML and trading products...RegulatoryTemporary workWork at officeRemote workFlexible hours
- Job Title: Deputy Chief Compliance and Regulatory Officer Location: Chicago, IL (60604) - Hybrid | On-site 3 days a week Employment type... ...to policies, internal controls - ensuring best-in-class standards for risk, surveillance, KYC/AML, customer protection and information...RegulatoryFull time3 days per week
- ...International is seeking an Internal Controls and Audit Specialist to oversee projects... ...risks, improve controls, monitor regulatory compliance, and act as a liaison for technology projects... ...team and budgeting processes. Hybrid schedule in the US. #J-18808-Ljbffr Lions...Regulatory
- ...Brokers is seeking a Senior AML Governance Analyst to join... ...the Global Financial Crimes Control Library, and perform risk... .... The role requires strong regulatory knowledge and cross‑team collaboration... .... The position is hybrid with 4 days in office and 1 day remote, and...RegulatoryWork at officeRemote work
- ...in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across... ...Responsibilities include ensuring adherence to regulatory frameworks, developing compliance... ...roles, with strong knowledge of AML/KYC regulations. A competitive compensation...Regulatory
- ...audit programs aligned with the Risk and Control Enhancement transformation. The role... ...deep expertise in ERM, ORM, and regulatory compliance, plus strong stakeholder collaboration... ...monitoring while operating within a balanced hybrid work model. #J-18808-Ljbffr ACCA...Regulatory
- ...International Trade Analyst to perform KYC counterparty due diligence, sanctions screening, and AML risk assessments. The role includes supporting... ...candidate has 2+ years in a similar KYC/compliance role, familiarity with export control regulations, and strong written and...
- ...specialize in supporting regulatory compliance, risk, credit, financial... ...from Anti-Money Laundering (AML)/Bank Secrecy Act (BSA)... ...monitoring and Economic Sanctions/Office of Foreign Assets Control (OFAC) screening... ...accurate Know Your Customer (KYC) profiles and Customer...RegulatoryFor contractorsWork at office
$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money... ...empower traders to take control of their financial... ...monitoring compliance with regulatory requirements,... ...experience as a compliance officer with an Introducing Broker... ...Benefits Include: Hybrid Schedule with Extra Remote...RegulatoryFull timeRemote workWorldwideFlexible hours$90k - $110k
Chicago, IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.... ...to the Chief Regulatory Officer.Prepare detailed reports on... ...frameworks.Support enforcement of KYC/AML procedures and transaction... ...Adoption. Flexi-work hour and hybrid set-upAspire career...RegulatoryFull timeContract workWeekend workAfternoon shift$138.1k - $157.7k
Anti-Money Laundering (AML) Compliance Advisor Manager The Anti-Money Laundering... ...; Providing guidance on controls over AML compliance... ...portfolios Engage in Audit, Regulatory, ICTT and other reviews of first... ...Work with the Enterprise KYC Team to develop appropriate...RegulatoryFull timePart timeLocal area- Northern Trust Corp is seeking an Auditor - AML and Financial Crimes in a hybrid role with offices in Chicago, IL and Boston, MA. The... ...on audits of the AML program and related controls, ensuring compliance with regulatory standards and internal policies. Qualifications...Regulatory
- ...financial services firm located in Chicago, IL, is looking for an AML/KYC Analyst to support its operations in the banking sector.... ..., reviewing corporate documentation, and ensuring compliance with regulatory standards. Candidates should have a Bachelor's degree in a...Regulatory
Insight Global
Chicago, IL3 days ago - Interactive Brokers Group is seeking an AML Investigator for the FIU in a hybrid role. You will review alerts,... ...typologies, partnering with compliance and regulators. Ideal candidates have... ...documentation skills to support audits and regulatory exams. #J-18808-Ljbffr...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Compliance Officer: AML/KYC & Regulatory Controls. Be the first to apply!
Related searches
- research compliance officer Chicago, IL
- trade compliance specialist Chicago, IL
- privacy compliance analyst Chicago, IL
- senior compliance analyst Chicago, IL
- regulatory compliance associate Chicago, IL
- risk compliance officer Chicago, IL
- regulatory officer Chicago, IL
- senior regulatory affairs specialist Chicago, IL
- legal compliance officer Chicago, IL
- cybersecurity policy and compliance analyst Chicago, IL