Business Analyst, Investment Compliance
$75k - $105k1110 Invesco Group Services, INC.
Overview Invesco is seeking a Business Analyst, Investment Compliance within the Global Investment Compliance Change team. The role supports delivery of change initiatives across the Investment Compliance (IC) function, interpreting investment restrictions from regulations and client agreements, implementing controls in systems, and monitoring compliance pre- and post-trade. The analyst collaborates with investment teams to improve how Investment Compliance operates, including its tools, workflows, and controls, and works with global teams across IC, technology, data, and operations to enable consistent, scalable delivery. Responsibilities Stakeholder partnership and delivery: Collaborate with IC, data, technology, and operations teams to support change initiatives; contribute to defined deliverables; ensure work is completed accurately and on time; coordinate across global teams to track progress, raise issues, and advance work. Problem solving and analysis: Break down business problems, support practical solutions, analyze data and process flows to identify issues and improvement opportunities; conduct root cause analysis with clearly documented findings. Data analysis and insight generation: Work with datasets such as trades, holdings, restrictions, and breaches; use tools like Excel, SQL, Power BI, and AI-enabled productivity tools to generate insights and link analysis to business outcomes and control impacts. Communication and documentation: Present findings clearly; produce organized documentation to support requirements, analysis, testing, and delivery; contribute to stakeholder materials. Requirements and change delivery: Gather, document, and validate business requirements; assist with traceability; contribute to testing activities including UAT support, test case preparation, validation, and issue tracking. Process improvement and change: Identify process and workflow improvements; support implementation through structured change activity; contribute to tool, reporting, and process enhancements across IC; Tools, automation, and AI adoption: Enhance dashboards, reporting, knowledge management, and workflow tools; use AI tools responsibly to improve efficiency with governance; identify automation opportunities and better data usage across the team. Requirements Bachelor’s degree or equivalent practical experience in a related field. Ability to analyze problems, structure thinking, and contribute to practical solutions, gathered through academic work, internships, or early career experience. Familiarity with tools such as Excel, SQL, Power BI, Python, or the ability to learn quickly and use AI tools to support analysis and documentation. Experience contributing to projects and structured deliverables in a team setting; exposure to testing activities and structured testing approaches. Evident curiosity, growth mindset, and self-directed learning; willingness to learn new tools and concepts to improve outcomes. Exposure to financial services, asset management, compliance, or order management systems is preferred. Compensation and Workplace Salary range for this position in New York is $75,000–$105,000 per year, with total compensation including incentives varying by skills and location. Full-time position with Exempt status as applicable. Invesco expects adherence to its workplace policy regarding office presence, currently requiring four full days per week in the office as of October 1, 2025. About Invesco and Equal Opportunity Invesco is a leading global investment firm committed to diversity and inclusion. We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status, in compliance with applicable laws. #J-18808-Ljbffr 1110 Invesco Group Services, INC.
- ...is seeking a Senior Lead Finance Analyst within the Corporate and Investment Markets Chief Finance Officer (CIB... ...XVA and Markets Admiration lines of businesses within the Markets division... ...report certain incidents.Specific compliance policies may apply regarding outside...SuggestedFull timeWork experience placementWork at officeRelocation package
$100k - $115k
Morgan Stanley Investment Management (“MSIM”), together with its investment advisory affiliates... ...real estate investment management business of Morgan Stanley. One of the most... ...processSupport LPA and side letter management / compliance, including expense management,...SuggestedTemporary workInternshipLocal areaWorldwide$119k - $218.3k
...Senior Consultant - Regulatory Change - Investment Management - Enterprise Operations &... ...to identify, evaluate, and prioritize business, operational, regulatory, and technology... ...and strengthen audit trails supporting compliance with regulatory obligations.Engage with...SuggestedVisa sponsorship- ...industry experts to manage risk for our global businesses and collaborate with professionals... ...the firm. Locations: New York, NYChief Investment Office, Treasury and Corporate (CTC) Risk... ...York, NYOther potential Risk Full-Time Analyst team placements include: Commercial Banking...SuggestedFull timeInternshipWork at officeVisa sponsorship
- .... This role will lead the Insurance Business Development team in the US and Bermuda,... ...Global Standards, and Financial Crime Compliance (FCC) requirements. What you need... ...environment impacting insurers and their investments. Strong relationship-building skills...Suggested
- ## Senior Financial Planning Analyst - Hybrid - Somerset,... ...compensation range provided is in compliance with state specific laws. Factors... ...finance partner to the business, owning end-to-end planning,... ...for assigned cost centers and investment plans; drive alignment with...Contract workLocal areaWorldwide
- ...("SRE") is the real estate business group of StepStone Group, a... ...markets firm providing customized investment and advisory solutions to... ...for a detail-oriented analyst to join the team that supports... ...across fund accounting, tax, compliance and legal teams related on all...Work experience placementWork at officeWorldwide
$80k - $95k
Financial Planning and Grants Analyst - Media Development Investment Fund Join to apply for the Financial Planning... ..., regions and grants and ensure compliance with grant agreements. Communicate... ...and PowerPoint. Experience with Business Intelligence (BI) or Corporate Performance...Full timeWork experience placementWork at office- ...our client for a Technical/ Functional Business Analyst ( Asset / Wealth Management - Finance... ...candidate will possess deep knowledge of investment operations, fund accounting,... ...and success criteria. Support audit, compliance, governance, and regulatory requirements...
$60 - $75 per hour
A staffing and consulting firm in New York is seeking an experienced Investment Performance Analyst (GIPS) to support performance reporting and GIPS compliance. The role involves enhancing composite structures, ensuring data accuracy, and collaborating with investment...$120.35k - $180.52k
...advertisements around the world.Job SummaryThis job is responsible for managing financial and operational analytics to support business strategy and compliance. It involves overseeing internal controls, reporting, and budget planning. The role drives process improvements and...Full time$100 per hour
## Operations Analyst I, Collective Investment TrustApplylocations: USA - PA - Oakstime type: Full timeposted... ...divisions including the ITA, IFS, Compliance, Legal, etc. The CIT Team currently... ...we need from you:* BA / BS in Business, Accounting, Finance, Economics, Mathematics...Flexible hours$115k - $185k
...forecasting, and liquidity management.Ensure compliance with internal controls, regulatory... ....Strong Project Management - Business Analysis experience.Experience in bank... ...is a leading provider of corporate and investment banking services to clients in the US,...Full timeWork at officeLocal areaRemote workWorldwide- Banking - Business Analytics Int Analyst - Officer Job Req Id: 26960036 Location(s): Mumbai, Maharashtra... ...Responsible for adherence to local Compliance policies and processes for self and... ...information. Good understanding of investment banking and capital markets products...Work at officeLocal area
- Invesco in New York seeks a Business Analyst, Investment Compliance to support change initiatives across the IC function. You will translate regulatory requirements into controls, work with global teams, and help ensure compliant portfolio management. Responsibilities include...
$50 per hour
...form of ownership—it’s our approach to business and relationships. We know that supporting... ...between advisory strategies and compliance filings. Qualifications:Bachelor’s degree... ...innovation. As a private partnership, every investment we make is in the relationships,...Full timeWork at officeLocal area3 days per week$113.2k - $164.05k
...Job Title Finance Business Partner Job Description At Moody's, we unite the brightest... ..., forecasting, scenario planning, and investment analysis skills, with the ability to... .... Employment is contingent upon compliance with the Policy, including remediation...Full timeFor contractors- As a Sr. Associate Brand Finance and Business Ops Lead, you are the catalyst for financial... ...secure executive approvals, and ensure compliance with strategic initiatives.Required... ...credit cards, mortgages, auto financing, investment advice, small business loans and...Contract workWork at office
$102.5k - $187.9k
...services firm with a separate business unit dedicated to the... ...implement, and support cutting-edge investment management solutions.... ...operational efficiency and compliance alignment. Your deep technical... ...projectCoach junior business analysts, providing mentorship, technical...Work experience placementSummer holidayFlexible hours$200k - $225k
...hiring a Director, Finance Go To Market Business Partner. As our new Director you will... ...accuracy, operational efficiency, and investment decisions across the global business. You... ...background checks will be conducted in compliance with local laws and regulations, and candidates...Full timeWork at officeLocal areaRemote workFlexible hours- ...Asia, Europe, and the Middle East, is seeking to hire a Business Operations Analyst. The Business Operations Analyst plays a key role in supporting... ..., pricing terms, and related data, ensuring accuracy and compliance with approved client agreements. Monitor and process...Work at officeLocal areaRemote work
$125k - $156k
...Overview Supports distribution operations, strategic execution, and business operations across NA P&C by developing actionable insights,... ...qualified applicants with arrest or conviction history in compliance with applicable law. #J-18808-Ljbffr HCC Service Company, Inc...Work experience placementLocal areaShift work$63 - $119 per hour
Position: Operations Analyst (Google Workspace) Type: Contract Compensation: $63 - $119/hour Location: Remote Commitment: 10-40... ...Conduct audits of data and workflows to ensure accuracy and compliance with organizational standards. Support ongoing operations and...Remote jobContract work$130k - $150k
...is seeking a highly motivated, analytical, and proactive Business Operations Analyst to support critical operational functions across the organization... ...operational risk management, audit activities, and compliance initiatives. Partner with leadership to strengthen...Local area$70k - $90k
...pride ourselves on the individuals who represent our business. THE ROLE The Business Operations Analyst supports the accuracy, completeness and timeliness... ...are accurately reflected in systems. Support compliance reviews and maintain clear evidence for internal controls...$120k - $150k
...BTG Pactual is a leading investment bank and asset management firm... ...seeking a Credit Operations Analyst to support the Credit Operations... ...office, legal, finance, compliance, and risk teams to ensure accurate... ...in Finance, Economics, Business Administration, Accounting,...Work at officeLocal area- An established industry player is seeking a seasoned SAP Business Analyst with extensive experience in order-to-cash processes. This role... ...improving OTC processes, configuring SAP modules, and ensuring compliance with regulatory standards. You will collaborate with cross-...
- ...engineering and will be a trusted partner to our business team to deploy scalable solutions and... ...-channel analytics. Data Governance & Compliance : Experience with GDPR, CCPA, and secure... ...wellness coverage and a 401(k) match to invest in your future. Prioritize your well‑...
$90k - $120k
...relationships within the defined Business Owner segment within the... ...financial planning, investment management, personal trust and... ...Work within existing audit, compliance and regulatory framework in... ...such as Chartered Financial Analyst (CFA), Certified Financial Planner...Full timePart timeWork at officeLocal areaShift workDay shift$100k - $130k
COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset... ...subsidiaries. TEAM OVERVIEW KKR’s Human Capital Business Partner team is a strategic and trusted... ...necessary to resolve issues. Ensure compliance with internal policies and applicable...H1bLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Business Analyst, Investment Compliance. Be the first to apply!
- remote senior business analyst New York, NY
- senior business analyst New York, NY
- business strategy analyst New York, NY
- business analyst part time remote New York, NY
- business analyst work from home New York, NY
- medicaid business analyst New York, NY
- engineering business analyst New York, NY
- capital markets business analyst New York, NY
- entry level business analyst New York, NY
- agile business analyst New York, NY

