Business Analyst, Investment Compliance
$75k - $105k1110 Invesco Group Services, INC.
Overview Invesco is seeking a Business Analyst, Investment Compliance within the Global Investment Compliance Change team. The role supports delivery of change initiatives across the Investment Compliance (IC) function, interpreting investment restrictions from regulations and client agreements, implementing controls in systems, and monitoring compliance pre- and post-trade. The analyst collaborates with investment teams to improve how Investment Compliance operates, including its tools, workflows, and controls, and works with global teams across IC, technology, data, and operations to enable consistent, scalable delivery. Responsibilities Stakeholder partnership and delivery: Collaborate with IC, data, technology, and operations teams to support change initiatives; contribute to defined deliverables; ensure work is completed accurately and on time; coordinate across global teams to track progress, raise issues, and advance work. Problem solving and analysis: Break down business problems, support practical solutions, analyze data and process flows to identify issues and improvement opportunities; conduct root cause analysis with clearly documented findings. Data analysis and insight generation: Work with datasets such as trades, holdings, restrictions, and breaches; use tools like Excel, SQL, Power BI, and AI-enabled productivity tools to generate insights and link analysis to business outcomes and control impacts. Communication and documentation: Present findings clearly; produce organized documentation to support requirements, analysis, testing, and delivery; contribute to stakeholder materials. Requirements and change delivery: Gather, document, and validate business requirements; assist with traceability; contribute to testing activities including UAT support, test case preparation, validation, and issue tracking. Process improvement and change: Identify process and workflow improvements; support implementation through structured change activity; contribute to tool, reporting, and process enhancements across IC; Tools, automation, and AI adoption: Enhance dashboards, reporting, knowledge management, and workflow tools; use AI tools responsibly to improve efficiency with governance; identify automation opportunities and better data usage across the team. Requirements Bachelor’s degree or equivalent practical experience in a related field. Ability to analyze problems, structure thinking, and contribute to practical solutions, gathered through academic work, internships, or early career experience. Familiarity with tools such as Excel, SQL, Power BI, Python, or the ability to learn quickly and use AI tools to support analysis and documentation. Experience contributing to projects and structured deliverables in a team setting; exposure to testing activities and structured testing approaches. Evident curiosity, growth mindset, and self-directed learning; willingness to learn new tools and concepts to improve outcomes. Exposure to financial services, asset management, compliance, or order management systems is preferred. Compensation and Workplace Salary range for this position in New York is $75,000–$105,000 per year, with total compensation including incentives varying by skills and location. Full-time position with Exempt status as applicable. Invesco expects adherence to its workplace policy regarding office presence, currently requiring four full days per week in the office as of October 1, 2025. About Invesco and Equal Opportunity Invesco is a leading global investment firm committed to diversity and inclusion. We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status, in compliance with applicable laws. #J-18808-Ljbffr 1110 Invesco Group Services, INC.
$100k - $115k
Morgan Stanley Investment Management (“MSIM”), together with its investment advisory affiliates... ...real estate investment management business of Morgan Stanley. One of the most... ...processSupport LPA and side letter management / compliance, including expense management,...SuggestedTemporary workInternshipLocal areaWorldwide$90k - $110k
...Overview You will support the GRM with business development and managing the... ...Familiarity with commercial, corporate and investment banking products ~ Ability to understand... ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03....Suggested$85k - $120k
...Planning & Analysis (FP&A) Analyst Full Time Main Location, Freeville... ...and capacity as the core business constraint to directly... ...strategies, and future capital investments. Support RFQ and new business... ...risk and return. Program & Compliance Analysis: Evaluate the profitability...SuggestedHourly payPermanent employmentFull timeContract work- ...industry experts to manage risk for our global businesses and collaborate with professionals... ...the firm. Locations: New York, NYChief Investment Office, Treasury and Corporate (CTC) Risk... ...York, NYOther potential Risk Full-Time Analyst team placements include: Commercial Banking...SuggestedFull timeInternshipWork at officeVisa sponsorship
- ...("SRE") is the real estate business group of StepStone Group, a... ...markets firm providing customized investment and advisory solutions to... ...for a detail-oriented analyst to join the team that supports... ...across fund accounting, tax, compliance and legal teams related on all...SuggestedWork experience placementWork at officeWorldwide
$80k - $95k
Financial Planning and Grants Analyst - Media Development Investment Fund Join to apply for the Financial Planning... ..., regions and grants and ensure compliance with grant agreements. Communicate... ...and PowerPoint. Experience with Business Intelligence (BI) or Corporate Performance...Full timeWork experience placementWork at office- ## Senior Financial Planning Analyst - Hybrid - Somerset,... ...compensation range provided is in compliance with state specific laws. Factors... ...finance partner to the business, owning end-to-end planning,... ...for assigned cost centers and investment plans; drive alignment with...Contract workLocal areaWorldwide
$60 - $75 per hour
A staffing and consulting firm in New York is seeking an experienced Investment Performance Analyst (GIPS) to support performance reporting and GIPS compliance. The role involves enhancing composite structures, ensuring data accuracy, and collaborating with investment...$115k - $185k
...forecasting, and liquidity management.Ensure compliance with internal controls, regulatory... ....Strong Project Management - Business Analysis experience.Experience in bank... ...is a leading provider of corporate and investment banking services to clients in the US,...Full timeWork at officeLocal areaRemote workWorldwide- Altius Search Group LLC is seeking a Portfolio Analyst to evaluate portfolio performance and identify emerging risks, supporting sound credit and portfolio management decisions. You will monitor trends, assess borrower performance, and collaborate across departments to...
- Altius Search Group is seeking a Portfolio Analyst to evaluate portfolio performance, monitor borrower performance, and support sound credit and portfolio management decisions. The role will analyze the quality, performance, and risk characteristics of the financial portfolio...
$211k - $338k
...GPO). You will drive financial strategy, investment optimization, and commercial governance... ...maintain tight risk controls and deal compliance on bespoke partner agreements and non-... ...allocation with corporate budgets and strategic business priorities.Lead International Finance...Work at officeRemote workFlexible hours$50 per hour
...form of ownership—it’s our approach to business and relationships. We know that supporting... ...between advisory strategies and compliance filings. Qualifications:Bachelor’s degree... ...innovation. As a private partnership, every investment we make is in the relationships,...Full timeWork at officeLocal area3 days per week$183.85k - $289.99k
...data product managers, data analysts, and developers/data science... ...working collaboratively with business owners, data engineering,... ...guiding enterprise analytics investments, benchmarking strategy, and... ...continuous improvement.Ensure compliance with all applicable regulatory...TraineeshipLocal area- Wells Fargo Corporate & Investment Banking delivers a comprehensive suite of capital... ...Fargo is seeking an Equity Research Analyst for the Business & Information Services sector in Corporate... ...function, policies, procedures, and compliance requirementsCollaborate and consult...Ongoing contractFull timeWork experience placementWork at officeImmediate start
$113.2k - $164.05k
...Finance Business Partner At Moody's, we unite the brightest minds to turn today's risks... ...candidates who model our values: invest in every relationship, lead with curiosity... ...position. Employment is contingent upon compliance with the Policy, including remediation of...Full timeFor contractors- ...motivated, analytical, and proactive Business Operations Analyst to support critical operational... ...risk management, audit activities, and compliance initiatives. ~ Partner with leadership... ...grade customers in banking or investment management. ~ Exceptional written...Local area
$200k - $225k
...hiring a Director, Finance Go To Market Business Partner. As our new Director you will... ...accuracy, operational efficiency, and investment decisions across the global business. You... ...background checks will be conducted in compliance with local laws and regulations, and candidates...Full timeWork at officeLocal areaRemote workFlexible hours$120k - $150k
...BTG Pactual is a leading investment bank and asset management firm... ...seeking a Credit Operations Analyst to support the Credit Operations... ...office, legal, finance, compliance, and risk teams to ensure accurate... ...in Finance, Economics, Business Administration, Accounting,...Work at officeLocal area$102.5k - $187.9k
...services firm with a separate business unit dedicated to the... ...implement, and support cutting-edge investment management solutions.... ...operational efficiency and compliance alignment. Your deep technical... ...projectCoach junior business analysts, providing mentorship, technical...Work experience placementSummer holidayFlexible hours$218.59k - $286.9k
...coordinates, monitors, analyzes, and forecasts business unit & overall company financial... ...leadership, including ownership of all investment/business cases, evaluation of strategic... ...in a clear and concise manner.Compliance with all applicable laws and regulationsOther...Full timeWork at officeFlexible hours$125k - $156k
...Overview Supports distribution operations, strategic execution, and business operations across NA P&C by developing actionable insights,... ...qualified applicants with arrest or conviction history in compliance with applicable law. #J-18808-Ljbffr HCC Service Company, Inc...Work experience placementLocal areaShift work$70k - $90k
...pride ourselves on the individuals who represent our business. THE ROLE The Business Operations Analyst supports the accuracy, completeness and timeliness... ...are accurately reflected in systems. Support compliance reviews and maintain clear evidence for internal controls...$217k - $359k
...products and services that help people, businesses and governments realize their greatest... ..., forecasting, performance management, investment prioritization, and decision support. This... ..., integration management, legal, compliance, HR, sourcing, controllership, tax, treasury...Full timePart timeWorldwideFlexible hours- ...engineering and will be a trusted partner to our business team to deploy scalable solutions and... ...-channel analytics. Data Governance & Compliance : Experience with GDPR, CCPA, and secure... ...wellness coverage and a 401(k) match to invest in your future. Prioritize your well‑...
$90 - $98 per hour
Business Analyst / Solutions Specialist (SAP CAMS to PLM Migration) BCforward is currently seeking a highly motivated Business Analyst /... ...update documentation to reflect new PLM processes. Ensure compliance with enterprise standards, security protocols, and best practices...Hourly payContract workRemote work$90k - $120k
...relationships within the defined Business Owner segment within the... ...financial planning, investment management, personal trust and... ...Work within existing audit, compliance and regulatory framework in... ...such as Chartered Financial Analyst (CFA), Certified Financial Planner...Full timePart timeWork at officeLocal areaShift workDay shift$60 - $90 per hour
...Business Analysts / Data Migration Specialists Treliant is an essential consulting firm serving... ...change and address the most pressing compliance, regulatory, and operational... ...in the NYC metro area supporting our investment banking client's migration from ACBS to...Work at officeFlexible hours- ...68Reference26-01354Business Analyst - Enterprise ApplicationsJob... ...currently recruiting for a Business Analyst - Enterprise Applications... ...align with security, compliance, privacy, and responsible AI... ...financial services, banking, investment management, insurance, or legal...
- ...Function:Projects and Performance ImprovementJob Subfunction: Business Performance and Process ImprovementJob Description:Key ResponsibilitiesProduct... ...notice.The employer will make reasonable accommodations in compliance with the American with Disabilities Act of 1990. The job...Full timeWork at officeLocal area3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Business Analyst, Investment Compliance. Be the first to apply!
- revenue growth management analyst New York, NY
- senior data management analyst New York, NY
- business analyst law firm New York, NY
- business analyst team leader New York, NY
- medicaid business analyst New York, NY
- engineering business analyst New York, NY
- lead business analyst New York, NY
- senior business development analyst New York, NY
- pega business analyst New York, NY
- junior business analyst New York, NY


