Business Analyst, Investment Compliance
$75k - $105k1110 Invesco Group Services, INC.
Overview Invesco is seeking a Business Analyst, Investment Compliance within the Global Investment Compliance Change team. The role supports delivery of change initiatives across the Investment Compliance (IC) function, interpreting investment restrictions from regulations and client agreements, implementing controls in systems, and monitoring compliance pre- and post-trade. The analyst collaborates with investment teams to improve how Investment Compliance operates, including its tools, workflows, and controls, and works with global teams across IC, technology, data, and operations to enable consistent, scalable delivery. Responsibilities Stakeholder partnership and delivery: Collaborate with IC, data, technology, and operations teams to support change initiatives; contribute to defined deliverables; ensure work is completed accurately and on time; coordinate across global teams to track progress, raise issues, and advance work. Problem solving and analysis: Break down business problems, support practical solutions, analyze data and process flows to identify issues and improvement opportunities; conduct root cause analysis with clearly documented findings. Data analysis and insight generation: Work with datasets such as trades, holdings, restrictions, and breaches; use tools like Excel, SQL, Power BI, and AI-enabled productivity tools to generate insights and link analysis to business outcomes and control impacts. Communication and documentation: Present findings clearly; produce organized documentation to support requirements, analysis, testing, and delivery; contribute to stakeholder materials. Requirements and change delivery: Gather, document, and validate business requirements; assist with traceability; contribute to testing activities including UAT support, test case preparation, validation, and issue tracking. Process improvement and change: Identify process and workflow improvements; support implementation through structured change activity; contribute to tool, reporting, and process enhancements across IC; Tools, automation, and AI adoption: Enhance dashboards, reporting, knowledge management, and workflow tools; use AI tools responsibly to improve efficiency with governance; identify automation opportunities and better data usage across the team. Requirements Bachelor’s degree or equivalent practical experience in a related field. Ability to analyze problems, structure thinking, and contribute to practical solutions, gathered through academic work, internships, or early career experience. Familiarity with tools such as Excel, SQL, Power BI, Python, or the ability to learn quickly and use AI tools to support analysis and documentation. Experience contributing to projects and structured deliverables in a team setting; exposure to testing activities and structured testing approaches. Evident curiosity, growth mindset, and self-directed learning; willingness to learn new tools and concepts to improve outcomes. Exposure to financial services, asset management, compliance, or order management systems is preferred. Compensation and Workplace Salary range for this position in New York is $75,000–$105,000 per year, with total compensation including incentives varying by skills and location. Full-time position with Exempt status as applicable. Invesco expects adherence to its workplace policy regarding office presence, currently requiring four full days per week in the office as of October 1, 2025. About Invesco and Equal Opportunity Invesco is a leading global investment firm committed to diversity and inclusion. We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status, in compliance with applicable laws. #J-18808-Ljbffr 1110 Invesco Group Services, INC.
- ...Analyze actual performance against budget, business plan, PPA assumptions, and financial... ...financing agreements and monitor compliance with debt covenants. Coordinate with banks... ...underperforming assets. 5. Financial Modeling & Investment Analysis The candidate must be highly...Suggested
- ...with high-quality deal flow, analyst support, and institutional... ...Initio Sphere is onboarding Investment Process Analysts to manage... ...equity transactions Operating businesses and special situations... ...through platform channels. Compliance Notice Investment Process Analysts...SuggestedFor contractors
$80k - $90k
...mid-level Equities Operations Analyst (2-3 years of experience) to... ...and growing equities business, strengthen the firm’s control... ...Derivatives, Back Office, Technology, Compliance, and Finance. Support the... ...Securities is the investment banking and capital markets...SuggestedWork at officeRemote work$113.2k - $164.05k
...Finance Business Partner At Moody's, we unite the brightest minds to turn today's risks... ...candidates who model our values: invest in every relationship, lead with curiosity... ...position. Employment is contingent upon compliance with the Policy, including remediation of...SuggestedFull timeFor contractors$130k - $150k
...is seeking a highly motivated, analytical, and proactive Business Operations Analyst to support critical operational functions across the organization... ...operational risk management, audit activities, and compliance initiatives. Partner with leadership to strengthen...SuggestedLocal area$100k - $130k
...BTG Pactual BTG Pactual is a leading investment bank and asset management firm in Latin... ...Summary The Credit Operations Analyst will be responsible for servicing and administrating... ...loan portfolios to ensure accuracy, compliance, and customer satisfaction. The ideal...Work at officeLocal area$217k - $359k
...products and services that help people, businesses and governments realize their greatest... ..., forecasting, performance management, investment prioritization, and decision support.... ...finance, integration management, legal, compliance, HR, sourcing, controllership, tax, treasury...Full timePart timeWorldwideFlexible hours$135.7k - $196.75k
...seeking candidates who model our values: invest in every relationship, lead with... ...implement AI-powered solutions to solve business challenges. Demonstrates a growing awareness... ...position. Employment is contingent upon compliance with the Policy, including remediation of...Full time$200k - $225k
...hiring a Director, Finance Go To Market Business Partner. As our new Director you will... ...accuracy, operational efficiency, and investment decisions across the global business. You... ...background checks will be conducted in compliance with local laws and regulations, and candidates...Full timeWork at officeLocal areaRemote workFlexible hours$140k - $185k
...Capital Markets Operations Analyst Location: New York, NY... ...vary based on employer type (investment banks, broker-dealers, asset... ...desks, syndicate teams, sales, compliance, risk, custodians, and external... ...in Finance, Economics, Business, Operations, or a related field...Full timeWork at office$130k - $155k
...over 30 years of experience helping business leaders across key industries... ...are seeking a talented IT Business Analyst to support our client's Compliance Department on a strategic regulatory... ...Company’s Benefits At Talan, we invest in our employees' well-being and empower...Permanent employmentContract workWork at officeVisa sponsorshipWork visa3 days per week$63k - $75k
...Job Description About the Role: Fragomen’s Senior Business Immigration Analyst position will provide you with the opportunity to make an immediate... ...risk and ensure regulatory, operational and client compliance (e.g., following Data Privacy protocols, using Connect accurately...Work at officeLocal areaImmediate start- ...connectors who bring together people and businesses to unlock a mutual exchange of value. We... ...launch your career as a Senior Business Analyst on our Transformation Product team. The... ...will make reasonable accommodations in compliance with the American with Disabilities Act...Local areaWorldwide
$85k
...Job Subfunction Business Performance and Process Improvement Agency Omnicom Media Job Function Projects and Performance Improvement... ...without notice. The employer will make reasonable accommodations in compliance with the American with Disabilities Act of 1990. The job...Work at officeLocal area3 days per week- ...preferred *Three references are required Position Description The Business Analyst (BA) will serve as the liaison between DOE stakeholders and... .... They will ensure requirements align with program goals, compliance standards, and DOE operational needs. Responsibilities...Temporary workWork experience placementRemote work
$115k - $130k
.... Base pay range $115,000.00/yr - $130,000.00/yr Job Title: Business Analyst About Us LaGuardia Gateway Partners (LGP) is the private developer... ...and payable issues with Accounts Payable, Purchasing, and Compliance departments. Reviews and approved all financial transactions...Full timeLocal areaNight shiftWeekend work- ...a brilliant career opportunity. Role: Business Analyst Title: AVP/VP Location: New York , NYC... ...Background in Internal Audit or regulatory compliance. Knowledge of banking regulatory... ...etc. Without any external funding or investments, Wissen Technology has grown its revenues...Full timeTemporary workWork at officeRemote workMonday to Friday3 days per week
$60 - $80 per hour
...more. Base pay range $60.00/hr - $80.00/hr Senior UKG Business Analyst - UKG Implementation Location: Remote from the USA (Must... ...-facing skills ~ Knowledge of FLSA/overtime/payroll compliance ~ Must be able to travel to Canada (valid passport required...Contract workRemote work- ...Business AnalystPreferred Location: NY / AlpharettaRole Overview Drives end-to-end requirements gathering for the E360 RIF module, partnering... ...requirements workshops with HR, IT, and compliance stakeholders to capture and document E360 RIF workflow business...
- ...Senior Business Analyst – Fund Operations IT Location: New York A leading global financial services... ...including at least 5 years within an investment banking environment . 5+ years'... .... Strong knowledge of 15a6 regulatory compliance, FINRA rules and DTCC workflows . Proven...
$120k - $200k
...k to 200k + bonus. We are seeking a skilled Business Analyst with deep expertise in Advent Geneva to support our investment operations, accounting, and technology teams... ..., data warehouse, etc.). Assist with audit, compliance, and regulatory reporting related to portfolio...Full time$200k - $250k
...Overview Business Analyst – Equity Swaps Platform We are seeking an experienced Business Analyst to help build out our Equity Swaps trading... ...processes. Support user acceptance testing, regulatory compliance, and production rollout. Qualifications 5+ years as a Business...Temporary workWork at officeRemote work$76.5k - $108.65k
...Overview The Business Analyst will support the development and delivery of technical projects that improve the use of public health data... ...requirement review, approval, and sign-off sessions. Ensure compliance with AAAHC standards for position’s scope of work. Completed...Contract workFor contractorsWork at officeRemote workRelocation$120k - $140k
...bringing passion and customer focus to the business. Fractal is a strategic AI partner to... ...career with us! Job Title : Senior Business Analyst Role Overview We are seeking an... ...efficiency, cost management, and regulatory compliance. The ideal candidate has deep knowledge...Hourly payFull timeLocal area$125k - $175k
...Responsibilities The Point72 Business Acceleration Team manages all aspects of onboarding new systematic equity trading teams and systematic... ...projects internally with Technology, Operations, Legal, Compliance, and Risk groups, and externally with brokers, exchanges, and...Temporary workWork experience placement$218.59k - $286.9k
...coordinates, monitors, analyzes, and forecasts business unit & overall company financial... ..., including ownership of all investment/business cases, evaluation of strategic... ...stakeholders in a clear and concise manner. Compliance with all applicable laws and...Full timeWork at officeFlexible hours- ...Join our team of industry experts to manage risk for our global businesses and collaborate with professionals across the firm. As an... ...develop your expertise. As a risk manager in our Commercial & Investment Bank, you'll help manage our financial reputation...Summer workInternshipWork at officeImmediate startVisa sponsorship
- ...collaborating with an established investment management firm to source an analyst for its legal team supporting... ...sits at the intersection of legal, compliance and commercial work, helping develop... ...relations, communications, business development and investment teams....
$100k - $151k
...Operational Risk Management (ORM) Sr analyst will support the Operational... ...: Bachelor’s degree in Business, Finance, Management... ...5+ years of risk management/compliance experience and/or financial... ...global wealth management and investment banking firm serious about innovation...Flexible hours- ...with high-quality deal flow, analyst support, and institutional... ...Initio Sphere is onboarding Investment Process Analysts to support... ...equity investments Operating business acquisitions Private... ...structured lifecycle oversight. Compliance Notice Investment Process...For contractors
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Business Analyst, Investment Compliance. Be the first to apply!
- erp business analyst New York, NY
- bank of america business analyst New York, NY
- servicenow business analyst New York, NY
- revenue growth management analyst New York, NY
- business analyst consultant New York, NY
- entry level business analyst New York, NY
- management analyst New York, NY
- junior IT service management analyst New York, NY
- knowledge management analyst New York, NY
- workforce management analyst New York, NY


