Investment Management Compliance & Product Legal Analyst
Referment
Referment is collaborating with an established investment management firm to source an analyst for its legal team supporting investor-facing activity. The role sits at the intersection of legal, compliance and commercial work, helping develop and maintain investment products while ensuring communications and marketing activity meet regulatory requirements. You will work closely with attorneys and colleagues across investor relations, communications, business development and investment teams. #J-18808-Ljbffr Referment
- Simmons & Hanbury, a leading global investment management firm, is seeking an Investment Management Legal Analyst to join its Legal & Compliance team in New York. This role emphasizes collaboration... ...on investor-facing activities and product development. The ideal candidate holds...Legal
- Lead Project Manager (Regulatory Reporting Analyst) Location(s) Mumbai, Maharashtra... ...the firm’s compliance with evolving regulations... ..., Compliance, Legal and Finance) to execute... ...trading and investment banking operations.... ...of capital markets products, including cash securities...LegalFull timeWork at office
$140k - $185k
...Private Markets Operations Analyst Career Launch AI Talent Network... ...-career operations and investment support roles featured on... ...help candidates reach hiring managers, prepare for interviews,... ...fund operations, finance, legal, and compliance teams Systems & Process...LegalFull timeInternshipWork at office- ...experienced attorney to join its corporate legal advice team as Vice President, Assistant General... ...legal counsel to our broker-dealer and investment advisory businesses, managing a substantial docket and working with Compliance, Risk, and senior management to ensure...Legal
$180k - $210k
...Our client, a globally recognized investment firm with more than $80B in assets under management, is seeking to add an attorney to its legal team in New York. This is an outstanding... ...to grow into a well-rounded legal and compliance practitioner within a fast-paced global...Legal$104.5k - $325k
...Attorney at Axiom We are seeking an Investment & Wealth Management Counsel to join our Financial... ...In this role, you will provide expert legal advice and support to our clients on... ...management matters, helping ensure regulatory compliance and mitigate risk....LegalFull timeFlexible hours$250k - $275k
...activities across fund formation and management, portfolio company support, and regulatory... ...regulatory guidance on digital asset investments and compliance Draft and negotiate investment... ...crypto portfolio companies on various legal matters Monitor and interpret evolving...LegalFull time- ...regarded global alternative investment firm looking to add an... ...to its New York legal team. The firm is an... ...employees rather than managing traditional third-party... ...Trading, Operations, Compliance, Risk and other internal... ...Advising on new products, counterparties, structures...Legal
- ...A leading global investment management firm is seeking a Financial Markets Risk Manager Lead... ...Portfolio Managers, Traders, Research Analysts, Compliance, Legal, and Technology teams. Key... ...liquid investments Support new product launches through risk framework development...Legal
$300k
...Investment Funds Attorney Investment Management & Funds Practice Group Open to Multiple Locations...list found at... ...structuring, and ongoing regulatory compliance Deep knowledge of private... ...transactional teams to deliver comprehensive legal solutions Stay current on...LegalWork at office- Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Officer at the VP level! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests...LegalPermanent employment
$260k
...Job Description Job Description Investment Management Associate Attorney Locations: Chicago... ...and investment advisers on regulatory, compliance, and transactional matters under the federal... ...and disclosure obligations Conduct legal research and provide strategic...LegalWork at officeFlexible hours3 days per week$200k - $250k
...Overview A global investment and technology development firm is... ...support the firm’s regulatory compliance efforts and to lead new... ...Responsibilities Analyze a range of legal and regulatory compliance... ...at a law firm, asset management firm, investment bank, and/or...Legal- ...Chief Risk & Compliance Officer About the Company Alternative investment platform based in Midtown.... ...responsible for defining and managing a forward-looking... ...broad range of investment products and structures,... ...governance bodies. Functions ~ Legal ConfidentialLegal
- ...Executive Director, Credit Risk Management, Hedge Funds & Private Equity... ...Internationally recognized investment bank Industry Financial... ..., defining credit terms for legal documentation, and maintaining... ..., and prime brokerage products, as well as strong quantitative...Legal
$250k
...Representative product areas include:... .../ exit financing, investment grade debt, high yield... ...alternative asset managers, bank and non-bank... ...managing Associates & Analysts, and coordinating... ..., senior bankers, legal counsel and other... ...), disability (in compliance with the Americans...Legal$210k - $245k
...Associate Counsel - Wealth Department: Legal & Compliance Reports To: Senior Vice... ...advisory relationships and other retail products, including separately managed accounts and model-based programs... ...documents, board actions, investment management agreements and service...LegalWork at officeImmediate startRemote workWork from home$120k - $205k
...Description Morgan Stanley Investment Management (MSIM), together with its... ...Description MSIM's legal team works closely with our... ...a range of strategies and products, including separate accounts... ...Morgan Stanley's Legal and Compliance Division on a wide range of...LegalFull timeTemporary workWork experience placementWork at officeWorldwide$160k - $220k
...Attorney to join the Funds Legal team with a primary... ...of matters including compliance and U.S. and... ...Regulation D and the Investment Company Act of 1940) as... ...counterparties including fund managers and distribution agents... ...offering new and existing products and services....LegalFull timeWork at officeRemote work- ...platform that makes issuing, managing, and integrating... ...for excellence — in product, code, and culture. You... ...key business lines and legal entities. Support... ...Finance, Corporate Finance, Investment Banking, Consulting,... ...platform with robust compliance, security, and governance...LegalLocal area
$265k - $305k
...public and private markets. We invest our clients’ capital across a... ...PIMCO’s U.S. Global Wealth Management (GWM) group is to deliver industry... ...to the following teams: Product Strategy, Portfolio Management, Sales, Marketing, Legal & Compliance, Operations. Location New...LegalFull timeLocal areaFlexible hoursShift work$180k - $220k
...is looking to hire a Structured Investments and Annuities Coverage Attorneyto join the Legal team. The ideal candidate is an... ...with experience with financial products, including structured... ...attorneys within our Legal and Compliance teams. ResponsibilitiesNegotiate...LegalFull timeWork at officeRemote work$300k - $400k
...leadershipAbout Our ClientAlternative investment platform based in Midtown... ...Leadership & Compliance OversightDefine and manage a forward-looking... ...broad range of investment products and structuresEnterprise... ...awarenessCollaborate closely with legal, finance, technology, and...Legal- ...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan... ...designated international legal entities Conduct deep-... ...such as Chartered Financial Analyst or Financial Risk Manager... ...and today we are a leader in investment banking, consumer and small...Legal
- ...Audit - Credit Risk, Analyst The Goldman Sachs... ...a leading global investment banking,... ...securities and investment management firm that... ...monitoring the firm's compliance with laws and... ...industry and its products and operations. We... ...including products, legal entity and credit...LegalWork at office
$120k - $160k
...engagement with the investment community, and... ...partner to Finance, Legal, and Corporate Communications... ...and summarize analyst reports, earnings... ...meetings.Ensure compliance with SEC... ...investor meetings and manage follow-up to address... ...by its extensive product and service offerings...LegalLocal area- ...President, Corporate & Investment Bank (CIB) Credit Risk Management Bring your expertise... ...of Risk Management and Compliance, you are at the center of... ...appetite across trading products utilizing internal exposure... ...Oversee legal negotiations for traded...Legal
$140k - $155k
...services company that offers investing, savings and retirement... ...This role sits on our Risk Management team — a small second line-... ...disciplines including Security, Compliance, Legal, and Operations. As a Risk... ...challenge feedback to product managers on new products and...LegalTemporary workSummer holidayWork at officeLocal areaFlexible hours- ...seeking an experienced Risk Management Officer to establish,... ...with senior management, Compliance, Operations, Finance, Legal, Technology, and business... ...Institutional sales and trading; • Investment Banking; and •... ...the firm's businesses, products, counterparties, and trading...LegalTemporary workInterim roleImmediate startNight shift
$300k - $400k
...Our Client Alternative investment platform based in Midtown... ...Regulatory Leadership & Compliance Oversight Define and manage a forward-looking compliance... ...range of investment products and structures Enterprise... ...Collaborate closely with legal, finance, technology, and...LegalFull time
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