Senior Regulatory Counsel - Retail Brokerage
Jobleads-US
Robinhood is seeking an experienced Assistant General Counsel to join our Regulatory legal team in New York, NY. The role involves navigating complex regulatory frameworks and advising on retail broker-dealer regulations while supporting our mission to democratize finance for all.
Ideal candidates will have over 10 years of legal practice, particularly in brokerage compliance and exceptional project management skills. This position is instrumental in redesigning financial products within a collaborative, high-performance team.
#J-18808-Ljbffr Jobleads-USVacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Counsel - Retail Brokerage in Menlo Park, CA vacancy
- ...generative AI offerings for the enterprise. Learn more at: C3 AIC3 AI is seeking a highly qualified employment, litigation, and regulatory counsel to join the C3 AI Legal team. The candidate will perform a broad range of employment and regulatory-related legal work, with...SeniorRegulatory
$240k - $300k
...For our client, we are seeking a Senior Employment And Regulatory Counsel to join the team of a leader in the Enterprise Technology space. This role will provide business-aligned guidance focused on governance, compliance, and operational risk management. You will partner...SeniorRegulatoryVisa sponsorshipLadders
Redwood City, CA2 days ago$244k - $282k
...commercialization.The ideal candidate has deep experience in biotech or pharmaceutical contracting, a strong understanding of GMP and regulatory considerations, and the ability to partner effectively with business, technical, and quality teams.A successful candidate will...SeniorRegulatoryFull timeContract workLocal area- C3 AI in California is seeking a senior employment, litigation, and regulatory counsel to guide global employment matters and privacy compliance for a fast-paced tech company. You will work with executives, HR, and outside counsel to develop scalable, compliant practices...SeniorRegulatory
- C3 AI is seeking a highly qualified employment, litigation, and regulatory counsel to join its Legal team in California. The role focuses on global employment matters, privacy and regulatory compliance, and collaboration with leadership across the organization. The ideal...SeniorRegulatory
- ...Senior Counsel, Investments About the Company Limited liability company promoting equal opportunity through investments & technology... ...organization. This role is pivotal in providing legal and regulatory guidance for the company's investment activities, ensuring compliance...SeniorRegulatory
- Ladders, based in Redwood City, CA, seeks a Senior Employment And Regulatory Counsel to guide governance, compliance, and risk management in a technology-driven environment. The role partners with leaders and cross-functional teams to translate complex issues into practical...SeniorRegulatory
- ...CoreWeave seeks a Counsel, Global Supply Chain to lead strategic legal support for sourcing, procurement, and deployment of GPUs, servers... ...You will shape complex commercial arrangements and advise on regulatory and compliance matters impacting global growth. Reporting to...SeniorRegulatory
Socket
Sunnyvale, CA5 days ago $169k - $338k
...WalmartBusiness Segment: Home OfficePosition Summary...The Sr. Counsel, Product & Technology Legal Integration serves as a critical... ...within Product and Technology Legal at Walmart. This role ensures regulatory considerations are aligned early and consistently across the...SeniorRegulatoryFull timeTemporary workPart time- ...CoreWeave is seeking a Counsel, Global Supply Chain to collaborate with Supply Chain and... ...scalable contracting processes and advise on regulatory issues affecting global growth. You will... ...General Counsel and serve as a senior contributor embedded with the team, handling...SeniorRegulatory
CoreWeave
Sunnyvale, CA5 days ago $252.21k - $297.55k
...create safer, more civil shared experiences for everyone.As a Senior Product Counsel focused on consumer products, you will act as a key advisor... ...to ensure healthy product launches.Advise on legal and regulatory considerations related to user signup, account settings, parental...SeniorRegulatoryFull timeWork experience placementH1bWork at officeLocal areaVisa sponsorshipMonday to Friday- ...here.Job DescriptionRole SummaryWe are seeking an exceptional Counsel/Senior Counsel, Intellectual Property, with deep expertise in patent... ...on industry trends and provide advice about industry and regulatory developments as well as development and implementation of operational...SeniorRegulatoryWork at officeLocal areaImmediate startWorldwideFlexible hours
$225k - $265k
...platform’s impact in the world. It's the retailer that uses our agentic AI to deter theft... ..., especially those relating to regulatory compliance, government procurement requirements... ...combination of regulatory, IP, product counseling, marketing, and general transactional...SeniorRegulatoryFull timeFor contractorsWork at officeWorldwideWork visaFlexible hoursShift work$225k - $265k
...platform’s impact in the world. It's the retailer that uses our agentic AI to deter theft... ...SDLC implementation and supportProduct Counseling Support. Collaborate with Product... ...global policy matters, new legislative and regulatory developments, and legal and policy advocacy...SeniorRegulatoryFull timeWork at officeWorldwideWork visaFlexible hoursShift work$190k - $240k
...intelligence solution. Reporting directly to our General Counsel, Credit Sesame is seeking a Senior Corporate Counsel with world-class expertise in... ...into robust, protective, and scalable legal frameworks. Regulatory & Commercial Alignment: Seamlessly integrate complex fintech...SeniorRegulatoryContract workHome officeFlexible hoursShift workCredit Sesame
Mountain View, CA2 days ago$180k - $325k
...family commitments. About the role Reporting to the General Counsel, the Senior Counsel, Privacy & AI Governance will lead Applied... ...emerging requirements. You will also partner closely with Regulatory Affairs, outside counsel, regulators, and standards bodies,...SeniorRegulatoryFull timeFor contractorsFor subcontractorCasual workWork at officeRemote workWorldwideDay shiftApplied PC
Sunnyvale, CA2 days ago$225k - $265k
...platform's impact in the world. It's the retailer that uses our agentic AI to deter theft... ..., especially those relating to regulatory compliance, government procurement requirements... ...combination of regulatory, IP, product counseling, marketing, and general transactional...SeniorRegulatoryFor contractorsWork at officeWorldwideWork visaFlexible hoursShift workVerkada
Foster, CA5 days ago- .... Job Overview Legal and Compliance manages all legal and regulatory matters, including privacy, contracts, corporate governance... ...Udemy's platforms and partnerships. Coursera is seeking a Senior Privacy Counsel to serve as a privacy subject matter expert (with an initial...SeniorRegulatory
- ...Lawyer / Attorney / Counsel - Junior / Senior / Lead Mountain View, California, United States About the Job Catalyst Labs is a leading talent agency with a specialized vertical in Legal, Regulatory Compliance, and Corporate Governance. We operate deeply inside...SeniorRegulatoryContract work
Catalyst Labs, LLC
Mountain View, CA4 days ago - ...and serve as the central liaison for our specialized outside counsel. Responsibilities Partner hand-in-hand with the business... ...corporate attorneys. You will ensure that their work on IP, regulatory compliance, and fundraising remains fully aligned with the company...SeniorRegulatoryPermanent employmentFull timeContract workImmediate startNight shift
$243.1k - $314.6k
...people ready to make a direct impact.Gilead Sciences is seeking a Senior Counsel - Legal Business Partner for U.S. Medical Affairs (USMA)... ...Virology/HIV providing legal advice on complex scientific and regulatory matters in support of the development and commercialization...SeniorRegulatoryFull timeContract workFor contractorsLocal areaHome office- ...Rubrik, Inc. in Palo Alto is seeking a Sr. AI Counsel to guide the integration of AI solutions while ensuring compliance with legal frameworks. You will work closely with various teams to navigate the complexities of AI and its impact on the business. The ideal candidate...Senior
Rubrik
Palo Alto, CA5 days ago - ...OF COUNSEL ATTORNEY - PROJECTS & ENERGY FINANCEMultiple Locations Available – full list at the bottom of this description.HYBRIDA top... ...with multidisciplinary teams (e.g., tax, environmental, regulatory) to structure and close complex deals.Stay current with evolving...RegulatoryWork at office
$205k - $235k
...supporting our global workforce. This role will report to the Senior Team Director, Global Employment Law and Employee Relations and... ...Redwood City office. WHAT YOU'LL DO Provide strategic advice and counsel to the People & Communities team on a broad range of employment...SeniorLive inWork at officeFlexible hoursShift work3 days per week$260k - $340k
...member of DensityAI's legal team — the commercial and technology counsel who structures and closes the deals that power our AI-... ...development) Guide export-control compliance (EAR/ITAR), other regulatory matters, and data privacy Be a practical, trusted partner...SeniorRegulatoryContract workH1bVisa sponsorshipWork visaDensityAI
Mountain View, CA4 days ago$201k - $248k
The Office of the General Counsel at Stanford University is seeking qualified candidates to support SLAC National Accelerator Laboratory... ...by the Chief Laboratory Counsel. This Laboratory Counsel or Senior Laboratory Counsel role demands a high degree of legal acumen,...SeniorContract workWork at officeLocal area3 days per week- ...Senior Counsel About the Company Innovative provider of AI-driven legal solutions Industry Information Technology and Services Type Privately Held, VC-backed Founded 2023 Employees 201-500 Funding $101-$200 million...Senior
Confidential
Palo Alto, CA5 days ago $189.7k - $260.85k
...is seeking an experienced and motivated Intellectual Property Counsel to join its IP Team. This role will be directly report to a Director... ...in accordance with company policies, ethical standards, and regulatory requirements to improve the efficiency, effectiveness, and...RegulatoryFull timeWork at officeWork from homeFlexible hours$1,688 per month
...transform the healthcare industry.What You’ll DoAs Suki’s Commercial Counsel, you’ll handle a variety of legal, commercial, and product... ...of privacy laws, including HIPAA and GDPR, and emerging regulatory policies on Generative AI and data security.Start-up experience...RegulatoryContract workImmediate startShift work$176k - $264k
...and procedures and work closely with cross-functional teams to develop and track implementation of corrective actions Provide legal counsel on employment separation matters, job classifications, background checks, and recruiting Draft training, comment on training, and...SeniorPermanent employmentTemporary workRemote workWeekend workPantera Capital
Palo Alto, CA1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Counsel - Retail Brokerage. Be the first to apply!
Related searches
- remote senior business analyst Menlo Park, CA
- senior leadership Menlo Park, CA
- senior grant accountant Menlo Park, CA
- senior storage engineer Menlo Park, CA
- senior manager automotive Menlo Park, CA
- senior magento developer Menlo Park, CA
- senior application administrator Menlo Park, CA
- senior java full-stack developer Menlo Park, CA
- senior accountant work from home Menlo Park, CA
- senior manager accenture Menlo Park, CA