Equities Compliance Strategy & Risk Lead
Citi Group
Citigroup Inc. in New York seeks a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM). You will establish strategies, policies, procedures, and programs to prevent violations and design risk management frameworks, partnering with product and function coverage teams. You will oversee compliance coverage across our Equities business, advise on regulatory issues, and drive remediation with regulatory examiners and auditors. #J-18808-Ljbffr Citigroup Inc.
- Citi in New York seeks a senior Compliance Risk Manager for ICRM to lead strategies, policies, and programs that protect the firm and ensure regulatory compliance in the Equities business. You will provide coverage, guidance on laws and controls, drive risk programs, and...Employment EquityRisk
- ...DescriptionWe are seeking a Lead Product Manager to... ...phased commercialization strategy, transitioning the... ...Operations, to ensure compliance and organizational readiness... ...eligible for bonuses, equity, or other incentives.Nielsen... ...job-seekers may be at risk of targeting by...Employment EquityRiskImmediate startShift work
- ...shape the growth and execution strategy for J.P. Morgan Wealth... ...supporting business results and leading to positive client outcomes.As... ...initiative progress, escalating risks early, and ensuring disciplined... ...form of cash and/or forfeitable equity, awarded in recognition of individual...Employment EquityRiskTemporary work
$370k - $400k
...looking for an Executive Director, Asset Strategy Lead and Clinical Lead, Early Development At... ...transparent communication on key decisions, risks, budgets, and timelines. Foster a... ...training, travel requirements and internal equity. Our overall package also includes an equity...Employment EquityRiskWork at officeLocal area- ...role:Wells Fargo is seeking a Lead Compliance Officer to play a critical... ...team. Reporting to the Head of Equities Compliance, this position... ...opportunity to influence business strategy, navigate complex regulatory... ...at the intersection of risk management, regulatory...Employment EquityRiskFull timeWork experience placement
$182.75k - $215k
...founders use to manage equity, fund managers use to run... ...of tomorrow. As a Lead Product Marketing Manager... ...ll work to:Governance, Compliance & Market Presence: Apply... ...deep focus on governance, risk, and compliance (GRC)... ....End-to-End Launch Strategy & Execution: Partner across...Employment EquityRiskFull time- VP, Sr Lead Strategy & TransformationNuveen is seeking an experienced... ...matter expert supporting global equities, fixed income, foreign... ...processes to identify and mitigate risk and may be called upon to... ..., operations, risk, compliance, and technology teams, in addition...Employment EquityRiskFull timeWork at officeShift work
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Set the goal and strategy for the Program Management team... ..., legal, and compliance teams to drive product... ...with data governance, risk management, or compliance... ...and is responsible for leading sales tools strategy across... ...) + 20% bonus target + equity + benefitsLearn more about...Employment EquityRisk- ...innovation in a dynamic environment. As a Lead Technical Program Manager in Asset... ...development of operational plans and risk management strategies, ensuring the highest quality and professionalism... ...the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment EquityRisk
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$160k - $240k
...President or Senior Vice President to lead Pricing Strategy and support one of iCapital's most important... ...pricing trends, fee compression risks, and emerging commercial strategies.Partner... ...finance, investment banking, private equity, corporate strategy, or other analytical...Employment EquityRiskFull timeWork at officeRemote work- ...Founding Growth Lead At Breeze, we're building the AI-powered... ...manage themselves, including compliance, risk, fraud, chargebacks,... ...own everything from content strategy and storytelling to product launches... ...~ Competitive salary + equity plan ~21 days PTO ~ Flexible...Employment EquityRiskRemote workFlexible hours
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- ...President, Program Management Lead within the Private Client Office... ...closely with Finance, Sales Strategy, Technology, and Location Strategy... ...visibility into progress, risks, and decisions needed.Job Responsibilities... ...of cash and/or forfeitable equity, awarded in recognition of...Employment EquityRiskWork at office
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$240k - $260k
...InvescoAs one of the world’s leading independent global... ...range of investment strategies and vehicles to our... ...deliver personalized equity and fixed income solutions... ...to client objectives, risk preferences, and tax... ...management, and regulatory compliance across managed...Employment EquityRiskFull timeWork at officeFlexible hours$148k - $274k
The Head of Risk Strategy & Transformation is a newly created, high-impact individual contributor... ...Nasdaq's overall risk strategy and leading transformation initiatives that modernize... .../commission (short-term incentive), and equity (long-term incentive), comprehensive benefits...Employment EquityRiskFull timeTemporary workWork at officeHome officeFlexible hours3 days per week£90k - £120k per year
...credit, investment, ESG, and compliance workflows for leading firms including Goldman... ...sustainability, investor relations, and risk. You need to know how to... .... What You'll Own Campaign strategy and execution across... ..., asset managers, private equity/credit, insurance). Background...Employment EquityRiskWork at officeFlexible hours3 days per week- ...(RIC) - Senior Manager to deliver expert tax planning, compliance, and strategy. You will lead tax projects for asset & wealth clients and coach teams... ...emphasizes advisory excellence, collaboration with clients, and risk management, with opportunities for advancement and a...Risk
- A leading multi-strategy investment platform is looking to hire an Arbitrage Risk Manager to join its growing risk function in New York. This role offers the opportunity... ...analysis of portfolio exposures across Credit and Equities, identifying key risk drivers and...Employment EquityRisk
- ...’s list of “Top CM-at-Risk Contractors.” For more... ...roles, access to market leading medical and emotional... ...The Compliance Lead reports to the National... ...and supports diversity strategies that drive results and... ...commitment toward diversity, equity, and inclusion....Employment EquityRiskTemporary workFor contractorsFor subcontractorWork at officeLocal areaFlexible hours
$140k - $190k
...brokerage with AI-supercharged risk management designed for the... ...We have raised over $43M from leading investors including Sequoia, 8... ...competitive comp, meaningful equity, and excellent benefits. We believe... ...negotiations, and coverage strategy across both admitted and E&S markets...Employment EquityRiskFull timeContract workFor contractorsFor subcontractorWork at officeFlexible hours$140k - $165k
...and we need someone to own the strategy and the execution that make that... ...building prioritization frameworks, leading market testing and research, and diagnosing key risks. On the execution side, you'll... ...compensation, benefits, and equity Compensation Marble offers competitive...Employment EquityRiskWork at officeFlexible hours3 days per week$120k - $150k
...States. Built on industry-leading entity resolution and the... ...powers KYB, screening and AML compliance, merchant payment risk, and go-to-market account-... ...domains, shaping search strategy, influencing hiring... ...compensation packages include equity because we believe 100% of...Employment EquityRisk- ...innovation and data-driven growth strategy. We design research-backed... ...re hiring a Corporate Strategy Lead to join our Finance & Strategy... ...that surface trends, risks, and opportunities with precision... ...banking (M&A or coverage), private equity, growth equity, management consulting...Employment EquityRiskImmediate startRemote workDay shift
- ...Fargo is seeking a strategic, data-driven Lead Business Execution Consultant with a consulting, market planning, or strategy & analytics background to join the Branch... ...closely with regional leadership, finance, risk, compliance, corporate properties, and strategy teams...RiskFull timeWork experience placementRelocation
$130k - $180k
...glove service, purpose-built tools, and risk underwriting, we power a more... ...About the Role We're hiring a Revenue Strategy & Insights Lead to join our Operations team. Crux is scaling... ...of experience, not reflecting value of equity. Company wide bonus tied to revenue goals...Employment EquityRiskRemote work- ...Kroll helps clients take a risk-based approach toward... ...Virtual CISO, regulatory and compliance assessments, strategies and security program design... ...trusted advisor to clients, leading TPRM and cyber risk... ...divestitures, and private equity transactions, evaluating cyber...Employment EquityRiskTemporary workFlexible hours
$250k
...substantial capital allocation across various investment strategies including Discretionary Macro, Equity Long/Short, and Commodities. The role demands strong... ...York, the position emphasizes collaboration, rigorous risk management, and adherence to ethical standards....Employment EquityRisk
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