Compliance Officer
$160k - $250kMillennium Management Corp
Compliance Officer
About MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact. Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firm's compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework. What You'll Do
- Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
- Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues
- Review trade alerts, assess findings, and escalate matters as appropriate
- Support special compliance projects and broader team initiatives as assigned
- Maintain accurate, complete, and well-organized compliance books and records
- Help develop and maintain metrics reporting dashboards to track compliance activity and performance
- 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
- Experience with options and/or futures markets preferred
- Strong analytical skills, sound judgment, and clear communication abilities
- High attention to detail with the ability to manage multiple priorities effectively
- Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
- Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting
- Bachelor's degree preferred; Series 7 or Series 3 is a plus
Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual's experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
Vacancy posted 5 days ago
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