Impactful Compliance Monitoring & Testing Associate
$110k - $120kSwiftCruit
Guggenheim Securities is seeking a Monitoring and Testing Associate to join its Compliance team in New York. The role involves supporting compliance monitoring and testing, collaborating with teams on risk assessments, and evaluating controls. Ideal candidates will have a Bachelor's degree and 3-5 years of financial services experience. The position requires excellent analytical and communication skills, with the expectation to support regulatory inquiries and prepare thorough reports. The anticipated salary range is between $110,000 and $120,000. #J-18808-Ljbffr SwiftCruit
Vacancy posted 3 days ago
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