Associate General Counsel
Confidential
Associate General Counsel
About the Company
Popular art investing platform
Industry
Fine Art
Type
Privately Held, VC-backed
Founded
2017
Employees
51-200
Categories
- Fine Art
- E-Commerce
- Art
- Financial Services
- Financial Investment
- Finance
- Insurance
- Investing
- Professional Services
- Scientific
- Technical Services
- Marketing & Advertising
- Advertising & Marketing
- Business Services
Specialties
- art
- fine art
- investing
- art collecting
- and art investing
About the Role
The Company is in search of an Associate General Counsel to join its dynamic legal and compliance team. The successful candidate will be a key player in the company's SEC filings, ensuring compliance with U.S. federal securities laws, and will be involved in a variety of corporate transactions and general corporate matters. This role demands a top legal professional with a sharp, rigorous, and intellectually versatile approach, capable of delivering practical solutions in a fast-paced, collaborative environment. Key responsibilities include preparing and reviewing offering circulars, ongoing Regulation A reporting, and related SEC filings, as well as supporting compliance across the company's offering, trading, and investor communication activities. The role also involves assisting with regulatory analysis, drafting and negotiating commercial agreements, and maintaining governance documents. Applicants for the Associate General Counsel position at the company should have 4-7 years' of legal experience, with a preference for those who have worked at a nationally recognized law firm. A background in securities, capital markets, M&A, funds, or general corporate law is preferred, and familiarity with the Securities Act of 1933 and the Investment Company Act of 1940 is helpful. The ideal candidate will have a J.D. with outstanding academic credentials, be admitted to a U.S. state bar in good standing, and demonstrate a strong facility with technology, including AI tools. The role requires a business-minded professional with exceptional attention to detail, analytical rigor, and excellent communication skills. Success will be measured by the timely and accurate completion of SEC filings, the quality of legal work across business teams, and the ability to provide practical, business-oriented legal guidance.
Hiring Manager Title
General Counsel
Functions
- Legal
- ...cooperative, and straight forward approach. Thorough knowledge of Uniform Commercial Code issues with emphasis on Articles 2 and 9, general insolvency laws, documentary bank collections, and transportation logistics. Education Law degree and licensed in NY Languages...SuggestedContract workLocal area
TradeWind Services LLC
New York, NY1 day ago $170k - $210k
...& Experience Juris Doctor required; U.S. state bar admission. Minimum 6+ years of legal experience with a law firm and/or in‑house counsel. Experience with (re)insurance matters and (re)insurance‑related corporate transactions preferred. Ability to manage multiple projects...SuggestedDormont Manufacturing Company
New York, NY1 day ago- ...such as free tax preparation and financial counseling to ensure New Yorkers keep more of what... ...X, Facebook, Instagram, and YouTube. The General Counsel Division (GCD) at DCWP seeks an experienced attorney to serve in the Associate General Counsel (AGC) position. Reporting...SuggestedFull timeWork at officeRemote workFlexible hoursShift work2 days per week
New York City, NY
New York, NY8 hours ago - ...Associate General Counsel About the Company Industry-agnostic alternative investment firm Industry Investment Management Type Privately Held About the Role The Company is seeking an Associate General Counsel to join its Legal and Compliance Department...SuggestedContract workWork at office
- ...Associate General Counsel About the Company Large operator of regulated financial exchanges Industry Financial Services Type Public Company Founded 2001 Employees 10,001+ Categories Brokers Finance Financial Exchanges Financial...Suggested
- ...Associate General Counsel, Reinsurance About the Company Technology-enabled hybrid insurance carrier with underwriting expertise and operational agility. Industry Insurance Type Privately Held About the Role The Company is seeking an Associate General...
- ...Associate General Counsel About the Company Rapid-growing software platform for beauty & wellness businesses Industry Computer Software Type Privately Held, VC-backed Founded 2016 Employees 51-200 Funding $26-$50 million About the Role...
- ...Associate General Counsel About the Company Dynamic government agency providing legal, training & business planning services Industry Government Administration Type Government Agency Founded 1898 Employees 10,001+ Categories Government...
- ...Associate General Counsel About the Company Prominent organization in the local community Industry Non-Profit Organization Management Type Non Profit About the Role The Company is in need of an experienced Attorney for a temporary General Counsel...Contract workTemporary workLocal areaRemote work
- Deputy/Associate General Counsel Under the supervision and direction of the General Counsel, the Deputy General Counsel will provide legal services and advice on a range of legal matters pertaining to the operation of Calbright College, including drafting and reviewing...Contract workWork at officeLocal areaRemote work
- Baldwin seeks an experienced, highly motivated attorney to serve as an Associate General Counsel on its nationwide litigation team. This role will work closely across the Company's platform to advise on all litigation matters with a focus on restrictive covenant and E&O...Contract workRemote work
- ...Associate General Counsel, Regulatory & Commercial About the Company Global consumer products organization focused on beauty and OTC products. Industry Consumer Goods Type Privately Held About the Role The Company is in search of an Associate General...
- ...Associate General Counsel, MGA & Corporate Compliance About the Company Industry leading provider of warranty & specialty risk solutions Industry Insurance Type Privately Held Founded 2018 Employees 1001-5000 Categories ~ Insurance Specialties...
- ...Senior Associate General Counsel About the Company Prominent environmental action & advocacy organization Industry Public Policy Type Non Profit Founded 1970 Employees 501-1000 Categories Renewables & Environment Charitable Organizations...
- ...Associate General Counsel, MGA, Commercial Transactions & Property & Casualty Insurance About the Company A diversified insurance services organization with a high-growth, M&A-driven insurance platform. Industry Insurance Type Privately Held, Private...
- ...Associate General Counsel, Regulatory & Technology About the Company AI-enabled precision oncology biotech firm Industry Biotechnology Type Privately Held, VC-backed Founded 2022 Employees 11-50 Funding $200+ million Specialties ai...
$140k - $205k
...America, providing products and expertise that help nearly 16 million people save for a better today and tomorrow. Senior Associate General Counsel Job Description Section 1: Position Summary The Senior Associate General Counsel will support multiple business lines...Full timeSecond job$168k - $228k
...the fastest growing, most loved, window covering company in the world. What’s yours? Position Overview We are seeking an Associate General Counsel of Compliance to join our team. Reporting directly to the Chief Compliance Officer, you will collaborate with the CCO and...Flexible hours$140k - $205k
Ascensus is seeking a Senior Associate General Counsel to support various business lines, particularly in retirement plans. This role requires expertise in federal securities laws and asset management compliance. The ideal candidate will have over 15 years of experience...Full time$260.9k - $290.81k
Associate General Counsel, Business DevelopmentDirect naar hoofdinhoud gaanWe use first and third-party cookies, which are necessary for the website's correct functioning, and which allow us to analyse your browsing and offer you several functionalities within the website...Full timeTemporary workWork at officeLocal areaRemote workFlexible hours1 day per week- LPL Financial LLC is seeking a Senior Vice President, Associate General Counsel to provide strategic legal counsel for its broker-dealer and advisory platforms. You will lead a team, guide regulatory strategies, and support financial services while managing legal risks....
- Orca-Bio is seeking an Associate General Counsel to lead the U.S. commercial legal function and support our first U.S. product launch. You will act as a strategic partner, delivering practical, business-minded legal guidance to commercial, medical affairs, and patient support...
- Ascensus is seeking a Senior Associate General Counsel with a focus on retirement plans. The successful candidate will provide legal counsel on asset management and federal securities laws, advising on compliance and enforcement matters under SEC and FINRA regulations....Full time
$175k - $200k
Piper Sandler is seeking an associate-level Attorney to provide legal advice on corporate, securities, and M&A matters in New York, NY or... ..., drafting and reviewing legal documents, and managing outside counsel. Compensation ranges from $175,000 to $200,000 annually,...$180k - $200k
Natural Resources Defense seeks a Senior Associate General Counsel with a focus on employment law and labor relations. You will provide in-house legal support to all NRDC programs while overseeing a team of attorneys. Responsibilities include advising on employment policies...Work at office$143.71k - $179.64k
Job Details Job Title: Assistant Vice President, Associate General Counsel Agency: Construction & Development Dept/DIV: Contracts & Contracts Legal Services Reports To: Vice President, Associate General Counsel Work Location: 2 Broadway Hours of Work: 8:30 AM to 5...Contract workFor contractorsWork at officeLocal areaRemote work1 day per week$213.31k - $355.45k
...apply today.LPL Financial seeks an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Counsel. This SVP will report to the Executive Vice President responsible for providing strategic legal advice to various business...Work from home- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...
$210k - $255k
...premise and requires 5 days a week in our Midtown Manhattan office. Job Purpose ICE Data Services (IDS) is seeking a Director, Associate General Counsel to join its global legal team. Reporting to the Senior Director and Associate General Counsel, this senior attorney will...Full timeContract workWork at office$180k - $260k
We’re seeking an Associate Counsel/Associate General Counsel to join us in our mission to transform the discovery of therapeutics and materials. Schrödinger has pioneered a physics-based software platform that enables discovery of high-quality, novel molecules for drug...Contract workWork at officeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate General Counsel. Be the first to apply!
- social impact associate New York, NY
- records management associate New York, NY
- distribution center associate New York, NY
- associate financial representative New York, NY
- junior associate engineer New York, NY
- associate solutions consultant New York, NY
- associate data engineer New York, NY
- associates degree in criminal justice New York, NY
- associate professor environmental science New York, NY
- junior associate attorney New York, NY