Financial Regulatory Counsel
$200k - $255kJobleads-US
Challenging. Surprising. Fast-paced. Purposeful. Life at Bloomberg is many things, but it’s never dull. We’re a global business with a diverse workforce. We pride ourselves on being open, inclusive and collaborative — and in providing a work environment that inspires our employees to be their best. At Bloomberg, we work with purpose. All of us engage in meaningful work, delivering leading edge products and solutions that shape the industry and provide value to our customers. You’ll also get to work at a company that lives its values and provides employees with opportunities to give back. Whether you thrive on the energy of a newsroom, the pace of a trading floor, or the buzz of a recent tech breakthrough, we’ll give you more than a job. We’ll give you the opportunity to do amazing work you couldn’t do anywhere else.
Bloomberg’s Legal Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that come with being the world’s leading financial news and information company. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We also recognize the value of diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program.
The Global Financial Regulatory team provides coverage and legal support for Bloomberg's regulated entities and products as well as guidance for Bloomberg's unregulated products and services. We are influential in the development of new products, services and regularly provide legal advice regarding the design and implementation of new products and services.
What’s The Role?
Based in New York, this is a great opportunity to join the Financial Regulatory legal team who are responsible for the global support of electronic trading venues and systems for securities and derivatives across all asset classes, benchmarks administration, data reporting services, pre-trade analytics, post-trade services, research, information security and enterprise risk.
In our team, you will have the opportunity to support products across the business including electronic trading systems. On any given day you could be asked to analyze, help implement, or advocate for change to U.S., UK, EU and international securities and derivatives laws and financial regulation affecting Bloomberg's businesses, or draft and negotiate agreements with key customers. You will liaise regularly with senior business people, other legal counsel, our Risk, Negotiations and Compliance teams, and other key support functions.
We'll trust you to:
- Provide advice and help ensure regulated businesses comply with their regulatory and commercial obligations
- Provide legal support and advice to a variety of internal stakeholders including business, operations, compliance, risk and sales and marketing
- Help draft and negotiate agreements and regulatory responses
- Bring a willingness to develop your knowledge of securities and derivatives regulation globally, and related practice areas, to complement a high-performing legal team with a broad portfolio of regulatory issues facing electronic trading and technology and information services providers
- Thrive in collaborating with colleagues to deliver first-class advice and execution to Bloomberg
You’ll need to have:
- A minimum of 7 years at a top tier international law firm and/or in-house legal department of a multinational company, focused on financial regulatory matters
- Knowledge of regulatory issues relevant to SEC-registered broker-dealers and regulated trading infrastructure (e.g. regulated trading venues like alternative trading systems and swap execution facilities)
- Expertise in securities/derivatives regulations
- Strong communication, presentation and negotiation skills and the ability to thrive in an open office environment
- Demonstrated ability to thrive in a diverse and fast-paced team environment
We'd love to see:
- Experience with public and private securities offerings and/or regulated businesses in the financial services sector
- A secondment supporting an in-house financial regulation team
We are an equal opportunity employer. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status or any other characteristic protected by applicable law.
Salary Range = 200,000-255,000 USD Annual+ Benefits + Bonus
The referenced salary range is based on the Company's good faith belief at the time of posting. Actual compensation may vary based on factors such as geographic location, work experience, market conditions, education/training and skill level.
We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) +match, life insurance, and various wellness programs, among others. The Company does not provide benefits directly to contingent workers/contractors and interns.
Discover what makes Bloomberg unique - watch our podcast series for an inside look at our culture, values, and the people behind our success.
#J-18808-Ljbffr Jobleads-US- ...insurer with a $2B+ portfolio and a dynamic financial lines presence.We're excited to be... ...an outstanding opportunity for a Legal Counsel with 2 to 5 years' post-qualified experience... ..., delivering sharp commercial and regulatory legal advice in a fast-paced, entrepreneurial...FinancialRegulatoryWork at officeWork from homeFlexible hours
$250k - $300k
...structured note programsManage global outside counsel to assess execution risk and closing probability... ...products transactions, derivatives, regulatory matters gained at an AmLaw 100 firm and/or in-house at a financial services companyExcellent written and verbal communication...FinancialRegulatory- ...Compliance Counsel, This role will serve as a key member of a collaborative Legal and... ...business professionals on a broad range of regulatory, compliance, and governance matters.... ...investment-management, fund-formation, or financial-regulatory practice. Strong knowledge...FinancialRegulatoryFull timeWork at office
$180k - $220k
...success by shaping fund structures, guiding regulatory strategy, and partnering closely with... ...within the US jurisdiction.External Counsel & Global Collaboration: Liaise with external... ...Your Future: We support your long-term financial goals by matching (up to 4%, cap at USD...FinancialRegulatoryContract work$220k - $270k
...interacting with regulators. Reimagining the financial system in a highly regulated environment... ....What you’ll doAs Product and Privacy Counsel at Brex, you will be a critical... ...helping the company navigate the complex regulatory landscape at the intersection of financial...FinancialRegulatoryWork experience placementWork at officeRemote workWork from home- ...generation payment infrastructure and digital asset solutions for the financial services industry. Working closely with banks, payment... ...and Strategy teams on new product launches. Provide guidance on regulatory, consumer protection, privacy, and compliance matters. Draft...FinancialRegulatory
- ...is to provide legal advice and strategic counsel to business leaders on a broad array of... ...and surplus lines of business, including regulatory and insurance compliance, market conduct... ...requirements, market conduct exams, financial and operational exams, producer and adjuster...FinancialRegulatoryFull timeLocal area
- ...Capital.ROLE OVERVIEWIn the role of Contracts Counsel, the employee will be responsible for... ....· Practical experience representing financial services industry clients is preferred·... ...external vendors, partners, clients and regulatory agencies· Problem-solving skills and ability...FinancialRegulatoryContract work
- ...and Compliance partners concerning legal, regulatory and reputational issues arising from... ...businessOverseeing and managing the retention of outside counsel on business initiatives and other... ...experience at a law firm and/or large financial institution covering fixed income and...FinancialRegulatoryWork at office
$275k - $325k
...technology, life sciences, consumer products, financial services, and entertainment in matters... ...are seeking a seasoned Discovery Counsel to lead discovery strategy and e-discovery... ...operations in complex civil litigation and regulatory matters. The role will own preservation...FinancialRegulatoryRemote work$250k - $300k
...advise leading corporations, investment funds, and financial institutions on high-stakes M&A, securities, regulatory matters, real estate, and litigation. Our culture... ....Position Summary:The Knowledge & Innovation Counsel (“K&I Counsel") - Finance & Capital Markets serves...FinancialRegulatory$230k - $275k
...of this new era within everyone’s reach. We are a global financial institution present in more than 25 countries with over 8... ...registered broker dealer. The successful candidate will provide counsel on legal and regulatory issues, perform legal research, review documentation for...FinancialRegulatoryFull timeWork at office$158.65k - $272.7k
...NIOD, and BALMAIN Beauty.DescriptionThe Counsel, Securities role exists to provide strategic... ...intercompany financing; and banking and financial institution relationships.Review and... ...internal stakeholders and external counsel on regulatory developments and best practices in...FinancialRegulatoryFull timeLocal area$270k - $335k
...interacting with regulators. Reimagining the financial system in a highly regulated environment... ...fully remote work!What you'll doAs Risk Counsel, you will own the legal response to the... ...: disputes, incidents, collections, and regulatory inquiries. You will be the connective...FinancialRegulatoryWork at officeRemote workWork from home$220k - $270k
...interacting with regulators. Reimagining the financial system in a highly regulated environment... ...through launch—translating complex regulatory, card network, and bank partner requirements... ...is "One Brex"Bonus PointsPrior in-house counsel experience at a scaling fintech,...FinancialRegulatoryWork experience placementWork at officeRemote workWork from home- ...are seeking a talented and commercially minded counsel to join our Commercial Legal team in New York.... ...team's scalability and consistency.Advise on regulatory and compliance considerations relevant to payments and financial services as they intersect with commercial arrangements...FinancialRegulatoryContract workPrivate practiceWork at office3 days per week
$175k - $195k
...permanent creativity.Role OverviewAs the Legal Counsel - Employment, you will manage all... ...of litigations, agency complaints, and regulatory audits or related matters (e.g., EEOC, DFEH... ...accounts are available to support your financial needs, along with access to the employee...FinancialRegulatoryPermanent employmentFull timeFor contractorsLocal areaFlexible hours$200k - $250k
...in the 2024 Gartner Magic Quadrant for Financial Planning Software.At Pigment, we take smart... ...d love to hear from you.As Senior Legal Counsel with strong commercial expertise you... ...commercial, privacy, AI, and cybersecurity regulatory landscapesOversee occasional litigation-...FinancialRegulatoryFull timeContract workFlexible hours- ...scalable solutions.As our Senior Legal Counsel - GPS, you will:1. Cash Management, Payables... ...& Platform DeliveryAdvise on legal and regulatory issues for new product development and... ...cash management matters, gained at a major financial institution and/or top-tier law...FinancialRegulatoryRemote work
$160k - $300k
...focused legal advice on complex legal, regulatory, and compliance matters. The position offers... ...and compliance programs Insurance, financial services, or other highly regulated industries... ...issues. Preferred ExperienceIn-house counsel experience. Experience supporting...FinancialRegulatoryFull timeContract workPart timeWork from home$170k - $220k
...a premier private wealth franchise. As Counsel, you will be the day-to-day coverage attorney... ...and other areas.Track legal and regulatory developments and translate them into practical... ...Harriman (BBH) is a premier global financial services firm, known for premium service...FinancialRegulatoryFull timeWork at officeLocal areaNight shift3 days per week$90k - $180k
...markets who thrives in a dynamic, fast-paced financial services environment. As a member of BMO... ..., you will provide strategic legal and regulatory advice on a broad range of derivatives,... ...legal advice, instructs external counsel and ensures compliance with internal policies...FinancialRegulatoryFull timeContract workPart timePrivate practiceWork at officeLocal area3 days per week$300k - $350k
...Direct message the job poster from Larson Maddox Employment Counsel - Financial Services Industry A Top Hedge Fund is currently seeking an... ...outside counsel in managing disputes and litigation. Track regulatory changes and implement proactive compliance strategies. Support...FinancialRegulatoryFull time- ...sector, recognized for their dedication to regulatory compliance and exceptional service.Job... ...skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This... ...equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: PermanentFinancialRegulatoryPermanent employmentLocal area
$160k - $230k
This is AdyenAdyen provides payments, data, and financial products in a single solution for customers like Meta,... ...team and roleAdyen’s Payment & Product Partnerships Counsel team is newly chartered within the Regulatory organization to build and scale the legal framework...FinancialRegulatoryContract workH1bWork at officeVisa sponsorship3 days per week$150k - $200k
...mortgage/HELOC products and business units as Senior Counsel member of Legal Compliance team. Works with... ...and Responsibilities: Manage and work on legal, regulatory, and product issues related to mortgage/HELOC financial products and business units, including managing...FinancialRegulatory$176.5k - $262.35k
...versed in technology, licensing, and payment/financial services (including payments product... ...), with a critical eye towards risk and regulatory issues.Because the job will involve a... ...such as: sales, privacy, product, regional counsel, risk, and regulatoryAbility to spot...FinancialRegulatoryFull timeWork at officeLocal areaImmediate startFlexible hours$200k - $255k
Global Financial Crimes and International Trade Counsel Location New York Business Area Legal, Compliance, and Risk Ref # 10054121... ...Develop globally workable frameworks to address differing regulatory approaches, requirements and expectations across...FinancialRegulatoryTemporary workFor contractorsWork experience placement$220k - $270k
...interacting with regulators. Reimagining the financial system in a highly regulated environment... ...litigation, investigations, and responses to regulatory inquiries and charges (e.g. EEOC charges)Help manage outside legal counsel retained to assist Brex on employment...FinancialRegulatoryTemporary workWork at officeRemote workWork from home- ...and transaction confirmations.Advise business stakeholders on regulatory requirements impacting derivatives and trading activities, including... ...years of relevant legal experience at a leading law firm, financial institution, or other sophisticated markets environment....FinancialRegulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Regulatory Counsel. Be the first to apply!
- one main financial New York, NY
- financial economist New York, NY
- financial executive New York, NY
- toyota financial New York, NY
- financial fraud New York, NY
- emergent financial group New York, NY
- financial engineer New York, NY
- ally financial New York, NY
- financial coach New York, NY
- finance financial New York, NY



