Banking Controls & Regulatory Testing Analyst
$70k - $85kTata Consultancy Services
Tata Consultancy Services is searching for a professional with a strong understanding of banking operational processes, including fraud, loans, deposits, and procurement. The candidate will be responsible for regulatory and operational testing and ensuring compliance with U.S. regulatory frameworks. Professional certifications such as CPA or CIA are preferred. Experience in SOX Operations will also qualify. Salary range is between $70,000 to $85,000 a year. #J-18808-Ljbffr Tata Consultancy Services
- Veriipro is seeking a Control Test Analyst in Chicago, Illinois, with strong experience in banking operations and regulatory control testing. The role involves evaluating the design and operating effectiveness of banking processes while ensuring compliance with US regulatory...Suggested
$51.7k - $101.5k
Overview Old National Bank has been serving clients and communities since... ...Responsibilities The Compliance Testing Analyst is part of our Risk department. They... ...responsible for conducting compliance control testing activities for regulatory compliance requirements applicable...SuggestedWork at office- Division Description Wholesale Banking is the primary investment banking division of the... ...related policies, procedures, training, and controls. The Department oversees compliance with... .... Participate in the development, testing and implementation of new and existing Trade...SuggestedWork at officeLocal area
$70k - $85k
...Requirements Strong understanding of banking operational processes such as fraud, loan, deposits, procurement, etc. Regulatory and Operational Testing, Regulatory Compliance Front Line... ...Experience in process testing and control assessment, including design and operating...Suggested$25 - $36 per hour
This range is provided by Bank of America. Your actual pay will be based on your... ...grow, and make an impact. Join us! Testing & Quality Assurance Analyst This role supports accurate and... ...and trends at the Front Line Unit, control function and enterprise level. Support...SuggestedFull timeWork experience placementWork at officeShift workDay shift- We are seeking a Control Test Analyst with strong experience in banking operations and regulatory control testing. The role involves evaluating control design and operating effectiveness across key banking processes and supporting regulatory compliance activities in alignment...
$51.7k - $101.5k
A regional bank in Chicago seeks a Compliance Testing Analyst to conduct compliance control testing for various banking operations. The ideal candidate will have a Bachelor's degree in Business or related fields and at least 3 years of banking experience. Responsibilities...- ...reconciliations, and supporting schedules for timely reporting. Bank Reconciliations - Reconcile multiple bank accounts, promptly addressing... ...performance, and support forecasting activities. Internal Controls & Compliance - Ensure compliance with accounting standards,...Work at officeNight shiftWeekend work
- ...solutions. We specialize in supporting regulatory compliance, risk, credit, financial crimes... ...and capital markets functions, serving banks, mortgage originators and servicers, fintechs... ...Sanctions/Office of Foreign Assets Control (OFAC) screening conducted by Huron or client...For contractorsWork at office
$107k - $160k
...success. And this goes beyond traditional banking. We foster programs that empower our... ...measures to be taken to ensure ongoing regulatory compliance as the Company responds to changing... ..., completing any pre-employment testing, or otherwise participating in the employee...Full timeContract workTemporary workWork at officeLocal area$75k
...About the Job BSA/AML Compliance Analyst - To $75K - Chicago, IL - Job # 3766-6070... ...around providing the very best available banking and accounting talent. In fact, most of... ...BSA/AML/OFAC news and events as well as regulatory updates. ~ PC proficiency with Microsoft...Work at office$28.85 - $33.65 per hour
Bank of America is hiring a Financial Solutions Advisor Stage I (FSA I) in Chicago, Illinois. In this role, you will obtain essential industry licenses and provide personalized financial advice to clients. You'll have access to world-class training and guidance, helping...Hourly pay$83.1k - $141.3k
...innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the... ...partners, regulators, and internal and external auditors on regulatory topics. Operate independently; have in-depth knowledge of HR...Work experience placementH1bLocal areaFlexible hours- SGS Société Générale de Surveillance SA in Chicago is seeking a skilled individual for a role in Compliance within its Wholesale Banking division. The position calls for candidates with 2-5 years of experience, particularly in Trade Surveillance, along with a strong understanding...
$35 per hour
HMDA Compliance Analyst - To $35/hr - Remote - (1099/Contract) - Job # 3452 Who We Are The... ...around providing the very best available banking and accounting talent. In fact, most of our... ...include: Completing general compliance testing on a select sample of local files on a...Hourly payContract workLocal areaRemote work$85k - $95k
...conditions - we aspire to alter the course of lives. The Regulatory and Clinical Specialist will support the clinical evaluation activities... .../during/after the application process, nor will we ask for banking details or personal financial information in return for the...Remote workWorldwideFlexible hours- A leading banking institution in Chicago is seeking a Senior Compliance Advisor. This role involves ensuring compliance with banking regulations, guiding teams, and supporting risk management initiatives. Ideal candidates will have over 12 years of experience in compliance...
$71k - $125k
...Demonstrate working knowledge of banking/consumer compliance laws and... ...monitoring of processes and controls, identify improvements and... ...necessary changes. Document testing results in concise management... ...techniques for implementation of regulatory requirements. Established...Work at officeFlexible hours$90k - $100k
...Associate, AML & Compliance Testing is a dual-hat role with primary... ...(AML) program under the Bank Secrecy Act (BSA) for its FINRA... ...understanding of the differing regulatory obligations applicable to broker... ..., and supervisory controls. This position reports to the...Permanent employmentWork at officeLocal areaFlexible hours- ...department supports the corporate, investment banking and broker-dealer activities, providing... ...policies, procedures, training and controls. The team oversees Know Your Customer, AML... ...a focus on risk discovery and control testing. Collaboration across a diverse, global...
$65k - $120k
...detects and mitigates compliance, regulatory and reputational risk across... ...program. As an independent control function and part of the firm... ...; conducts independent testing; investigates, surveils and monitors... ...a leading global investment banking, securities and investment...Full timeTemporary workPart time$75k
...BSA/AML Compliance Analyst – To $75K – Chicago, IL – Job # 3766-6070 Who We Are The... ...around providing the very best available banking and accounting talent. In fact, most of... ...BSA/AML/OFAC news and events as well as regulatory updates. ~ PC proficiency with Microsoft...Work at office$150k
...proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former... ...third-party vendor performance to ensure compliance with regulatory requirements, contractual obligations, bank, and industry standards...Local area$65k - $120k
...detects and mitigates compliance, regulatory and reputational risk across... ...program. As an independent control function and part of the firm... ...; conducts independent testing; investigates, surveils and monitors... ...by applicable law. #J-18808-Ljbffr Goldman Sachs Bank AGWork at office- Huntington Bank is looking for a Senior Treasury Liquidity Analyst in Chicago to support the Liquidity Regulatory Reporting team. The role involves preparing and reporting on Liquidity metrics, conducting variance analysis, and working with financial reporting tools like...
$24.03 - $26.44 per hour
...well-being through purpose-based advice, investments, insurance, banking and generosity. In this role, you’ll gain experience working... ...172,710.00-$318,000.00 1 week ago CFA - Chartered Financial Analyst - Level 1 Tutor Engagement Manager, Financial Performance...Hourly payFull timeLocal areaRemote workWork from homeFlexible hours- ABN AMRO Clearing USA LLC is seeking a Control Operations Officer in Chicago, IL. This role ensures the accuracy of client trading activities through transaction reconciliation and regulatory reporting. The ideal candidate has over 7 years of experience in financial operations...Flexible hours
$77k - $154k
...5+ years of experience in QA, including designing and developing test automation frameworks. 3+ years of hands‑on experience with WebDriver... ...an Equal Opportunity Employer. Exempt Status: Yes (not eligible for overtime pay). #J-18808-Ljbffr 0101 The Huntington National Bank$113.1k - $133.7k
...Director, Corporate Compliance, the Regulatory Compliance Analyst 4 will assist with the coordination and... ...improvement monitoring, periodic testing and review, and measuring and reporting... ...certain program policies, procedures and controls. Develop, implement and...Remote workFlexible hours- Associated Bank is seeking a finance professional to prepare and support reviews of financial reporting components for SEC and regulatory needs. The role covers internal reporting, close activities, and audit inquiries within a collaborative finance team. The ideal candidate...Full time
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