Compliance Analyst
BNG Consulting Inc
A leading real estate investment trust (REIT) is seeking a Compliance Analyst to join its growing compliance team. This position offers the opportunity to work across a broad range of regulatory, governance, and risk management initiatives while partnering with professionals throughout the organization. The ideal candidate will be detail-oriented, intellectually curious, and eager to contribute to a collaborative environment focused on maintaining a strong culture of compliance and operational excellence. Key Responsibilities Compliance Program Administration Support the ongoing development, implementation, and monitoring of compliance policies and procedures. Assist in evaluating and enhancing internal controls and compliance processes. Conduct periodic compliance reviews, testing, and monitoring activities. Help develop and deliver compliance-related training programs across the organization. Promote awareness of compliance obligations and best practices throughout the business. Regulatory Compliance & Monitoring Assist with the preparation and maintenance of regulatory filings and related documentation. Monitor changes in regulatory requirements and assess potential impacts to business operations. Conduct regulatory research and communicate relevant developments to internal stakeholders. Support responses to compliance inquiries, examinations, and information requests. Compliance Systems & Reporting Maintain compliance records, certifications, and monitoring activities. Assist with employee compliance reporting, including personal trading, gifts and entertainment, outside business activities, political contributions, and related disclosures. Support administration of compliance platforms and tracking tools. Prepare reports and documentation for management and compliance committees. Cross-Functional Collaboration Partner with teams across finance, operations, technology, investor relations, and human resources on compliance-related initiatives. Support employee onboarding and offboarding compliance processes. Assist with internal audits, control testing, and special projects. Contribute to various risk management and governance initiatives as needed. Qualifications Bachelor’s degree required, preferably in Accounting, Finance, Business, Legal Studies, or a related field. 1–3 years of experience in compliance, audit, risk management, legal, accounting, or a related discipline. Experience within financial services, real estate investment, asset management, public accounting, or regulated industries is preferred. Knowledge of investment adviser regulations and compliance frameworks is a plus. Familiarity with SEC regulations, FINRA requirements, ERISA, or other financial services regulatory environments is beneficial. Strong analytical and problem-solving skills with exceptional attention to detail. Excellent written and verbal communication skills. Ability to manage multiple priorities and meet deadlines in a fast-paced environment. Proactive, collaborative, and able to work effectively both independently and as part of a team. Demonstrated integrity, professionalism, and ability to handle sensitive information with discretion. #J-18808-Ljbffr
$113.1k - $133.7k
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