Compliance Analyst — Governance, Reporting & Issues
$100k - $110kBroadridge Financial Solutions
Broadridge is seeking a Compliance Analyst in Newark, NJ. The role includes supporting compliance governance, administering controls certification, and managing issues tracking. Candidates should have 3-5 years of relevant experience and strong communication skills. This position offers a competitive salary between $100,000 and $110,000 and is eligible for bonuses, along with comprehensive benefits. Join Broadridge’s culture of empowering others and enjoy a supportive work environment. #J-18808-Ljbffr Broadridge
$90.72k - $121.52k
...implementation of solutions addressing issues during setup and integration, and support... ...and Experience• Experience in Regulatory reporting /AML/ Capital Markets/Derivatives•... ....Technical/Domain Skill 1Domain|Banking|Compliance & Regulations Technical/Domain Skill 2Domain...SuggestedFull timeTemporary workRelocation- ...is hiring! We’re seeking a Compliance Analyst to join our Compliance team... ...supporting key compliance governance and monitoring processes, including... ...controls certification, issues management, regulatory... ...mappings, and prepare periodic reporting to support effective...SuggestedFull timeContract workLocal area
$85k - $140k
...the firm meets the financial control and reporting obligations of a global, regulated and... ...0, ensuring accuracy, completeness, and compliance with regulatory requirementsParticipate... ...Controllers’ business processes and systems issues to define, propose, and implement...SuggestedFull timeTemporary workPart timeWork experience placement- Title: Regulatory Reporting AssociateOffice Status: Hybrid-Jersey City 1-2x a weekSalary: $100,000-$130,000A midsized global investment bank is seeking a Regulatory Reporting Associate that will be involved in the preparation of BHC regulatory reports. This position will...Suggested
- ...seeking a detail-oriented Compliance Analyst to support oversight and monitoring... ...in compliance and data governance.For over 50 years, Verisk... ...or deviations and escalate issues to senior compliance... ...contribute to audit readiness and reporting effortsStay current on...SuggestedWork at office
- ...services firm in New Jersey is seeking a Compliance Analyst to join their team in Jersey City.... ...reviews and prepare documentation and reports Monitor regulatory changes and help... ...Support investigations into compliance issues and recommend corrective actions Qualifications...Work at officeMonday to FridayShift work3 days per week
- ...Role Senior Business Data Analyst - GRC Compliance Controls, CRA Testing &... ...Analyst to support strategic Governance, Risk & Compliance (GRC) initiatives... ..., and enable analytics, reporting, and operational readiness.... ...-Financial Risk, Policy, Issue Management and other GRC...
$61.03 per hour
...Genesis10 is currently seeking a Compliance Analyst for a Hybrid position with a Global Financial... ...standards by monitoring, evaluating, and reporting on compliance-related activities.... ...Support investigations into compliance issues and recommend corrective actions Collaborate...Hourly payPermanent employmentContract workWork at office- ...Job Title: IT Compliance Analyst Location: Tempe, AZ Division: Operations Department:... ...alignment on all IT regulatory compliance issues and be the primary subject matter... ...Privacy Assessments - Assess, document, and report on existing security / privacy controls...Remote work
$28 - $32 per hour
...Customs Compliance SpecialistThe Customs Compliance Specialist plays... ...activities, identifying and resolving issues under the manager's guidance,... ...and maintain the Inbound Report by recording all new shipment... ...and timely payments to government agencies.Support the finance...Hourly payWork at officeRemote work- ...Compliance AnalystThe RCM Operational Readiness Support Analyst supports the design, documentation, and implementation of Regulatory Change Management (RCM) operating... ...readiness activities associated with governance, documentation, training, platform onboarding, go...
- Responsibilities· Represent the Regulatory Reporting team in the New Products Committee, reviewing business line documentation, actively... ...and changes to data sources to ensure timely regulatory compliance.· Review Federal Reserve SR letters to ensure compliance within...Work at office
$15.92 per hour
...The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law... ...preparing audit-ready case files and reports that support administrative enforcement... ...an on-site schedule performed at government facilities during core business hours...Hourly payFull timeContract workFor contractorsWork at officeRemote workShift workWeekend workDay shift$45 - $52 per hour
...Compliance Analyst Our client, a leading organization in the financial services industry, is seeking a Compliance Analyst to join their... ...Regulatory Change Management team supporting operational readiness, governance, documentation, change management, and vendor readiness...Weekly payTemporary workFlexible hours$68k - $96.67k
...Develop and prepare reporting/statistical analysis for... ...lower-level Supply Chain Analysts. Essential... ...to resolve questions/issues. Analysis/Reporting... ...on program usage and compliance. Analyze reports to ensure... ...management principles and governance tools. Demonstrated...Full timeContract workTemporary workFlexible hours- ...SGI Global is seeking qualified Junior Compliance Officer to support a federal law enforcement... ...preparing audit-ready case files and reports that support administrative enforcement... ...requires an on-site schedule performed at government facilities during core business hours in...Contract workFor contractorsLocal areaRemote workWeekend work
- ...efficiency, and keep the fair lending compliance program aligned with industry... ...compliance with Model Risk Governance and Review standards. Support... ....Prepare presentations and reports to communicate analytical... ...complex and sensitive issues to both technical and non-technical...
- This is an insurance regulatory reporting role, not a software engineering, data engineering, business intelligence or general analytics... ...data and insights to improve the reach, timing,relevance, and compliance of every consumer engagementLife Insurance Solutions - offers...Work at office
$50k - $55k
...basic skills and knowledge to perform depot, essential safety, and compliance functions with the ability to work independently to accomplish... ...and screen driver applicants (pre-qualify) Communicate and report applicant and new hire information to IMCC Coordinate road...Local areaMonday to Friday$90k - $144k
...a difference at Fiserv.Job TitleCyber Compliance AnalystAbout your role:You will support... ...remediation, and contribute to clear, accurate reporting. Your work will help strengthen... ...meetings to help maintain effective change governance.Develop and maintain scripts, reports,...Full timeTemporary workH1bWork at officeMonday to Friday- ...Compliance AnalystSummary: An international bank is seeking a compliance analyst. This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure... ...OFAC hits, conducting searches, preparing reports, analyzing customer transaction activities,...
$20 - $25 per hour
...Analyze data and identify the root causes to ensure a thorough investigation and identification of underlying issues.Write and maintain comprehensive NCR reports, including all necessary details such as cause, impact, and actions taken.Work closely with cross-functional...For contractorsWork at officeLocal area- ...Customs Compliance SpecialistLocation: Secaucus, New JerseyJob Summary:The Customs... ...for the execution and reporting of both inbound documentation issues and trade compliance issues. This... ...AGOA, CAFTA, USMCA, etc.Partnering Government Agency Review – AD/CVD, CPSC, FDA...Hourly payTemporary workSeasonal workWork at office
- ...OSHA Compliance ConsultantLocation: Saddle Brook, NJ (On-site)Daily & (hour by hour) Floor... ...consultants are followed.Correct basic safety issues such as blocked egress, unsafe stacking,... ..., panels, and fire safety equipment.Report unsafe forklift behavior.Oversight of...Work at officeImmediate start
$70k - $75k
...Regulatory Compliance Specialist Base pay range: $70,000.00/yr - $75,000.00/yr The Regulatory Compliance specialist, in this... ...documentation. All employees in this role are required to report any food safety issues to their supervisor immediately. This position requires travel...Full timeWork at officeImmediate start- ...Compliance SpecialistThe Compliance Specialist is responsible to support Manufacturing by... ...authoring and managing non-conformance reports (NCRs) for production and environmental... ...and effectiveness checks (ECs) to address issues identified throughout production. Work with...For contractorsWork at officeLocal area
$25 - $30 per hour
...Trade Compliance SpecialistWe are seeking a knowledgeable and detail-oriented Trade Compliance Specialist to manage and support trade... ...be part of a team of four, including the Lead, with no direct reports.This position is moving extremely fast as this is an urgent need...Contract workTemporary workWork at officeRemote work$50 - $60 per hour
Our Client, a Global Financial Services Firm, is seeking a Compliance Analyst to support compliance monitoring, regulatory reporting, and risk management initiatives within a dynamic financial services environment. This role is responsible for ensuring adherence to internal...Hourly payWork at office$85k - $110k
...senior associate or a supervisor to join our team in the Governance, Risk, and Compliance (GRC) department. Our GRC team works with our clients to... ...include Sarbanes-Oxley (SOX) Compliance Monitoring, SOC Reporting, FDICIA and FFIEC compliance audits, and Internal Audits...Flexible hours$20 - $25 per hour
...Ridgefield, NJ is seeking a detail-oriented Compliance Specialist for a long-term contract role... ...and author non-conformance reports (NCRs) to support commercial production... ...problem-solving methodologies to prevent issue recurrence. Partner cross-functionally...Hourly payLong term contractContract workTemporary workWork experience placementWork at office
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