Senior Audit Lead - Capital Markets & Trading Controls
U.S. Bank
U.S. Bank is seeking a Senior Audit Project Manager within Corporate Audit Services to deliver independent assurance and advisory support across risk management, controls, and governance. You will lead audits for Capital Markets and broker-dealer activities, collaborating with risk, compliance, operations, and technology stakeholders across the firm. You will manage end-to-end engagements, assess control design and effectiveness, and communicate findings to senior leadership while fostering #J-18808-Ljbffr Us Bank
$145k - $190k
...You'll Be DoingAs an Audit Manager/Senior Audit Manager focused on Capital Markets, you'll play a key role... ...responsibilities include leading audit teams, reviewing... ...– Identify risks and controls within business... ...Capital Markets, Commodity Trading, Derivative Instruments...SeniorFull timeRemote workShift work2 days per week- ...AVP level to support institutional clients in capital markets and advisory services. You will act as an intermediary in trading, collaborate with the Institutional Banking... ...expand client relationships, coordinate with control functions, and ensure policy compliance while...Senior
- ...significant presence in capital markets and a continued focus... ...close to Front Office trading businesses and... ...technology, product, and senior leadership. The environment... ...099) Opportunity to lead high-visibility... ...with the governance, controls, planning, and reporting...Senior
$124k - $280k
...Deals - Capital Markets Accounting Advisory Services - Senior Manager The Opportunity As a Deals - Capital Markets Accounting Advisory Services - Senior Manager... ...mergers, acquisitions, and restructuring Leading teams in the preparation and review of financial statements...Senior$260k - $325k
...us as we redefine how capital markets operate in the digital... ...positioning XRPL as a leading blockchain for institutional... ...agreements with senior executives at major financial... ..., marketing, and trading teams at Ripple to... ...hours and more! Take Control of Your Finances Competitive...SeniorFull timeWork at officeLocal areaWorldwide- ...and what we stand for as a firm. KPMG is currently seeking a Senior Manager to join our Business Tax Services practice. Responsibilities... ...relevant experience, certain degrees and certifications and market considerations. In addition, KPMG is proud to offer a...SeniorFull timeLocal area
- About the RoleWe are seeking a Senior Capital Markets Sales Technology Lead with deep expertise in equity derivatives to join our team. This role sits at... ...(SQL) and document store models (MongoDB) supporting trade data, product catalogues, client activity, and reporting...Senior
$132.26k - $155.6k
...One.Job DescriptionThe Senior Audit Project Manager... ...USB) risk management, control, and governance processes... ...audit coverage for Capital Markets and institutional broker... ...sales and trading, prime brokerage and... ...Audit Project Manager leads complex audits aligned...SeniorFull timeWork experience placementLocal area3 days per week$124k - $280k
Industry/SectorNot ApplicableSpecialismCMAAS (Capital Markets and Accounting Advisory Services)... ...Markets Accounting Advisory Services - Senior Manager, you will provide strategic... ...mergers, acquisitions, and restructuring- Leading teams in the preparation and review of...SeniorFull timeH1b- ...is seeking a Vice President Salesperson in New York to lead client engagement and capital markets advisory in coordination with Institutional Banking.... ...close transactions while maintaining governance and risk controls. The role requires 6-10 years of relevant experience,...Senior
$104.55k - $123k
...Job DescriptionU.S. Bank’s Capital Markets platform serves... ...institutional sales and trading, prime brokerage and outsourced... ...Kong, and Singapore.The Senior Auditor within Corporate Audit Services (CAS) supports independent... ...’s risk management, control, and governance processes...SeniorFull timeWork experience placementLocal area3 days per week- ...Senior Vice President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company A well-established and rapidly growing global... ...abreast of regulatory requirements, leading the Business and Control Approval Committee process, driving collateral...Senior
$77k - $214k
...The Opportunity As a Banking & Capital Markets Tax Senior Associate, you will play a pivotal role in our Financial Services Tax practice, helping clients navigate the complex national and international tax environment. You will provide strategic consulting on business...SeniorFull timeH1bLocal areaOverseas$214k - $255k
...Japan. SMFG’s shares trade on the Tokyo,... ...Peru. Backed by the capital strength of SMBC Group... ...base to local markets and the organization... ...processing, controls, accounting, and regulatory... ...proven ability to lead large‑scale,... ...levels, including senior leadership. Translate...Work at officeLocal areaWork from homeWorldwide$150k
...The Opportunity As a Banking & Capital Markets Tax Director, you will focus on providing advice and guidance to clients on tax planning,... ...positions. As a Director, you will set the strategic direction and lead business development efforts. You will make impactful...H1b$157k - $210k
...with confidence. Trusted by leading AI labs, startups, and... ...CoreWeave became a publicly traded company (Nasdaq: CRWV) in... ...CoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and... ...@coreweave.com. Export Control Compliance This...SeniorPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$142.8k - $193.2k
...savvy and the technical background necessary to be a trusted advisor? Are you passionate about the intersection of Capital Markets with Technology?As a Senior Enterprise Account Manager you will have the exciting opportunity to help drive the growth and shape the future...SeniorContract workWorldwideFlexible hours$163.6k - $245.4k
...ProfessionalCompany: CitiE-Trading Risk and Controls (ETRC) is a First-... ...part of the Global Markets COO function. ETRC... ...Regulatory and Internal Audit findings. Design,... ...limits management system. Lead reviews by global... ...autonomy. Acts as SME to senior stakeholders and...SeniorFull timeWork experience placement2 days per week1 day per week$99k - $232k
...Deals - Capital Markets Accounting Advisory Services - Manager The Opportunity As a Deals - Capital Markets Accounting Advisory Services... ...that may impact an organization's value. As a Manager, you will lead teams and manage client accounts, focusing on strategic...- Keystone Distinction Group seeks a Capital Markets Associate to join its Securities Practice in New York or New Jersey. The attorney will support a national capital markets and public company advisory practice, focusing on SEC reporting, governance, and securities offerings...Senior
$175k - $250k
Citi is looking for a Vice President Salesperson to assist clients in capital markets and provide strategic advisory services. The role is crucial for managing financial transactions and client relationships in New York. The candidate should have at least 6-10 years of...Senior- ...Capital One is seeking a Senior Director of Product Management for Capital Markets & Analytics to lead the vision and execution of treasury, trading, and balance sheet risk management products. You will collaborate with executives and internal customers to drive product...Senior
$225k
Job DescriptionFX eTrading Senior Developer, RBC Capital Markets, LLC, New York, NY: Develop and enhance the FX business high volume, low latency automated pricing and trading systems using Java (and low latency technologies and messaging solutions). Develop software solutions...SeniorFull timeWork experience placementMonday to Friday- ...Description As a Senior Manager supporting... ...practice, you will lead client engagements... ...digital-native banks, and market infrastructure... ...brings deep expertise in capital markets operations (e.g., trade lifecycle, post-... ..., data flows, controls, reconciliation, client...SeniorWork experience placementWork at officeLocal areaWorldwideVisa sponsorshipWork visaFlexible hours3 days per week
- Citi's Investment Banking group in New York seeks a Senior Analyst to support clients in raising capital and advising on mergers and acquisitions. You will work... ...and valuation exhibits while conducting market research across North America and LATAM. The role emphasizes...Senior
- WhiteCap Search is seeking a Senior Associate, Strategic Finance & Capital Markets to support senior leadership across financial modeling, corporate finance, capital raising, strategic transactions, and investor-related initiatives. The company develops assets in aerospace...Senior
- Thomson Reuters Practical Law seeks a Senior Specialist Legal Editor in the US with deep startup and capital markets experience to create and maintain practical legal know-how content. You will shape content used by startups and law firms, and help advance AI-powered editorial...Senior
- ...LLP in New York, NY seeks a Corporate Securities Associate to join our diverse corporate practice with a focus on securities and capital markets. You will draft materials for public and private offerings, conduct legal research, ensure SEC disclosure compliance, and...Senior
- Setpoint Capital is seeking a Senior Associate to join the Operations team. Reporting to the Head of Operations... ...a fast-moving environment. You will lead pre-close diligence, manage post-close... ..., Legal, Finance, and Debt Capital Markets to ensure seamless deal execution and...Senior
$200k - $235k
...Description As a Senior Manager supporting our AI... ...Agentic AI within banking and capital markets, this role will lead client engagements... ...observability, monitoring, and auditability frameworks to manage non-... ..., security, and runtime controls. ~ Practice...SeniorFull timeWork at officeImmediate startWorldwide3 days per week
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