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Regulatory Change BA / PM - Swap & OTC Reporting

RIT Solutions

Regulatory Change BA / PM – Swap & OTC Reporting

Location: NYC, NY (Hybrid – 3 days onsite)

Experience: 3–6 years

Role Overview: Capco is seeking a Regulatory Change BA/PM to support an Errors & Omissions initiative with a strong focus on Swap Data and OTC Derivatives regulatory reporting. The role requires hands-on experience analyzing, remediating, and preventing inaccuracies in regulatory submissions.

Key Responsibilities:

  • Analyze Errors & Omissions in Swap Data and OTC Derivatives regulatory reporting
  • Identify data gaps, reporting inaccuracies, and control weaknesses across regulatory submissions
  • Support remediation initiatives aligned with industry best practices
  • Partner with Compliance, Technology, and Operations teams to implement regulatory changes
  • Track regulatory requirements and ensure accurate, timely reporting

Mandatory Experience (Non-Negotiable):

  • Hands-on experience with Swap Data Reporting
  • Strong knowledge of OTC Derivatives
  • Exposure to CFTC regulatory reporting (Dodd-Frank)
  • Experience working with regulatory data, validations, and remediation efforts

Nice to Have:

  • Familiarity with SEC reporting
  • Prior consulting experience (Capco / Big 4 / similar)
  • BA or BA/PM background in Financial Services
Vacancy posted 11 hours ago
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