Senior Director, Regulatory & Compliance — Market Regulation Leader
Forbes Technical Consulting LLC
Forbes Technical Consulting LLC in Chicago, IL, seeks a Senior Director, Regulatory & Compliance to lead the market regulation function for a growing financial exchange. This senior role partners with the CCRO to shape the regulatory program, oversee audits, and ensure adherence to CFTC requirements. The ideal candidate has extensive CFTC-regulated experience, with DCM/DCO exposure, and a track record in AML/KYC, surveillance, and policy development in a fast-moving environment. #J-18808-Ljbffr Forbes Technical Consulting LLC
- Senior Director, Regulatory & Compliance Location: Chicago, IL Schedule: Hybrid - Onsite Tuesday through Thursday Employment Type: Full-Time /... ...Senior Director, Regulatory & Compliance to join the Market Regulation team of a growing financial Exchange. Internally, this...SeniorPermanent employmentFull timeContract work
- CME Group in Chicago seeks a Market Risk Manager to manage and mitigate risks within the... ...risk systems and collaborate with Risk Senior Management to prevent risk. You will support... ...2), and produce insights for senior leadership and regulators. #J-18808-Ljbffr CME GroupSenior
- The Aspen Group (TAG) is seeking a seasoned Senior Director, Brand Marketing to lead the development and execution of integrated brand campaigns for the ClearChoice brand. You will shape strategy, messaging and creative across channels, collaborating with internal teams...Senior
$268.5k - $398.75k
...approximately 200 markets to join and... ...is seeking a Sr. Director, US Regulatory Legal. This individual... ...to expand its regulated products and... ...trusted advisor to senior executives,... ...practices.Ensure compliance with relevant laws... ...as an industry leader and expert, staying...SeniorFull timeWork at officeLocal areaImmediate startFlexible hours- Covista is seeking a Senior Manager, Regulatory Affairs to translate complex regulatory developments into practical guidance across Covista institutions... ...federal and state requirements, and partner with senior leaders to ensure compliant execution of regulatory initiatives....Senior
- Capital One seeks a Senior Manager, Credit Card Compliance Advisor to lead second-line risk management for regulatory guidance across Card Acquisitions... ...partner with business leaders to embed compliance into... ...alignment with laws such as Regulation Z, Regulation B, FCRA and...Senior
$200k - $230k
Job DescriptionThe Compliance team is a... ...upholding the highest regulatory and ethical standards... ...to the Managing Director, Chief Compliance... ...exposure to senior leadership across... ...application of global regulations, evolving... ...strong business and market insight and expertise...SeniorFull timeTemporary workWork at office$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation... ...Marketing Senior Manager - Regulatory to join the Marketing and... ...of all journeys.People Leader: Serve as direct supervisor... ...supervision of direct reports, ensure compliance with assigned work hours and...SeniorFull timeTemporary workWork at officeImmediate startFlexible hoursWeekend work$85k - $120k
...general direction of the Senior Director of Regulatory Affairs, the Senior... ...and functional leaders to identify... ...implementation teams to support compliance with federal, state... ...websites, marketing materials, enrollment... ...Department of Education regulations, Title IV...SeniorWork at office- ...Keeper Security is hiring a Senior Compliance Program Manager to join our... ...organization and help drive regulatory compliance, audit readiness... ...across Keeper’s enterprise and regulated environments, including... ...Bereavement/Jury Duty, etc) Above market annual bonuses Keeper...SeniorContract workTemporary workRemote work
- ...Holdings is seeking an Advanced Program Manager to lead high-complexity enterprise programs across Marketing and technology-enabled initiatives. You will partner with senior leaders to drive governance, prioritization, and measurable outcomes while mentoring intake and...Senior
- The American College of Surgeons (ACS) seeks an AVP of Marketing to drive growth in member acquisition, engagement, and retention from a hybrid Chicago base. Lead a modern marketing function across email/CRM, paid digital, SEO/SEM, social, and analytics, with a hands-on...Senior
- Agoda, a part of Booking Holdings, is seeking a Senior Manager to lead the Performance Marketing function for a strategic partnership. You will own the P&L, shape marketing strategy, and drive revenue impact across multiple channels while leading a small team. You will...Senior
- Guidant Power is seeking a high-potential B2B marketer to lead the growth engine and own the marketing function for a rapidly scaling services company. You will report to the CEO, drive lead generation, campaigns, and dashboards, and partner with sales and operations to...SeniorRemote job
- Sprout Social is seeking a Senior Product Marketing Manager to lead the AI portfolio GTM strategy for Trellis and our broader AI platform. You will shape market narratives, author executive content, and drive cross-functional execution with Product, Marketing, and Revenue...SeniorRemote job
- ...investment manager, is seeking a Senior Compliance Manager to join its Chicago... ...on a wide range of regulatory and compliance matters while... ...business activity reviews Marketing and investor communications... ..., and senior business leaders. ~ Self-motivated professional...SeniorFull timeWork at office
- Cooley LLP is seeking a Marketing & Client Development Senior Manager - Digital Experience, Virtual Events to advance our digital event programs and client experiences. You will shape virtual channel strategy, own key platforms like Zoom and CVent, and lead cross-functional...Senior
- iManage is seeking a Principal Field Marketing Manager to drive go-to-market strategies for the Americas and align Sales with Marketing to accelerate revenue growth. You will lead ABM, content creation, event planning, and brand visibility across North and Latin America...Senior
- ...is seeking an experienced Senior Compliance to provide leadership across... ..., business partnership and regulatory judgment. The Senior Role... ...colleagues and business leaders, provide clear and practical... ...and backup coverage for marketing review involving both wealth...SeniorFull timeInternshipWork at officeLocal area
- ...and higher education. We’re headquartered in Burlington, MA with offices and remote roles across the U.S. We seek a Director of Brand & Product Marketing to elevate our brand, lead a high-performing team, and align marketing with product leadership to accelerate customer...SeniorRemote job
$159.8k - $235k
...Advertising & Promotions Marketing team operates at the... ...Product, and business leaders to develop content.... ...role reports to the Sr. Director, Ads Marketing.You're... ...and paid sick leave in compliance with applicable laws (... ...state or local hiring regulations, we will consider for...SeniorHourly payWork at officeLocal areaRemote workFlexible hours$133.5k - $213.6k
Job Description:The Senior Manager of CMC Regulatory Affairs will be responsible for... ...Controls (CMC) regulatory leader for assigned productsPrepare... ...on implementation of regulations with respect to the preparation... ..., internal equity, market data, and the location of...SeniorFull timeTemporary workWork at officeLocal areaNight shiftWeekend workAfternoon shift3 days per week$187k - $270k
Grant Thornton is seeking a Compliance Senior Director to join the team. Approved... ...interest as well as other regulatory areas relevant to... ...policiesResearching new and existing laws, regulations, policies, and industry... ...in more than 150 global markets.The team you’re about to...SeniorInternshipSeasonal workWork at officeLocal areaFlexible hours2 days per week3 days per week- ...will lead data science work that turns complex information into clear business insights and practical actions for consumer markets clients. As a Senior Manager you will guide teams through ambiguity while driving data-driven decisions and ensuring operational excellence....Senior
- IQ-EQ is seeking a seasoned compliance professional in Chicago to independently manage client engagements, delivering strategic guidance... ...timely, accurate deliverables such as annual reviews and regulatory filings, and lead trainings and mock exams during SEC and FINRA...Senior
- Trading Technologies is seeking a Senior Director, Business Development for the Compliance & Trade Surveillance business line in Chicago. This senior role... ...teams, and act as a domain expert on capital markets regulation. You will represent TT at industry events, shape...Senior
- Trading Technologies seeks a Senior Director of Business Development for Compliance & Trade Surveillance in Chicago. You will lead pre‑sale strategy, coordinate... ...and serve as a subject‑matter expert on capital markets regulation and surveillance. The role blends sales, product,...Senior
- Trading Technologies seeks a Senior Director, Business Development for our Compliance & Trade Surveillance line. This... ...sales teams, and serves as a regulatory and product expert. You will shape... ...leadership across capital markets regulation. You will collaborate with legal...Senior
- Trading Technologies is seeking a Senior Director, Business Development for our Compliance & Trade Surveillance line. This senior role sits at the intersection... ..., and act as a subject matter expert on capital markets regulation. The role involves representing TT at industry...Senior
$151k - $222.1k
...THE TEAMThe Sales Compliance team makes sure DoorDash... ...builds the go-to-market strategies,... ...are looking for a Senior Manager to lead Sales... ...report to the Director, Sales Compliance.... ...the next layer of leaders.Own. Be the DRI for... ...state or local hiring regulations, we will consider...SeniorHourly payContract workWork at officeLocal areaRemote workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Director, Regulatory & Compliance — Market Regulation Leader. Be the first to apply!
- training and compliance manager Chicago, IL
- compliance director Chicago, IL
- compliance manager Chicago, IL
- manager regulatory affairs Chicago, IL
- director global regulatory affairs Chicago, IL
- corporate compliance manager Chicago, IL
- sr. manager regulatory compliance Chicago, IL
- compliance program manager Chicago, IL
- regulatory & compliance manager Chicago, IL
- hr compliance manager Chicago, IL


