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Senior Director, Private Funds Regulatory Compliance

Iqeq

IQ-EQ is seeking a seasoned compliance professional in Chicago to independently manage client engagements, delivering strategic guidance with minimal oversight. You will ensure timely, accurate deliverables such as annual reviews and regulatory filings, and lead trainings and mock exams during SEC and FINRA examinations. You will stay abreast of regulatory changes, guide clients in building internal controls, and mentor junior staff while supporting firm-wide initiatives including business #J-18808-Ljbffr Iqeq

Vacancy posted 2 days ago
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