SOX & Risk Advisory Principal Associate
Capital One National Association
A leading financial services firm seeks a proactive Principal Associate for its Sarbanes-Oxley Advisory team in Richmond, VA. This role demands strong expertise in risk management and compliance, focusing on leading assessments, reporting, and liaising with various stakeholders. Candidates should have a Bachelor's Degree and 3+ years of relevant experience in accounting or auditing. The position offers competitive compensation and is integral to strengthening the firm's financial reporting environment. #J-18808-Ljbffr
$131.3k - $149.8k
...Overview Capital One’s Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) is a dedicated... ...advise on Sarbanes-Oxley (SOX), the associated risk and control environment, and... ...join the Sarbanes-Oxley team as a Principal Associate who excels in a collaborative...PrincipalRiskFull timePart timeLocal area$90k - $115k
...Assurance Experienced Senior, Risk Advisory Services The Assurance Experienced Senior, Risk... ...issues resolution to clients in the areas of SOX, internal audit, business process... ...Maintains all documentation and work papers associated with client engagements Conducts risk...RiskWork at office$120.8k - $137.9k
...Principal Risk Specialist - Operational Risk Challenge & Advisory As a Principal Risk Specialist at Capital One you'll be responsible for working with business... ...other locations will be subject to the pay range associated with that location, and the actual annualized...PrincipalRiskFull timePart timeWork at officeLocal area$115.9k - $132.2k
...Principal Associate, Strategic Change Risk Assessments - International At Capital One, we are building a leading information-based technology company... ...stakeholder groups. Provide embedded and proactive advisory, with appropriate oversight, to support Capital One's...PrincipalRiskFull timePart timeWork at officeLocal areaShift work$117.3k - $133.9k
...Fair & Responsible Banking Compliance: Principal Associate Capital One is a diversified bank that... ...who will be responsible for executing risk-based fair lending testing and... ...VA: $117,300 - $133,900 for Compliance Advisory Specialist III Plano, TX: $106,700 -...PrincipalRiskFull timePart timeLocal area$120.8k - $137.9k
Enterprise Payments Governance Advisor, Principal Associate - Hybrid The Enterprise Payments... ...effective end‑to‑end payments oversight and risk management across Capital One. The EPGO... ...management. General Responsibilities Advisory Partner with stakeholders to understand...PrincipalRiskFull timePart timeWork at officeLocal area3 days per week$115.9k - $132.2k
A leading financial institution is seeking a Principal Associate for their Process Risk Optimization team in Richmond, VA. This role focuses on identifying and mitigating risks within enterprise services. The ideal candidate will have at least 3 years of experience in...PrincipalRisk- ...Principal Associate - Third Party Risk Management Locations: VA - Richmond, United States of America, Richmond, Virginia As a Principal Associate in Capital One's Retail Banking Strategy Risk Office, you will apply your analytical and delivery skills to our highest...PrincipalRiskFull timePart timeWork at officeLocal area
$109.9k - $125.4k
A leading financial institution is seeking an experienced Principal Associate in Richmond, VA, to join their Third Party Risk Management team. This role involves assessing risks and providing guidance to business areas on program requirements. Candidates should have a Bachelor...PrincipalRisk- ...Senior Associate The Senior Associate in the Government Services practice delivers professional advisory services tailored to the unique challenges and priorities of State and Local... ...00, HHS, Treasury, FEMA, HUD), including risk reviews and internal control evaluations...RiskWork at officeLocal areaFlexible hours
$120.8k - $137.9k
...Principal Associate, Third Party Risk Management Capital One is seeking an energetic, self-motivated Principal Associate to join the Third Party Risk Management (TPRM) Team within the Operational Risk Management second line of defense. The TPRM team is a dedicated group...PrincipalRiskFull timePart timeLocal area- Principal Associate, Risk and Compliance, Global Workplace Services Principal Risk and Compliance Associate in Central Services. You will ensure that the GWS organization remains well-managed and compliant with organizational, enterprise, and legal requirements. Key Responsibilities...PrincipalRiskWork at officeLocal area
$119.4k - $136.2k
A leading financial services company in Richmond, VA, seeks a Principal Associate, eData Risk Guide. The role demands strong skills in risk management, analytical capabilities, and collaboration with multiple stakeholders. Ideal candidates have at least 3 years in relevant...PrincipalRisk$131.3k - $149.8k
...Principal Associate, Underwriting - CDFI Responsibilities Support preparation of credit approval packages. Assist in due diligence, underwriting... ...activities by monitoring financial performance and risk exposure. Conduct financial analysis and modeling to assess feasibility...PrincipalRiskFull timePart timeWork experience placementLocal area- ...Principal Associate, Brand Governance, Operations and Enablement An experienced marketing operations or project management professional will... ...artificial intelligence can streamline and accelerate brand risk reviews. Lead presentations to increase awareness of brand management...PrincipalRiskLocal area
- ...Hybrid Principal Associate, Debit Complaints Oversight The Enterprise Payments (EP) Debit Operations team is seeking a high-performing Principal... ...to identify efficiencies in our daily workflows, reducing risk and improving the customer experience through smarter, tech-forward...PrincipalRiskWork at officeLocal area3 days per week
$109.9k - $125.4k
Principal Associate - Card Risk (Hybrid) Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative risk management solutions at the forefront of technology? As...PrincipalRiskFull timePart timeLocal area$120.8k - $137.9k
...Principal Associate, Project Management - Business Cards & Payments Business Cards & Payments (BC&P) | Build the Future. At BC&P ,... ...resources and budget Communicate status, impediments, and risks/issues across all levels of the program Deliver results and...PrincipalRiskFull timePart timeLocal area- Principal Associate, FP&A - Small Business Card (Hybrid) We are seeking an intellectually curious and highly motivated financial analyst to join... ...story Proactively identify and address potential financial risks and opportunities Foster trusted business relationships,...PrincipalRiskLocal area
$117.3k - $133.9k
Principal Associate, Compliance Transaction Tester Join Capital One to apply for the Principal Associate, Compliance Transaction Tester role.... ...an experienced Principal Associate who will lead and execute risk‑based compliance transaction testing under the leadership of...PrincipalRiskPart timeWork at officeLocal area$120.8k - $137.9k
...Enterprise Payments Governance & Oversight, Principal Associate - Hybrid The Enterprise Payments Governance and Oversight team is seeking a dynamic... ...) , you will be an expert behind our enterprise-wide payment risk management. You will move beyond maintenance to design,...PrincipalRiskFull timePart timeWork at officeLocal areaImmediate startShift work$119.4k - $136.2k
...Principal Associate, Strategic Investments Group - Co-Lending and Credit Insurance Partnerships The Strategic Investments Group (SIG) creates... ...the forefront of US banks creating numerous partnerships and risk transfer programs that currently cover over $10B in Capital...PrincipalRiskFull timePart timeLocal area$117.3k - $133.9k
...Principal Associate - Credit Controls Management Capital One's Consumer & Financial Risk Management, a second line organization, is responsible for developing Capital One's strategies, policies, and governance related to credit. An effective credit risk management governance...PrincipalRiskFull timePart timeLocal area$120.8k - $137.9k
Principal Associate, SEC Accounting Are you ready to help revolutionize financial reporting? As a Principal Associate in Workiva agile pod, you... ...and write business requirements. Identify and manage risks, assumptions, dependencies, and escalation. Manage customer...PrincipalRiskFull timePart timeFor contractorsLocal area$108.9k - $124.3k
Principal Associate , Process Management, Human Resources Data Management & Governance Process Managers at Capital One are highly motivated professionals... ...innovative solutions to identify and mitigate potential risks to the Company and improve the way we deliver our products...PrincipalRiskFull timePart timeWork at officeLocal area$108.9k - $124.3k
...divh2Principal Associate, Small Business Bank Credit Operations/h2pThe Principal Associate will play a critical role in supporting the Small Business Banking (SBB)... ...QC, booking funding, etc.) and SBB partner teams (risk, compliance, legal, etc.)./li/ulpYoull thrive in...PrincipalRiskFull timePart timeWork at officeLocal area$127.5k - $145.5k
The Enterprise Services Risk organization is expanding with a focus on attracting innovative, pioneering, collaborative, and highly... ...valued as we work to redefine the financial sector. As a Principal Associate on the Process Risk Optimization (PRO) Team, you will be...PrincipalRiskFull timePart timeLocal areaShift work$117.3k - $133.9k
...Principal Associate, Compliance Tester (Risk Management) Capital One's Card Risk organization is responsible for core areas that span Risk Management, Strategy, Operations, Technology, and Analytics. This organization leads, advises and innovates on top transformational...PrincipalRiskFull timePart timeCurrently hiringLocal area$119.4k - $136.2k
Principal Associate, Product Design - Design Systems Product Designer (Principal Associate level - IC) At Capital One, we’re building a leading... ...and suite of documentation via branching controls with a risk‑adverse mindset. Provide a single source of design truth by...PrincipalRiskFull timePart timeLocal area$93.4k - $106.6k
Principal Associate, Workplace Security - Global Workplace Services Apply for the Principal Associate, Workplace Security - Global Workplace Services... ...advice and solutions that mitigate physical and safety risks for Capital One’s Richmond area campuses. Ideal candidate...PrincipalRiskFull timePart timeLocal areaShift work
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