Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Capital Markets Assurance Manager (Broker-Dealer)

RSM US LLP

RSM US LLP is seeking an Assurance Manager to join our Capital Markets practice, specializing in broker-dealer clients. The role includes providing high-quality client service, managing audit teams, and developing professional relationships to drive business growth. The ideal candidate will have a degree in Accounting, CPA or CA certification, and over 5 years of experience in public accounting. This position offers a competitive salary and flexible benefits. #J-18808-Ljbffr RSM US LLP

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Capital Markets Assurance Manager (Broker-Dealer) in Denver, CO vacancy
  • $85k - $115k

    Ares Management is looking for a professional to join their Global Capital Solutions team in Denver, focusing on Real Estate Debt Capital Markets. The successful candidate will assist with structuring, negotiating, and closing financing transactions, collaborating with... 
    Suggested

    Ares Management

    Denver, CO
    3 days ago
  • $110.64k - $136.46k

    Gusto, Inc. is seeking a Compliance Manager for its Retirement Compliance Team in Denver. You will be responsible for managing compliance programs, ensuring effective execution, and overseeing AI tools used in compliance. The ideal candidate has a strong background in financial... 
    Suggested

    Gusto, Inc.

    Denver, CO
    4 days ago
  • A prominent financial services firm in Denver is seeking a Senior Regional Vice President to lead sales efforts in annuity, investment, and life insurance products. The ideal candidate will develop relationships with financial institutions and perform training sessions ...
    Suggested

    Western & Southern Financial Group

    Denver, CO
    3 days ago
  •  ...a Senior Regional Vice President Financial Institutions/Broker Dealer A Regional Vice President or External Wholesaler initiates...  ...and retention. Works directly with bank investment program managers, program marketing/training staff, sales staff and producing agents and... 
    Suggested
    Local area

    Western & Southern Financial Group

    Denver, CO
    3 days ago
  • $72k - $141k

     ...Lines group arising under policies issued to our life agent, broker‑dealer, and investment advisor, banking and insurance customers. These...  ...under moderate direction, and within defined authority limits, to manage Financial Lines claims with moderate to high complexity and... 
    Suggested
    Work experience placement
    Work at office
    Local area
    Shift work

    CNA Insurance

    Centennial, CO
    2 days ago
  • $100k - $130k

    Ares Management in Denver seeks a professional skilled in Real Estate Debt Capital Markets to assist in marketing, structuring, and closing loans. The ideal candidate will have 3-5 years of relevant experience, a Bachelor’s degree in finance or accounting, and strong skills... 

    Ares Management

    Denver, CO
    2 days ago
  • $110.64k - $136.46k

     ...during the interview process. About the Role The Compliance Manager, Broker-Dealer & Investment Adviser is an essential member of the Gusto...  ...Compliance Lead on regulatory exams, regulator requests, and up‑market initiatives Here’s what we’re looking for 5+ compliance... 
    Full time
    Work at office
    Local area
    2 days per week
    3 days per week

    Gusto, Inc.

    Denver, CO
    20 hours ago
  •  ...Centers in Denver, Colorado seeks a finance professional to lead debt capital raising and manage interest rate risk for a fast-scaling data center footprint. The role supports the VP of Capital Markets and collaborates with senior executives to structure financing,... 

    Vantage Data Centers

    Denver, CO
    3 days ago
  • $50k

     ...Traders join us because they want firm capital and professional support without sacrificing...  ...to trade U.S. equity and options markets, with structured risk parameters, professional...  ...Experience Level: 2+ years trading or managing investments Key Responsibilities Identify... 
    For contractors
    Remote work

    Trader Hire

    Denver, CO
    2 days ago
  • $50k

    Trader Hire in Denver, CO seeks skilled traders to join our professional capital program as 1099 contractors. Trade U.S. equity and options with firm-backed capital, structured risk parameters, and coaching to support disciplined, consistent performance. Compensation is... 
    Remote job
    For contractors

    Trader Hire

    Denver, CO
    2 days ago
  • Position : Senior Director, Capital Markets (Full-time, Exempt) Direct Report : SVP, Head of Capital Markets Compensation : Pursuant to...  ...the preferred capital structure and terms Complete project management functions and acquisition/development support for... 
    Full time
    Live in
    Work at office
    Local area
    Remote work
    Night shift

    Cardinal Group Companies

    Denver, CO
    3 days ago
  • $70k - $90k

    Redwood Trust, Inc. is seeking a Capital Markets Analyst in Englewood, CO. The role involves managing the full cycle of capital market transactions, ensuring compliance, and coordinating with various internal and external parties. Ideal candidates are highly organized... 

    Redwood Trust, Inc.

    Englewood, CO
    3 days ago
  • $89.8k - $170.5k

     ...provider of professional services to the middle market globally, our purpose is to instill...  ...like RSM. RSM is looking for an Audit Manager to join our Private Equity practice. This...  ...approximately 1,500 private equity and venture capital clients. Responsibilities Provide... 
    Work experience placement
    Internship
    Private practice
    Local area

    RSM US LLP

    Denver, CO
    3 days ago
  • Aligned Talent Acquisition is representing a premier AmLaw 50 global law firm seeking a Capital Markets Associate Attorney for its Denver office. The role focuses on representing issuers, underwriters, public companies and other market participants in complex capital markets... 
    Work at office

    Aligned Talent Acquisition

    Denver, CO
    1 day ago
  • Role You will advise issuers, underwriters, and other market participants on equity and debt securities offerings, securities law compliance...  ...matters. The attorney will work on public and private capital-raising transactions, including IPOs, follow-on offerings, high... 

    Liberty Personnel Services, Inc.

    Denver, CO
    20 hours ago
  •  ...generation digital infrastructure to identify a Senior Associate, Capital Markets. The business is delivering large scale data center projects...  ...and stakeholder managem Highly organised with the ability to manage multiple deadlines simu #J-18808-Ljbffr GH Engage

    GH Engage

    Denver, CO
    1 day ago
  •  ...an experienced accounting advisory leader to drive multiple capital markets and deal-related engagements. You will apply U.S. GAAP and IFRS...  ...reporting choices. The role includes overseeing analyses, managing engagement economics, and mentoring managers to grow the practice... 

    RSM US LLP

    Denver, CO
    3 days ago
  • $135k - $145k

     ...environments that can scale as quickly as the market demands. Position Description This role...  ...finance organization, including debt capital raising (acquisition financing,...  ...financing, securitizations), interest rate risk management, and cash forecasting. You will support... 
    Temporary work
    Flexible hours

    Vantage Data Centers

    Denver, CO
    3 days ago
  • $200k - $275k

     ...carbon footprint. Emporia’s Home Energy Management Platform is a powerful software system that...  ...HEMS) and residential EV charger in the market. On that foundation, we are building a...  ...into portfolios that institutional capital can underwrite. The economics run through... 
    Work experience placement
    Work at office
    Local area
    Remote work

    Emporia

    Littleton, CO
    3 days ago
  • $225k - $275k

    Associate Director of Business Marketing - M&A, PE, Capital Markets Cooley is seeking an Associate Director of Business Marketing - M&A, PE, Capital...  ...for compliance with all firm and department policies, manage staffing coverage, review and process time logs/time off requests... 
    Full time
    Temporary work
    Work at office
    Immediate start
    Flexible hours
    Shift work
    Weekend work

    Cooley LLP

    Denver, CO
    3 days ago
  • A leading national law firm is seeking a mid-level Capital Markets & Securities Associate to work in its Denver office. The role involves preparing SEC filings, supporting securities offerings, and managing projects. Ideal candidates possess 3-5 years of relevant experience... 
    Work at office

    TPO search

    Denver, CO
    3 days ago
  • $220k - $235k

    Capital Markets & Securities Associate - Denver, CO A leading national law firm is seeking a mid‑level Capital Markets & Securities Associate...  ...aspects of mergers, acquisitions, and strategic investments Manage multiple projects and deadlines in a fast‑paced environment... 
    Work at office

    TPO search

    Denver, CO
    3 days ago
  • BCG Attorney Search is seeking a Corporate Associate specializing in Securities and Capital Markets for their Denver, CO office. This role involves advising on securities law, managing transactions, and providing guidance on corporate governance. Exceptional candidates... 
    Remote job
    Work at office

    BCG Attorney Search

    Denver, CO
    3 days ago
  •  ...Vice President, Investor Relations & Capital Markets About the Company Leading provider of online diabetes & obesity prevention...  ...experience in investor relations, equity research, investment management, or corporate finance is required, with a strong preference... 

    Confidential

    Denver, CO
    1 day ago
  • ICR, Inc. is seeking a Project Manager in Aurora, Colorado. In this role, you will lead major capital projects ensuring high-quality completion while coordinating with various stakeholders. Ideal candidates should have strong communication skills and the ability to work... 

    ICR, Inc.

    Aurora, CO
    1 day ago
  • $150k

     ...Competency: Industry Tax Practice Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 20%...  ...systemic thinking in financial services Leading project management initiatives in banking and capital markets Innovating... 
    Full time
    H1b

    PwC

    Denver, CO
    3 days ago
  • $50k - $76k

     ...opportunities for Sales Agent. Contributes to and executes a marketing plan with the Sales Agent. Identifies mass marketing prospects...  ...ups on new policies in order to keep retention level high and capitalize cross-selling opportunities. Coordinates activities with other... 
    Full time
    Work at office
    Local area
    Immediate start

    Comparion Insurance Agency

    Denver, CO
    3 days ago
  • $161.5k - $184.3k

     ...Senior Marketing Analyst, Capital One Software (Remote) Capital One Software is the enterprise B2B software business of Capital One, dedicated to helping organizations manage their data in the cloud with speed, agility, and efficiency. Born out of our own digital transformation... 
    Full time
    Part time
    Local area
    Remote work

    Capital One

    Denver, CO
    4 days ago
  •  ...QA Manager The QA Manager is responsible for leading and scaling the quality assurance strategy across engineering teams, with a strong emphasis on test automation, process...  ...Responsible for adherence to the Capital Rx Code of Conduct including reporting of noncompliance... 
    Remote work
    Shift work

    Judi Health

    Denver, CO
    20 hours ago
  • $85k - $100k

     ...Lifecycle Marketing Manager Human Capital Education (HCE) enables colleges and universities to grow with purpose by providing the systems, expertise, data, and strategy needed to attract, enroll, and support students more effectively and efficiently. HCE works across... 
    Casual work
    Flexible hours

    Human Capital Research

    Denver, CO
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Capital Markets Assurance Manager (Broker-Dealer). Be the first to apply!