Capital Markets Assurance Manager (Broker-Dealer)
RSM US LLP
RSM US LLP is seeking an Assurance Manager to join our Capital Markets practice, specializing in broker-dealer clients. The role includes providing high-quality client service, managing audit teams, and developing professional relationships to drive business growth. The ideal candidate will have a degree in Accounting, CPA or CA certification, and over 5 years of experience in public accounting. This position offers a competitive salary and flexible benefits. #J-18808-Ljbffr RSM US LLP
$85k - $115k
Ares Management is looking for a professional to join their Global Capital Solutions team in Denver, focusing on Real Estate Debt Capital Markets. The successful candidate will assist with structuring, negotiating, and closing financing transactions, collaborating with...Suggested$110.64k - $136.46k
Gusto, Inc. is seeking a Compliance Manager for its Retirement Compliance Team in Denver. You will be responsible for managing compliance programs, ensuring effective execution, and overseeing AI tools used in compliance. The ideal candidate has a strong background in financial...Suggested- A prominent financial services firm in Denver is seeking a Senior Regional Vice President to lead sales efforts in annuity, investment, and life insurance products. The ideal candidate will develop relationships with financial institutions and perform training sessions ...Suggested
- ...a Senior Regional Vice President Financial Institutions/Broker Dealer A Regional Vice President or External Wholesaler initiates... ...and retention. Works directly with bank investment program managers, program marketing/training staff, sales staff and producing agents and...SuggestedLocal area
$72k - $141k
...Lines group arising under policies issued to our life agent, broker‑dealer, and investment advisor, banking and insurance customers. These... ...under moderate direction, and within defined authority limits, to manage Financial Lines claims with moderate to high complexity and...SuggestedWork experience placementWork at officeLocal areaShift work$100k - $130k
Ares Management in Denver seeks a professional skilled in Real Estate Debt Capital Markets to assist in marketing, structuring, and closing loans. The ideal candidate will have 3-5 years of relevant experience, a Bachelor’s degree in finance or accounting, and strong skills...$110.64k - $136.46k
...during the interview process. About the Role The Compliance Manager, Broker-Dealer & Investment Adviser is an essential member of the Gusto... ...Compliance Lead on regulatory exams, regulator requests, and up‑market initiatives Here’s what we’re looking for 5+ compliance...Full timeWork at officeLocal area2 days per week3 days per week- ...Centers in Denver, Colorado seeks a finance professional to lead debt capital raising and manage interest rate risk for a fast-scaling data center footprint. The role supports the VP of Capital Markets and collaborates with senior executives to structure financing,...
$50k
...Traders join us because they want firm capital and professional support without sacrificing... ...to trade U.S. equity and options markets, with structured risk parameters, professional... ...Experience Level: 2+ years trading or managing investments Key Responsibilities Identify...For contractorsRemote work$50k
Trader Hire in Denver, CO seeks skilled traders to join our professional capital program as 1099 contractors. Trade U.S. equity and options with firm-backed capital, structured risk parameters, and coaching to support disciplined, consistent performance. Compensation is...Remote jobFor contractors- Position : Senior Director, Capital Markets (Full-time, Exempt) Direct Report : SVP, Head of Capital Markets Compensation : Pursuant to... ...the preferred capital structure and terms Complete project management functions and acquisition/development support for...Full timeLive inWork at officeLocal areaRemote workNight shift
$70k - $90k
Redwood Trust, Inc. is seeking a Capital Markets Analyst in Englewood, CO. The role involves managing the full cycle of capital market transactions, ensuring compliance, and coordinating with various internal and external parties. Ideal candidates are highly organized...$89.8k - $170.5k
...provider of professional services to the middle market globally, our purpose is to instill... ...like RSM. RSM is looking for an Audit Manager to join our Private Equity practice. This... ...approximately 1,500 private equity and venture capital clients. Responsibilities Provide...Work experience placementInternshipPrivate practiceLocal area- Aligned Talent Acquisition is representing a premier AmLaw 50 global law firm seeking a Capital Markets Associate Attorney for its Denver office. The role focuses on representing issuers, underwriters, public companies and other market participants in complex capital markets...Work at office
- Role You will advise issuers, underwriters, and other market participants on equity and debt securities offerings, securities law compliance... ...matters. The attorney will work on public and private capital-raising transactions, including IPOs, follow-on offerings, high...
- ...generation digital infrastructure to identify a Senior Associate, Capital Markets. The business is delivering large scale data center projects... ...and stakeholder managem Highly organised with the ability to manage multiple deadlines simu #J-18808-Ljbffr GH Engage
- ...an experienced accounting advisory leader to drive multiple capital markets and deal-related engagements. You will apply U.S. GAAP and IFRS... ...reporting choices. The role includes overseeing analyses, managing engagement economics, and mentoring managers to grow the practice...
$135k - $145k
...environments that can scale as quickly as the market demands. Position Description This role... ...finance organization, including debt capital raising (acquisition financing,... ...financing, securitizations), interest rate risk management, and cash forecasting. You will support...Temporary workFlexible hours$200k - $275k
...carbon footprint. Emporia’s Home Energy Management Platform is a powerful software system that... ...HEMS) and residential EV charger in the market. On that foundation, we are building a... ...into portfolios that institutional capital can underwrite. The economics run through...Work experience placementWork at officeLocal areaRemote work$225k - $275k
Associate Director of Business Marketing - M&A, PE, Capital Markets Cooley is seeking an Associate Director of Business Marketing - M&A, PE, Capital... ...for compliance with all firm and department policies, manage staffing coverage, review and process time logs/time off requests...Full timeTemporary workWork at officeImmediate startFlexible hoursShift workWeekend work- A leading national law firm is seeking a mid-level Capital Markets & Securities Associate to work in its Denver office. The role involves preparing SEC filings, supporting securities offerings, and managing projects. Ideal candidates possess 3-5 years of relevant experience...Work at office
$220k - $235k
Capital Markets & Securities Associate - Denver, CO A leading national law firm is seeking a mid‑level Capital Markets & Securities Associate... ...aspects of mergers, acquisitions, and strategic investments Manage multiple projects and deadlines in a fast‑paced environment...Work at office- BCG Attorney Search is seeking a Corporate Associate specializing in Securities and Capital Markets for their Denver, CO office. This role involves advising on securities law, managing transactions, and providing guidance on corporate governance. Exceptional candidates...Remote jobWork at office
- ...Vice President, Investor Relations & Capital Markets About the Company Leading provider of online diabetes & obesity prevention... ...experience in investor relations, equity research, investment management, or corporate finance is required, with a strong preference...
- ICR, Inc. is seeking a Project Manager in Aurora, Colorado. In this role, you will lead major capital projects ensuring high-quality completion while coordinating with various stakeholders. Ideal candidates should have strong communication skills and the ability to work...
$150k
...Competency: Industry Tax Practice Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 20%... ...systemic thinking in financial services Leading project management initiatives in banking and capital markets Innovating...Full timeH1b$50k - $76k
...opportunities for Sales Agent. Contributes to and executes a marketing plan with the Sales Agent. Identifies mass marketing prospects... ...ups on new policies in order to keep retention level high and capitalize cross-selling opportunities. Coordinates activities with other...Full timeWork at officeLocal areaImmediate start$161.5k - $184.3k
...Senior Marketing Analyst, Capital One Software (Remote) Capital One Software is the enterprise B2B software business of Capital One, dedicated to helping organizations manage their data in the cloud with speed, agility, and efficiency. Born out of our own digital transformation...Full timePart timeLocal areaRemote work- ...QA Manager The QA Manager is responsible for leading and scaling the quality assurance strategy across engineering teams, with a strong emphasis on test automation, process... ...Responsible for adherence to the Capital Rx Code of Conduct including reporting of noncompliance...Remote workShift work
$85k - $100k
...Lifecycle Marketing Manager Human Capital Education (HCE) enables colleges and universities to grow with purpose by providing the systems, expertise, data, and strategy needed to attract, enroll, and support students more effectively and efficiently. HCE works across...Casual workFlexible hours
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