Trade Surveillance Compliance Lead (Hybrid NY/ST)
Atlantic Group
Atlantic Group is hiring a Compliance Officer (Trade Surveillance Monitoring) for our client, with the position based in New York, NY or Stamford, CT. This role will support trading compliance, surveillance monitoring, regulatory oversight, and risk management across investment activities.
The Compliance Officer will provide real-time guidance to trading professionals, enhance pre-trade and post-trade controls, and investigate potential trading exceptions.
#J-18808-LjbffrVacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Trade Surveillance Compliance Lead (Hybrid NY/ST) in New York, NY vacancy
- ...GlobalFoundries in Malta, NY is seeking a Lead Global Trade Compliance Specialist to lead export and import operations, risk management, and policy developments... ...are Malta, NY or Austin, TX or Essex, VT with hybrid or fully remote options. Strong English communication...SuggestedRemote work
GLOBALFOUNDRIES U.S. INC.
New York, NY4 days ago - ...A leading financial firm based in New York is seeking an Associate for a Trade Surveillance role focused on FX trading activity. This position... ...trading practices, ensuring compliance with regulations, and collaborating... ...a competitive salary and a hybrid work schedule. #J-18808-...Surveillance
Madison-Davis, LLC
New York, NY5 days ago $107k - $178k
...GlobalFoundries:GlobalFoundries is a leading full-service semiconductor foundry... ...information, visit of Role:Based in Malta, NY, the Lead Global Trade Compliance Specialist will lead export and... ..., VT, with the possibility for a hybrid or fully remote option. Essential Responsibilities...SuggestedFull timeLocal areaRemote workGlobalfoundries
New York, NY4 days ago$145k - $175k
...Job Overview – Compliance Officer (Trade Surveillance Monitoring)Compensation: $145,000 – $175,000/year + bonusLocation:New York, NY or Stamford, CTSchedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Officer (Trade Surveillance Monitoring) for our...SurveillanceMonday to FridayAtlantic Group
New York, NY3 days ago$150k - $250k
...Senior Director (NY)Department: REITEmployment... ...ratings and surveillance of corporate-level... ...strategies.Lead rating committee presentations... ...monitor covenant compliance. Maintain peer... ..., and non-traded REITs.Strong verbal... ...factors.Benefits:A hybrid work schedule and...SurveillanceFull timeTemporary workLocal areaFlexible hoursKBRA
New York, NY8 days ago$159.4k - $181.9k
...company is seeking a highly skilled Trade Surveillance Manager to enhance its... ...Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while... ...The position is based in New York, NY and offers a competitive salary...SurveillanceCapital One
New York, NY3 days ago- ...firm is seeking a Senior Operations Associate in New York, NY, to support trade lifecycle management and operational processes. The role involves... ...with investment operations platforms are essential. This hybrid role demands proactive professionals skilled in process...
- ...for Financial Disclosure & Trading in the Ethics and Compliance Office (ECO) is... ...violations identified through surveillance sweeps and self-reports, calculates... ...a plus.Working Conditions:Hybrid work environment, with... ..., PA, MA, MD, VA, WA, DC, NY, NJ, WA please refer to the...SurveillanceFull timeTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start
Financial Industry Regulatory Authority
New York, NY4 days ago - ...Controls Group. The role focuses on delegated trade review and surveillance to identify risks and noncompliance under... ...experiences, and strong collaboration with Compliance and Field teams. Remote work is offered with a hybrid option for candidates near Springfield, MA....SurveillanceRemote job
$80k - $120k
...Hybrid (2 Days Home / 3 Days Office) About the Opportunity... ...Recruiting to identify a high-impact Trade Compliance Officer. As market... ...Responsibilities Real-Time Surveillance: Monitor and assess public... ...& Change Leadership: Lead trainings on compliance updates...SurveillanceWork at officeRelocation packageAxe Recruiting
New York, NY4 days ago- ...TD Bank Group in New York is seeking a Senior Compliance professional to support the Trade and Communications Surveillance portfolio and governance. You will coordinate inputs, prepare reporting, and work with stakeholders across Compliance, Risk and Technology to enhance...Surveillance
TD Bank Group
New York, NY2 days ago - ...Technical Business Analyst – Employee Communications Surveillance (ECOMMS)We are seeking a Technical Business Analyst (TBA) / SME with... ...expertise, technical knowledge, and domain understanding of compliance surveillance systems.Key ResponsibilitiesAct as a Business Analyst...Surveillance
Staffing the Universe
New York, NY4 days ago $250k - $340k
...enable individuals to express views on real-world events by trading on outcomes across politics, economics, sports, culture,... ...sit inside a small, senior legal team and work closely with Compliance, Surveillance, and product. The mandate is clear: keep the FCM function legally...SurveillanceContract workPrivate practicePolymarket
New York, NY6 days ago$100k - $250k
...detects and mitigates compliance, regulatory and reputational... ...and breaches; and leads the firm’s responses... ...accounting, sales, and trading. We look for those who... ...oversight of surveillances and programmatic reviews... ...salary for this New York, NY, United States-based position...SurveillanceFull timeTemporary workPart timeGoldman Sachs
New York, NY8 days ago- MARI Group is seeking a Senior Manager, Tax Compliance to lead direct tax compliance and provision for a PE-backed multinational with... ...&A, and Operations globally. The role is based near the NY Metro area with hybrid/remote flexibility. You will leverage technology and AI...Remote work
- Dorman Products is seeking a Trade Compliance Leader to manage and optimize global trade compliance programs. The role requires overseeing... ...ongoing improvements to customs and CTPAT processes, with a hybrid work model based at the Colmar, PA headquarters. #J-18808-Ljbffr...
- ...Role Overview The MTS Lead for Product Security is responsible... ...physical access controls, surveillance systems, asset protection, hardware... ...security, infrastructure, compliance, privacy, and operational... ...architecture decisions, and risk trade‑offs to both technical and...SurveillanceContract workWork at officeVisa sponsorship
Reflection
New York, NY2 days ago - ...Societe Generale Americas Compliance department is seeking an experienced professional to support trade surveillance and regulatory compliance activities in a dynamic environment. The role focuses on futures and fixed income while ensuring adherence to applicable laws...Surveillance
Societe Generale
New York, NY2 days ago - ...Chris Baily is seeking a Compliance Project Manager for a long-term hybrid contract in New York. The role supports... ...Compliance domains including KYC/AML, surveillance, electronic communications &... ...into BRDs/FRDs and user stories; lead discovery and MVP work; develop integrated...SurveillanceLong term contract
Certified Network Specialists Inc
New York, NY3 days ago - ...Neuberger Registered Funds is seeking a Compliance Analyst – Mutual funds to support the... ...and related products. You will assist in surveillance, prepare board materials, and... ...support areas and external service providers. Hybrid work in New York. #J-18808-Ljbffr...Surveillance
LGBT Great
New York, NY3 days ago - ...Mercor is seeking a Trade Surveillance Expert (Market Abuse & Conduct Monitoring) for a remote, contract position. The role involves reviewing trading scenarios for market abuse indicators and evaluating AI alerts for escalation or investigation. The candidate will...SurveillanceContract workRemote work
Mercor Inc
New York, NY3 days ago $200k - $250k
...Senior Director, Business Development – Compliance & Trade Surveillance Department: Sales Employment... ...Development, this individual will lead pre-sale strategy and sales execution... ...and focus of remote days. This is a hybrid position requiring three days of in‑office...SurveillancePermanent employmentFull timeWork at officeRemote workWorldwideFlexible hoursTrading Technologies
New York, NY4 days ago- ...Alpaca is seeking a Trading Operations Associate to provide high-quality support to enterprise-level... ...handling order entry, execution, best ex, and trade surveillance. You will collaborate with trading desks, IT, and compliance to resolve issues and protect client operations...Surveillance
Alpaca
New York, NY14 hours ago $120k - $160k
...makes everything possible. The US Export Controls Lead will be responsible for managing the Pall Corporation’s Export Compliance program globally. This role will help develop... ...to Pall Corporation’s Director, Global Trade Compliance and is part of the Global Trade Compliance...Permanent employmentFull timeWork at officeRemote workWork from homeWork visaFlexible hoursDanaher Corporation
New York, NY7 days ago$200k - $300k
Join Mizuho as a Fixed Income IT Trading Implementation Lead!We are seeking an experienced technology manager... ...requirementsMizuho has in place a hybrid working program, with varying... ...applicable law.#LI-MIZUHOSummaryLocation: New York, NY (1271 AOA/6th Ave)Type: Full timeFull timeWork at officeLocal areaRemote workWorldwideMizuho Financial Group
New York, NY6 days ago- ...A world-leading, global hedge fund is looking to add an exceptional individual into their Compliance function. Do not pass up this chance, apply quickly if your experience... ...there. They are looking for a Trade Surveillance specialist with strong technical...SurveillanceWork at office
Mondrian Alpha
New York, NY14 hours ago $145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who... ...global investment and trading activities by establishing and... ...conducting pre- and post-trade surveillance. Our team is essential to Point...SurveillanceWork experience placementPoint72
New York, NY7 days ago- ...MountainTop Life-Sciences is seeking a Senior Manager, Global Trade Compliance to lead U.S. and regional trade compliance for the Americas from the Washington, DC metro area. The role focuses on customs, imports, tariff mitigation, and cross-functional process improvement...Work at office
MountainTop Life-Sciences
New York, NY2 days ago - A leading capital markets technology business is hiring a senior IC to drive the commercial development of its Compliance & Trade Surveillance offering. What you’ll be doing: Join client meetings, discovery sessions and RFPs as the regulatory and surveillance SME Lead...Surveillance
$142k - $182k
...New York University is seeking a Global Export and Trade Compliance Officer to manage compliance with U.S. export control laws. The role involves extensive stakeholder engagement and oversight of compliance programs. Candidates should have a bachelor's degree and at least...New York University
New York, NY5 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Trade Surveillance Compliance Lead (Hybrid NY/ST). Be the first to apply!
Related searches
- surveillance New York, NY
- surveillance investigator New York, NY
- surveillance technician New York, NY
- surveillance officer New York, NY
- legal compliance New York, NY
- dot compliance New York, NY
- environmental compliance technician New York, NY
- vendor compliance New York, NY
- regulatory compliance New York, NY
- athletic compliance New York, NY