Hybrid Compliance Analyst - Mutual Funds & ETFs
LGBT Great
Neuberger Registered Funds is seeking a Compliance Analyst – Mutual funds to support the Chief Compliance Officer in regulatory matters for registered funds, including ETFs. The role focuses on ensuring adherence to Rule 38a-1 and Rule 206(4)-7 across mutual funds and related products. You will assist in surveillance, prepare board materials, and contribute to the administration of compliance programs, working with fund support areas and external service providers. Hybrid work in New York. #J-18808-Ljbffr
$80k - $110k
...Compliance Analyst – Mutual FundsThe Compliance Analyst – Mutual funds position will report to the Chief Compliance Officer of Neuberger Registered Funds, including exchange traded funds ("ETF"). The primary responsibility of the position will be to focus on registered...SuggestedLocal areaShift work$130k - $160k
...diverse culture! We offer a flexible hybrid office/remote work environment, and this... ....Equitable is looking for a Portfolio Compliance Analyst to join our team. The Equitable... ...requirements on behalf of EIM’s registered mutual funds and private funds. The team supports product...SuggestedFull timeTemporary workWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week- ...structure changes and coordinate with internal teams to ensure superior client experiences. The role requires extensive experience in mutual funds/ETF industries, strong communication, and risk-aware decision-making to support boards and auditors. #J-18808-Ljbffr U.S. BankSuggested
$110k - $145k
...Compliance OfficeriCapital is looking to hire a Compliance Officer to support the relevant investment advisers serving the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds businesses. This individual will assist with the...SuggestedFull timeWork at officeRemote work$100k - $120k
...003 and is now one of the world’s largest fund administration and middle office solutions... ...team with a focus on Exchange‑Traded Funds (ETFs). This role is ideal for an experienced... ...& Controls Apply working knowledge of mutual fund accounting, particularly as it relates...SuggestedWork at officeWorldwide$100k - $120k
...003 and is now one of the world’s largest fund administration and middle office solutions... ...team with a focus on Exchange‑Traded Funds (ETFs). This role is ideal for an experienced... ...Controls \n \n Apply working knowledge of mutual fund accounting, particularly as it...Work at officeWorldwide- ...A leading talent network in New York is seeking a Fund Operations Associate to support operational infrastructure within private capital... ..., along with a detail-oriented mindset. This position offers a hybrid work environment with exposure to the private equity sector and...
- SEI Corporation in the United States seeks a detail-oriented Mutual Fund Control Analyst to manage multi-currency fund transactions, ensure accurate settlements, and support internal and external clients in a fast-paced environment. You will review client data, enter transactions...
- DWS Group in New York is hiring a Fund CFO/Fund Controller for its US Infrastructure Debt platform, leading the fund accounting... ...with partners including Investment, Tax, Legal and Compliance, with hybrid work and a strong compensation package. #J-18808-Ljbffr InforCapital...
- ...AML Program Assessment Senior Compliance Analyst - AVP (Hybrid) Location(s): Kuala Lumpur, Kuala Lumpur, Malaysia Job Type: Hybrid Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of approximately 219,000...Full time
$140k - $185k
...,000 - $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent Network. It is intended to help job seekers understand the responsibilities...Full time- IDB Bank in New York, NY is seeking a Funds Transfer Specialist to manage domestic and international... ...verify and release transfers, and ensure compliance with Fedwire, CHIPS, SWIFT, and FX... ...coordinate with the Operations Manager. Hybrid schedule and competitive benefits are...
$100k - $200k
...Job Overview –Compliance Associate (Hedge Fund) Compensation: $100,000 - $200,000/year + bonus Location: Westchester County, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring aCompliance Associate (Hedge Fund) in Westchester County, NY for our...Work at officeMonday to Friday- ...A top-performing global hedge fund is looking to add a Compliance Analyst to their New York City office.Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements.The firm since inception has a remarkable...Work at officeImmediate startRemote workWork from home
- ...Everest Global Services, Inc. is seeking a Compliance Program Support Analyst to help manage its enterprise compliance program across insurance and... ...supporting planning, testing, and training activities. This hybrid role is based in Warren, NJ with 3 days onsite and 2...Remote work
- Agile Resources, Inc. seeks a Compliance Analyst to support HR auditing, reporting, and oversight in the Atlanta metro area, with a hybrid work arrangement. The ideal candidate has HRIS experience (Workday or UKG), strong Excel data analysis skills, and a track record...
- ...Trinity Church NYC in New York, NY seeks an IT Risk & Compliance Analyst to safeguard its technology environment by managing cybersecurity risk... ...with hands‑on oversight of log reviews, vulnerability scans and threat monitoring. Hybrid work model offered. #J-18808-Ljbffr...
$147.42k - $180.18k
...clients expect to be serviced by professionals who understand the mutual fund industry and their client's expectations and strategic goals.... ...required meeting expectations of the clientThe role offers a hybrid/flexible schedule, which means there's an in-office...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...and what we stand for as a firm.KPMG is currently seeking a Mutual Fund Tax - Manager to join our Business Tax Services practice. Responsibilities... ...attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No...Local area
$70k - $80k
Jewish Communal Fund in New York seeks a Finance Associate to support daily accounting tasks with meticulous accuracy. You will monitor... .... Initial in-office work for three months followed by a hybrid schedule; salary range $70,000-$80,000 with a comprehensive benefits...Work at office- ...Job Title: ETF & 1940 Act Registered Funds Compliance Officer, AVP Job Description: About the Role our firm is looking to hire a Compliance Officer to support the relevant investment advisers serving the Exchange-Traded Funds (ETF), Alternative Investments...
$225k - $250k
...VP, FCM, Tokenization & Stablecoin Compliance Officer About Us DriveWealth is on a mission... ...offering trading of US equities, mutual funds, ETFs, fixed income, and options. There’s never... ...in the following locations: Office/Hybrid: New York City, Chicago. Remote: Austin...Full timeContract workWork at officeRemote workWorldwide- ...Job Description A leading hedge fund is looking to hire a Compliance Analyst. This is a newly created position due to growth and will report into the CCO. The team is small(4 people) and have a very collaborative. An ideal candidate will have prior experience in a...
- ...in Kuala Lumpur is seeking an AML Program Assessment Senior Compliance Analyst, AVP, to review AML programs for Foreign Correspondent Banks... ...communication, and the ability to manage multiple priorities in a hybrid work environment. English proficiency is essential; Mandarin...
$106.11k - $174.72k
DescriptionThis position is hybrid/onsite. Requires 2 days onsite... ...New York, NY The Data Science Analyst III is a senior role,... ...preferredDemonstrates the ability to assure compliance with regulatory, insurance... ...Institutes of Health funding and in the 99th percentile in...Contract workTraineeshipLocal area$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable... ...& LocationThe position will work a hybrid schedule in one of our following offices...Local area3 days per week$145k - $185k
A leading financial services firm is seeking a Fund Placement Manager for their New York office. This role focuses on supporting strategic... ...and investor relationship management. The position offers a hybrid work model with competitive compensation ranging from $145,000...Work at office- Caron Treatment Centers is seeking a Risk Analyst to support Emergency Preparedness,... ...strong communication with diverse teams. A hybrid schedule in PA, with some in-office days... ...and a commitment to healthcare quality and compliance are essential. #J-18808-Ljbffr CaronWork at office
$200k - $250k
...Managing Director- Private Equity and Hedge Fund Accounting (CFO Services) Full-time... ...administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.... ...include paid parental leave and a hybrid work schedule, promoting both personal...Permanent employmentFull timeWork at officeLocal areaWorldwide$135k - $160k
Location Designation: Hybrid - 3 days per week Role Overview:This... ...within New York Life’s Compliance department. The AML Compliance... ...Securities and Eagle Strategies, mutual funds and distributor... ...team coordination; mentor AML analysts and contribute to team development...Local areaImmediate start3 days per week
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