Regulatory Oversight and Management - Investment Management, Office of COO - Associate
$80k - $145kMorgan Stanley
Morgan Stanley Investment Management (MSIM) is one of the largest global asset management organizations of any full-service securities firm, with more than 40 years of history, a presence in 24 countries, and a total of $1.9 trillion in assets under management as of December 31, 2025. MSIM strives to provide strong long-term investment performance, outstanding service, and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations, and individuals worldwide. MSIM is seeking an Associate to join the Global Regulatory Oversight Team within the Office of COO. Key Responsibilities:Manage the day-to-day efforts related to the first line of defense of regulatory oversight, by monitoring, assessing, and tracking regulatory developments impacting MSIM globallyLead the strategy, design, governance, and implementation of regulatory change projects by developing project plans, tracking milestones, escalating risks and dependencies, and coordinating execution across functional stakeholders such as Legal, Compliance, Operations, Technology, Finance, Risk, and Investment TeamsLead MSIMs engagement in various industry working groups Maintain a master tracker of all proposed, final, and post-implementation regulatory initiatives for accurate reporting to senior management.Assist with preparing monthly and quarterly management materials for reporting to the Regulatory Oversight Committee and various Senior Management meetings.Prepare clear, concise regulatory summaries, implementation updates, issue escalations, and briefing materials for working groups, senior management, governance committees, and regulatory oversight forums.Support the facilitation of regular regional meetings with working groups to discuss regulation implementation efforts, functional and business engagement, and monitor detailed integration plans.Qualifications:Strong project management and leadership skills including experience with project governance, stakeholder coordination, issue escalation, control improvement and clear communication.Highly organized, with the ability to manage multiple priorities and workstreams simultaneously in a fast-paced environment with shifting deadlines.Understanding of global investment management’s business models, systems, and structures across public and private markets.Quick learner and independent self-starter who takes ownership of deliverables while working collaboratively to solve complex problems.Commitment to delivering high quality work product with a strong focus on attention to detail.Strong communication skills and ability to collaborate across functions, regions, and investment teams.Analytical thinker who can provide practical and strategic solutions to mitigate risk.Advanced Power Point and Excel skills.WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $80,000 and $145,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:ProfessionalPosted Date:Jul 08, 2026ATS Job Description Test:Department:Admin/Support
$100k - $170k
Asset & Wealth Management A career with Goldman Sachs... ...participate in exciting investment opportunities while... ...client guidelines and regulatory constraints. This role... ...further empower the team’s oversight over Insurance... ...that vary depending on office location. These generally...Work at officeRegulatoryFull timeTemporary workPart time$210k - $245k
Job Title: Director, Associate Counsel - Wealth Department... ...including separately managed accounts and model-... ...and will handle regulatory issues and general legal... ...documents, board actions, investment management agreements... ...global organization In-office collaboration in...Work at officeRegulatoryImmediate startRemote workWork from home- ...participants. As an Associate in Business... ...solutions meet firm and regulatory standards,... ...governance forumsProvides oversight and support... ...roleProject and process management skills, including... ..., and Microsoft Office SuitePreferred... ...are a leader in investment banking, consumer...Work at officeRegulatory
$120k - $130k
...Operations Trading Controls Associate Corporate Title :... ...divisions: Wealth Management, Investment Management,... ...within the Global Middle Office function, a core... ...Management, Shared Services, Regulatory Reporting and Wealth... ...responsibility and oversight for the US portfolio...Work at officeRegulatoryFull timeWorldwideRelocation package$238.8k - $318.3k
...partner to the Chief Privacy Office, Compliance, Risk,... ...activities). Incident response and regulatory engagement (cybersecurity and... ...response, strategy, investigation oversight, notification analysis, and... ...objectives. Leadership/Management Competencies: * Proven people...Work at officeRegulatoryFull timeTemporary workLocal areaRelocation package3 days per week- ...Advisory/Fund Formation Associate (3rd–4th Year) Location... ...in its New York office. This is an exciting opportunity... ...operation of private investment funds, as well as legal, regulatory, and compliance matters... ...investors ~ Ability to manage multiple responsibilities...Work at officeRegulatory
- ...development firm that develops, invests, constructs, and manages properties with... ...in NYC with direct oversight of a portfolio of assets... ...Monitor compliance with regulatory programs associated with individual properties... ...in Microsoft Office Suite, including the ability...Work at officeRegulatory
$159k - $223k
...VP, Alternative Investments Accounting, you will... ...and asset managers to ensure the accuracy... ...provide strategic oversight of and hold... ...oversight of two associates and a third-party... ...Investment Front Office on new investment... ...contractual and regulatory requirements Support...Work at officeRegulatoryFull timeShift work3 days per week$135k - $200k
...and agility. This means investing in talent,... ...will work at an MUFG office or client sites four days... ...This individual may have oversight of a small team of junior... ...the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...Work at officeRegulatoryFull timeLocal areaRemote work$170k - $210k
...agility. This means investing in talent,... ...work at an MUFG office or client sites four... ...underwriting, and portfolio management, as well as... ...for the oversight of a portfolio of... ...sources, corporate, regulatory and industry risk... ...National Futures Association (NFA). The major...Work at officeRegulatoryFull timeLocal areaRemote work- ...role of Chief Administrative Officer (CAO). Reporting to the President... ..., the CAO will oversee and manage essential support services... ...safety standards, and other regulatory requirements.TechnologyLead the... ...proper plans for future growth, oversight, protocols, performance...Work at officeRegulatoryPermanent employmentLocal area
$90k - $120k
Asset Management Associate - Multifamily and Commercial New York, NY We are... ...affordable multifamily, office, retail, and mixed-use properties... ..., including operations, regulatory matters, capital projects,... ...projects under regulatory oversight. Demonstrated systems and...Work at officeRegulatoryFor contractorsLocal area$110k - $145k
...transforming the retirement investment landscape and is... ...valuation advisor.Recalculate management and incentive fees to... ....Contribute to the oversight of the third-party tax... ...to comply with regulatory requirements.Contribute... ...role will work in the office Monday-Thursday, with...Work at officeRegulatoryFull timeRemote work$100k - $150k
...a wide range of investment banking, securities, investment management and wealth management... ...more than 1,200 offices in 43 countries.... ...seeking a Senior Associate/Vice President to... ..., trading, and regulatory use casesPartner... ...OversightProvide oversight and escalation support...Work at officeRegulatoryContract workTemporary workWorldwide$185k - $250k
...must be willing to work from NYC Office(hybrid Setup) About the Role... ...Chief Operating Officer (COO) to design, scale, and run our... ...Operating System: Design and manage the company’s strategic planning... ...Compliance functions to embed regulatory, contractual, privacy, security...Work at officeRegulatory$145k - $185k
...President to join the Liquidity Risk Oversight team within the Treasury Risk Management group. The Treasury Risk... ...expertise in liquidity risk management, regulatory frameworks, and stress testing,... ...Interact with colleagues in Tokyo Head Office and in other regions (i.e., EMEA,...Work at officeRegulatoryLocal areaImmediate startWork from home$85k - $100k
...Consulting Differently The Associate position is a full-... ...workforce challenges, regulatory and enforcement... ...across strategy, revenue management, operational excellence... ...budgetary and payment oversight, project management recommendations... ...in smaller offices like Tampa and...Work at officeRegulatoryFull timeWork experience placementInternshipLocal areaRemote work3 days per week$180k - $200k
...the Chief Financial Officer (CFO) and Executive Vice... ...strategic financial management. The Vice President... ...forecasting, effective audit, investment, and finance... ...funding cycles. Grant Oversight and Nonprofit Financial... ...standards, regulatory requirements, and funder...Work at officeRegulatory$120k - $140k
...across 13 states under management and more than 600 employees... ...Asset Management Associate responsible for the ongoing oversight and performance management... ...-term financial health, regulatory compliance, and operational... ...employees working in the office Monday through Wednesday...Work at officeRegulatoryTemporary workLocal areaRemote work- ...Chief Operating Officer and partnering closely... ...while supporting investment in mission-driven... ...to the CEO, COO, senior leadership... ...Treasury & Cash Management Lead enterprise... ...executive oversight of accounting operations... ..., and other regulatory filings. Ensure...Work at officeRegulatoryTemporary workRemote work2 days per week3 days per week
$250k - $275k
We are looking for an Investment Banking Operations Officer to join our Investment Banking... ...development, business management, and operational excellence... ..., including budget oversight, revenue tracking, headcount... ...Compliance and Legal to support regulatory requirements, supervisory...Work at officeRegulatoryTemporary workWorldwide$165k - $275k
...Finance-Wide Audit and Control Oversight lead serves as a key senior... ...to effective risk management, regulatory compliance, and continuous... ...Operations, Chief Accounting Officer, Finance Management and Finance... ...by offering a wide range of investment banking, securities, wealth...RegulatoryTemporary work- ...Our client, a well-established single-family office in New York City, is seeking a Group Head of... ...role oversees strategic financial planning, investment reporting, accounting oversight, cash flow management, and regulatory compliance for a sophisticated and […] #J-18...Work at officeRegulatory
$110k - $145k
...candidate will additionally manage all fund accounting... ....Provide oversight of fund administrators... ...positions and liquidity of investments, reconciliations, and... ...fund docs as well as regulatory filings and requirements... ...role will work in the office Monday-Thursday, with...Work at officeRegulatoryFull timeRemote work$95k - $120k
...client is a bank. They seek a Senior Associate to join their Manhattan, NY office.ResponsibilitiesPrepare financial... ...reports and analysis for management, headquarters, treasury, and corporate... ...business decisionsCompile regulatory reports and ensure accurate reporting...Work at officeRegulatoryLocal areaRemote work$100k - $160k
...Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range... ...headquartered in New York and maintains offices in London, Frankfurt, Tokyo,... ...events, industry trends and regulatory environment Salary Range The expected...Work at officeRegulatoryFull timeTemporary workPart time- Redding Ridge Asset Management is seeking an Associate to join the COO team focusing on Strategy & Business Management. The role blends financial modeling... ...partnering with Finance, Legal, Operations, Tech, and Investment teams to scale the business globally. #J-18808-...Work at office
$215k - $290k
...Information Security & Risk Oversight Lead Location New York... ...of Defense, the Chief Risk Office and reporting directly to our... ...intersection of technology, risk management, cybersecurity, governance,... ...control frameworks, and regulatory expectations. * Partner closely...Work at officeRegulatoryTemporary workFor contractorsWork experience placement$150k - $225k
Our client is an investment advisor. They seek a Senior Reporting Associate to join their Manhattan, NY office.ResponsibilitiesAnalyze and communicate... ...to managementMaintain and manage a comprehensive investment... ...investor, management, and regulatory reports, along with cash...Work at officeRegulatoryRemote work- ...shape how strategic asset management and insurance clients... ...alignment with regulatory, KYC, legal, risk, and... ...related credit portfolio oversight including underwriting... ...required.Strong Microsoft Office skills including Excel... ...we are a leader in investment banking, consumer and...Work at officeRegulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Oversight and Management - Investment Management, Office of COO - Associate. Be the first to apply!
- chief operating officer in remote New York, NY
- coo non profit New York, NY
- chief operating officer healthcare New York, NY
- coo New York, NY
- executive vice president New York, NY
- chief administrative officer New York, NY
- chief operating officer - coo New York, NY
- chief operating officer - health plan New York, NY
- chief operating officer New York, NY
- senior associate architect New York, NY

