Senior Compliance Advisory Manager
Stifel Financial Corp.
Stifel is seeking a Compliance Assistant Manager-Advisory Services to oversee the advisory compliance program. You will lead and mentor analysts, drive process improvements, and ensure adherence to SEC/FINRA requirements. The role requires strong knowledge of the Investment Advisers Act and related regulations, with a focus on risk management and cross‑functional collaboration across Compliance and the Firm. #J-18808-Ljbffr Stifel Financial Corp.
Vacancy posted 2 days ago
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