Senior Compliance Advisory Manager
Stifel, Incorporated
Stifel, Incorporated is seeking a Compliance Assistant Manager‑Advisory Services to oversee daily administration of the advisory compliance program, mentor staff, and manage cross‑functional initiatives. You will ensure adherence to SEC/FINRA rules and firm policies while guiding analysts through complex responsibilities. The role requires 8+ years in compliance within financial services, a bachelor’s degree, and Series 65/66 or the ability to obtain it within a year. #J-18808-Ljbffr Stifel, Incorporated
Vacancy posted 7 hours ago
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