Compliance Assistant- Newport Beach, CA
$30 - $36 per hourMerit Personnel & Consulting
Location: Newport Beach, CA (onsite required) Rate: $30-36/hr (Contract [6mo.] to Hire)
RESPONSIBILITIES:
The Compliance Assistant position is a 6-month commitment. Responsibilities are expected to include: Review daily surveillance reports of firm transactions Perform forensic reviews of market-abuse and e-surveillance alerts Follow-up with trade floor personnel on report outliers and escalate potential issues as appropriate to members of Surveillance team Assist compliance personnel with various projects and ad hoc tasksREQUIREMENTS:
Undergraduate degree, preferably with a major in Business, Economics, Finance, or related field General understanding of bonds, equities and derivatives 1-2 years of previous compliance preferred not required, including experience in monitoring firm trading Technical aptitude with Microsoft Excel, including Excel formulas (e.g., vlookups, Pivot tables), Word and Powerpoint Ability to work in a self-directed manner, proactively identifying issues and being solution-oriented Take initiative to lead projects and follow-up on outstanding items Strong organizational and analytical skills, high attention to detail, and problem solving ability Be highly communicative regarding project progress, and escalate any challenges/bottlenecks Have a high degree of discretion and ability to safeguard confidential information Have a strong sense of integrity, behaving consistently with expressed values and ethical principles of the firm. #J-18808-Ljbffr Merit Personnel & ConsultingVacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Assistant- Newport Beach, CA in New York, NY vacancy
- A consulting firm is looking for a Compliance Assistant for a 6-month contract in Newport Beach, CA. The role involves reviewing surveillance reports, performing forensic market-abuse alerts, and supporting compliance projects. Candidates should have an undergraduate degree...SuggestedContract work
- ...Job Overview We’re looking for a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. You’ll ensure the company remains compliant with internal procedures and external regulations. Responsibilities Review documentation for compliance...Suggested
Surprise Insights
New York, NY5 days ago - ...Academy Bus is looking for a candidate with a sense of urgency and eye for detail to fill the Compliance Assistant position. We are seeking an organized individual who can multi‑task in a fast paced environment. Our Compliance Assistant will aid in the accuracy of our...Suggested
Academy Bus
Hoboken, NJ3 days ago $20 per hour
...ventured back startup that provides best-in-class cybersecurity and compliance. Our software and services simplify complex compliance... ...looking for a highly organized and detail-oriented Compliance Assistant to join our team in an entry-level capacity. This is a hands-on...SuggestedHourly payFull timeApprenticeshipWork experience placementWork at officeAchilleion
New York, NY5 days ago- ...We’re searching for a reliable Remote HIPAA Compliance Assistant to join New Paradigm Staffing, supporting healthcare organizations with privacy, documentation, and compliance monitoring tasks. This role is ideal for someone interested in the regulatory side of healthcare...SuggestedRemote work
New Paradigm Staffing
New York, NY2 days ago - ...gender identity, disabilities, or protected veteran status. Specific Job Functions Assist in the drafting of Asset Classification Line Cards on a quarterly basis, subject the Compliance Officer’s final review. Attend the Asset Classification Committee Meeting as an invitee...Local area
Cross County Savings Bank
Middle Village, NY5 days ago - ...CONSRUCTION SCHEDULER III - WORK LOCATION: LOS ANGELES, CA NO H1B VISA SPONSORSHIP PROVIDED Public Works, Project Management Division... ...reports, meeting minutes, memos, and letters. Experience in assisting project team to keep management informed on project progress. Scope...Full timeContract workFor contractorsH1bWork at officeVisa sponsorshipFlexible hoursShift work
PMCS Group
New York, NY5 days ago - Fisher & Phillips LLP is seeking a full-time California Licensed Legal Secretary to support a team of attorneys. This remote position involves managing court filings, maintaining organized files, and drafting legal documents. The successful candidate will have at least ...Remote jobFull time
$220k - $270k
Head of Monitoring & Surveillance Compliance Officer - Director, CA CIB Americas (New York, NY) Summary: The Head of Monitoring and Surveillance Americas will oversee the electronic and voice communications of the Firm's employees, in addition to trade surveillance review...Work at office- NYC Administrative and Executive Assistants (85-120K) Administrative Assistant/ Executive... ...Description: Locations: New York, NY Newport Beach, CA Austin, TX Responsibilities: Calendar... ...obtain policy exception approvals and compliance pre-approvals Processes monthly detailed...
$19.44 - $22.5 per hour
Cinfed Credit Union is seeking an AML Compliance Assistant to join our Oakley Headquarters in Cincinnati, Ohio. This position offers a starting rate between $19.44 and $22.50 per hour, with 30 days of paid training and generous benefits including a 401K match and health...Hourly pay- Post Holdings, Inc. is seeking a Safety Assistant in Kentucky to support workplace safety programs and compliance efforts. This role includes managing safety records, facilitating training, and conducting audits to ensure adherence to safety regulations. The ideal candidate...
$19.44 - $22.5 per hour
...has an impact on our members' lives, and we are here to help them reach their financial goals. Cinfedis searching for an AML Compliance Assistant based at our Oakley Headquarters , in Cincinnati, Ohio. What we have to offer: A starting rate of $19.44 to $22.50 per...Hourly payLive in- Kiona Foundation, a nonprofit committed to pediatric cancer research, seeks a volunteer IRB & Compliance Assistant to support compliance and documentation needs. This remote position requires commitment of 5-8 hours/week. Responsibilities include compiling IRB submissions...Remote job
- ...Compliance Executive Assistant As a leading, global financial information services provider, Fitch Group delivers vital credit and risk insights, robust data, and dynamic tools to champion more efficient, transparent financial markets. With over 100 years of experience...Temporary workWork at officeImmediate start3 days per week
$22 - $27 per hour
Atlas Search is looking for a highly organized Human Resources Assistant consultant to join their team in Westchester County, NY. This position is essential for supporting talent acquisition and ensuring compliant hiring practices. The role requires a Bachelor’s degree...Hourly payWork at office$55k - $65k
...Attorney Compliance Assistant As a leading international law firm, we are dedicated to excellence through impactful communication, collaboration, and community involvement. Our company culture has earned us one of the "100 Best Companies to Work For" for 27 consecutive...Work at officeLocal area$60k - $70k
...York City, Greenville, SC, and Huntington Beach, CA — is powered by a dynamic team of... ...onboarding/offboarding of LifeMD providers Assist LifeMD providers with any ancillary credentialing... ...knowledge of healthcare regulations and compliance requirements Proficiency and ability to...Temporary work- ...Leasing and Compliance Assistant Summary Description Reporting to the Director of Leasing and Compliance, the Leasing and Compliance Assistant is responsible for assisting the Leasing and Compliance Department with general administrative and office support in...Permanent employmentContract workWork at office
West Side Federation for Senior and Supportive Housing
New York, NY4 days ago $130k - $200k
...available at . Follow @blackstone on , , and .**Job Description & Responsibilities:**The Tax Assistant Vice President will provide domestic and international investment and tax compliance support for Blackstone’s Multi-Asset Investing (“BXMA”) funds. This individual will...Local areaFlexible hours$18 per hour
Cacheflow is seeking a Part-Time Fleet & Administrative Assistant in Moonachie, NJ to support fleet operations. The role involves managing toll violations, vehicle registrations, and maintaining accurate records while working closely with the local facility team. This part...Hourly payPart timeLocal area- The NYC Department of Health and Mental Hygiene is seeking an Assistant Chief Integrity and Standards Officer for the Office of Chief... ...have a law degree, and experience in legal practices, ensuring compliance and integrity within the agency’s operations. This role offers...Work at office
$77.67k - $94.93k
...Compliance Administrator US-NY-New York Job ID: 2026-15749 Type: Office of the Vice Provost for Research (WS1763) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Compliance Administrator collaborates with compliance offices...Work experience placementWork at officeARMA International
New York, NY2 days ago- A Trucking Safety Compliance Assistant , supports a company’s safety and regulatory compliance programs, ensuring adherence to federal, state, and industry safety standards while maintaining accurate, audit-ready records. Role Overview This position is ideal for a detail...Full timeTemporary workWork at officeMonday to Friday
$50k - $60k
...Compliance Administrator A leading home care agency is seeking a detail-oriented and highly organized Compliance Administrator to ensure operational, regulatory, and documentation standards are met across the organization. This full-time, in-office role involves close...Full timeWork at officeBHIRED
Brooklyn, NY5 days ago$100k - $125k
Job Overview SFM is seeking a highly organized and proactive professional to join the Legal and Compliance Department as an Executive Assistant and Operations Coordinator. This individual will provide day-to-day support to the General Counsel/Chief Compliance Officer (GC...Work at office- Date: May 22, 2026 Location: Ellabell, GA, US Global Trade Assistant Manager (FTA) The Global Trade Assistant Manager (FTA) supports... ...HMGMA’s supply chain by ensuring accurate documentation and full compliance with U.S. Free Trade Agreement requirements, including USMCA...Work at office
- BVA Bear's IT Solutions is hiring an Administrative & Compliance Coordinator to manage all compliance, documentation, and administrative functions supporting City Council engagements. This role involves ensuring adherence to the City's Professional Services Small Order...Remote job
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent... ...Form ADV, 13F, PF, CFTC filings) Assist with proxy voting oversight Review...Fernridge Group
New York, NY3 days ago- A leading financial institution is seeking a Junior Compliance Analyst / Administrative Assistant in New York City. This entry-level role involves supporting compliance and operational risk management, maintaining important documents, and assisting with KYC and FATCA procedures...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Assistant- Newport Beach, CA. Be the first to apply!
Related searches
- compliance administrative assistant New York, NY
- compliance administrator New York, NY
- compliance reviewer New York, NY
- vp compliance New York, NY
- regulatory affairs consultant New York, NY
- regulatory affairs New York, NY
- compliance audit New York, NY
- regulatory compliance specialist New York, NY
- pharmaceutical regulatory affairs New York, NY
- export compliance New York, NY