Senior Compliance Examiner — Financial Regulations Expert
$72.24k - $130kFederated Hermes
A financial services firm is seeking a Sr. Compliance Examiner in Chicago, IL to implement their compliance program for their advisory business. Candidates should have at least a Bachelor's degree and 5 years of experience in compliance. The role involves monitoring portfolios and drafting disclosures. This position offers a salary range of $72,240 - $130,000 along with comprehensive benefits including medical, dental, and 401(k). #J-18808-Ljbffr Federated Hermes
$200k - $258.6k
Old National Bank seeks a Senior Counsel to provide strategic legal support in Chicago, focusing on banking regulations and compliance. The ideal candidate will have over 10 years of legal experience, preferably in the financial sector, and will be responsible for advising...FinancialSenior- ...Senior Product Sustainability Expert Assent is the leading AI native platform for supply... ...chain sustainability and compliance, trusted by complex... ...for Sustainable Products Regulation (ESPR) including digital... ...leave days and more. Financial Benefits: It's not all about...FinancialSeniorFlexible hours
- ...water technology company in Chicago seeks to enhance its trade compliance team. In this role, you will manage customs documentation, conduct audits, and ensure compliance with international trade regulations. Ideal candidates have 5+ years in trade compliance and a...Senior
$72.24k - $130k
...have an exciting opportunity for Sr. Compliance Examiner in the Compliance Department in Chicago... ...and procedures and federal securities regulation. The Sr. Compliance Examiner will assist... ...which includes experience with financial services organizations in compliance,...FinancialSeniorContract workFor contractorsLocal areaVisa sponsorship$85k - $200k
...clinical operations. This role focuses on complex investigations, compliance evaluation, and project management within healthcare disputes... ...with a strong grasp of clinical terminology and health regulations. Excellent communication skills and proficiency in Excel, Word...SeniorRemote job$52k - $64k
...serving small- and medium-sized businesses, financial sponsors and consumers. Byline Bank has... ...and/or other program related compliance functions. General compliance or operational... ...other status protected by the laws or regulations in the locations where we operate. Byline...FinancialBank staffLocal areaRemote work$84k - $105k
...At Early Warning, we've powered and protected the U.S. financial system for over thirty years with cutting-edge solutions like Zelle,... ...drug screen Preferred Qualifications Certified Fraud Examiner (CFE) certification or similar credential is a plus Ability...FinancialSeniorHourly payWork at officeImmediate startVisa sponsorshipWork visaFlexible hours$144k - $180k
A leading insurance firm in Chicago is seeking a Senior Manager of SEC Reporting to oversee the preparation and filing... ...This role will lead the SEC Reporting team, ensuring compliance with U.S. GAAP and SEC regulations while collaborating with multiple departments. The...Senior$89k - $142k
Woodward HRT/MPC in Niles, IL is seeking a Trade Compliance Specialist. In this role, you will manage compliance with U.S. government regulations regarding export and import transactions, ensuring adherence to ITAR, EAR, and other relevant regulations. Your expertise will...Senior- ZenaTech Inc. is seeking a Senior Accountant to ensure financial reporting integrity in compliance with U.S. GAAP and SEC regulations. This role leads the preparation of external financial statements and supports audits, requiring an active CPA and a strong accounting...FinancialSenior
- ...Senior Compliance Specialist A financial services enterprise that owns and operates a network of industry-leading... ...adherence to Client and SEC regulations, maintain compliance policies and procedures, support regulatory examinations, and assist with firm-wide compliance...FinancialSenior
$80k - $120k
Senior Tax Accountant - Insurance - Chicago - Hybrid A well-established Insurance... ...to support corporate tax compliance, reporting, and financial analysis across multiple entities.... ...inquiries Research and interpret new tax regulations and communicate business impact Support...FinancialSenior- A global financial services leader is seeking a tax consultant for their Business Tax Advisory practice. In this role, you... ...within a team environment. You will assist clients with tax compliance, interpret regulations, and conduct analyses to enhance their operations. Ideal...FinancialSenior
- ...Reporting. This role focuses on maintaining compliant and scalable financial reporting processes amid evolving production complexities and regulations. You will partner with Operations and Compliance to ensure all federal manufacturing regulatory reports are accurate...FinancialSenior
$75k
A financial services firm in Chicago is seeking a BSA/AML Compliance Analyst to conduct transaction monitoring and reporting. The ideal candidate has over 5 years... ...customer transactions and adhering to BSA/AML regulations. A certification like CAMS or CRCM is preferred...FinancialSenior$119.77k - $140.9k
...customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and... ...excel at—all from Day One. Job Description Conducts field examinations of prospective and existing asset-based lending customers in...FinancialSeniorTemporary workWork experience placementWork at officeLocal area3 days per week- An established financial advisory firm in Chicago seeks a Tax Senior to oversee tax compliance, manage projects, and mentor associates. Candidates should possess a Bachelor... ...tax returns, and ensuring compliance with regulations. This position offers competitive salary...FinancialSenior
$70k - $85k
...Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with... ..., and best practices Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies...FinancialSeniorWork experience placementWork at officeRemote work- ...team, you'll work alongside the senior tax director in leading the... ...in strategic work, compliance, investor communications, process... ...proven tax experience in the financial services industry (mix of public... ...partnership taxation, RICs (regulated investment companies), C-corps...FinancialSeniorFlexible hours
$210k
RK Partners is seeking a Senior Tax Manager to establish and grow their tax services department, prepare... ...audit support. You will work closely with financial advisors to ensure compliance with tax laws and regulations. The ideal candidate has over 5 years of tax compliance...FinancialSenior- ...Job Description A financial services enterprise that owns and... ...financial advisors is seeking a Senior Operations Specialist to... ...maintenance, and regulatory compliance. This role partners with advisors... ...knowledge of Client and SEC regulations, particularly in an...FinancialSenior
$143.65k - $191.52k
...Senior Manager, Enterprise Risk The Enterprise Risk Department operates as an independent... ...effective management of all business, financial, and non-financial risks faced by the... ...American Clearing houses in engagements with regulators or other external stakeholders...FinancialSeniorFull time- A prominent financial firm in Chicago seeks a motivated private funds attorney to join its Fund Legal and Compliance team. This role involves providing legal support on fund formation... ...experience, strong familiarity with regulations, and excellent communication skills. The...FinancialSenior
$160k - $200k
A financial institution based in Chicago is seeking a VP BSA Operations Manager to oversee effective compliance with AML regulations and manage customer due diligence functions. The role demands 7-10 years of banking experience along with strong leadership and communication...FinancialSenior$160k - $222k
...Senior Manager, External Financial Reporting & SEC Compliance Location: Las Vegas, NV (Onsite - Relocation Required) Compensation: $160,000 - $222,000 base... ...is partnering with a large, publicly traded, regulated infrastructure organization to identify a Senior...FinancialSeniorFull timeRelocation$80k - $90k
Supplied Talent is seeking an experienced Senior Accountant in Chicago, IL, to support financial operations and report directly to the CFO. This hands-on role requires significant expertise in general ledger management, financial reporting, and month-end processes within...FinancialSenior$76.2k - $151k
Crowe is seeking a Senior Consultant for its Forensic Consulting Group in Chicago, Illinois. This role involves assisting in the investigation... ...business cases, providing litigation support, and performing financial record reviews. Candidates should hold a Bachelor’s degree in...FinancialSenior- ...involves generating invoices and ensuring accurate billing in compliance with guidelines. Candidates should have at least three years of... ...is a unique opportunity to contribute to a leading firm’s financial operations, working closely with attorneys, and maintaining essential...FinancialSenior
$149k - $170k
...Senior Business Banker - Chicago Market The Senior Business... ...One's credit policy, ensuring compliance while effectively evaluating... ...inclusive set of health, financial and other benefits that support... ..., state, and local laws and regulations regarding criminal...FinancialSeniorFull timePart timeLocal area$80k - $153k
...non-discrimination testing, benefit statements and compliance Training and assisting Analysts to ensure the continued... ...securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including...FinancialSeniorWork from home
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