Senior Compliance Examiner — Financial Regulations Expert
$72.24k - $130kFederated Hermes
A financial services firm is seeking a Sr. Compliance Examiner in Chicago, IL to implement their compliance program for their advisory business. Candidates should have at least a Bachelor's degree and 5 years of experience in compliance. The role involves monitoring portfolios and drafting disclosures. This position offers a salary range of $72,240 - $130,000 along with comprehensive benefits including medical, dental, and 401(k). #J-18808-Ljbffr Federated Hermes
$72.24k - $130k
...have an exciting opportunity for Sr. Compliance Examiner in the Compliance Department in Chicago... ...and procedures and federal securities regulation. The Sr. Compliance Examiner will assist... ...which includes experience with financial services organizations in compliance,...FinancialSeniorContract workFor contractorsLocal areaVisa sponsorship- ...water technology company in Chicago seeks to enhance its trade compliance team. In this role, you will manage customs documentation, conduct audits, and ensure compliance with international trade regulations. Ideal candidates have 5+ years in trade compliance and a...Senior
- PROENERGY is seeking a Senior Accountant, Financial Reporting to enhance and streamline financial reporting processes. You will draft all external financial reports while ensuring compliance with deadlines. The ideal candidate needs a bachelor's degree in Accounting and...FinancialSenior
- ..., Illinois, is searching for a detail-oriented Senior Accountant to support accounting operations for... ...and CPG businesses. This role emphasizes GAAP-compliance, with responsibilities in inventory accounting and financial close processes. The ideal candidate has 4-6 years...FinancialSenior
$85k - $200k
...clinical operations. This role focuses on complex investigations, compliance evaluation, and project management within healthcare disputes... ...with a strong grasp of clinical terminology and health regulations. Excellent communication skills and proficiency in Excel, Word...SeniorRemote work$148.19k - $246.98k
.... Director, Strategic Sales Expert The Sr. Director, Strategic... ...reduces risk, and improves financial performancewhile ensuring... ...gaps in inventory visibility, compliance risk, and operational inefficiencies... ...with applicable laws and regulations. We are an Equal...FinancialSeniorWork experience placementLocal areaRemote workRelocation packageFlexible hours- ...Investment Bank . U.S. Based Financial Services Company.... ...certain of which are where this Examiner position may also be based.... ...operating procedures to ascertain compliance with Firm policies and procedures... ...(SRO) Rules and Regulations. Follow a set of modules assigned...FinancialPermanent employmentFull timeWork experience placementWork at office
$84k - $105k
...At Early Warning, we have powered and protected the U.S. financial system for over thirty years with cutting‑edge solutions like Zelle... ...Background and drug screen. Preferred Qualifications Certified Fraud Examiner (CFE) certification or similar credential is a plus. Ability...FinancialSeniorHourly payWork at officeImmediate startVisa sponsorshipWork visaFlexible hours- ZenaTech Inc. is seeking a Senior Accountant to ensure financial reporting integrity in compliance with U.S. GAAP and SEC regulations. This role leads the preparation of external financial statements and supports audits, requiring an active CPA and a strong accounting...FinancialSenior
- ...Senior Compliance Specialist A financial services enterprise that owns and operates a network of industry-leading... ...adherence to Client and SEC regulations, maintain compliance policies and procedures, support regulatory examinations, and assist with firm-wide compliance...FinancialSenior
- TwinThread is seeking a Senior Home Lending Advisor in Chicago, Illinois, to lead clients in homeownership dreams by being... ...process. This role entails guiding a motivated team, ensuring compliance with regulations and providing personalized customer experiences. You will...Senior
- ...alerts, developing detection strategies, and ensuring compliance with AML/KYC, sanctions, and related regulations. You will collaborate with multiple departments... .... Ideal candidates have 1-3 years in fraud or financial crimes investigations, a college degree, and strong...FinancialWork at office
- ...is seeking an Asset Based Lending Field Exam Associate in Chicago, IL, to bolster Risk Management and Compliance efforts. This role involves analyzing client financial data, verifying inventories, and preparing reports. Candidates should possess strong analytical skills...FinancialSenior
- ...Job Description A financial services enterprise that owns and... ...financial advisors is seeking a Senior Operations Specialist to... ...maintenance, and regulatory compliance. This role partners with advisors... ...knowledge of Client and SEC regulations, particularly in an...FinancialSenior
$141.8k - $212.8k
IDEX Corporation is looking for an International Tax Senior Manager in Chicago, Illinois. The role involves overseeing international tax compliance and financial reporting, ensuring adherence to regulations. A successful candidate will have over 8 years of international...FinancialSenior- ...seeking an Asset Based Lending Field Exam Associate in Chicago, IL. In this role, you will analyze client accounts receivable and financial performance, preparing necessary reports. Qualified candidates should have a BS in Accounting, Finance, or Economics and a minimum...FinancialSeniorNight shift
- ...Reporting. This role focuses on maintaining compliant and scalable financial reporting processes amid evolving production complexities and regulations. You will partner with Operations and Compliance to ensure all federal manufacturing regulatory reports are accurate...FinancialSenior
- A global financial services leader is seeking a tax consultant for their Business Tax Advisory practice. In this role, you... ...within a team environment. You will assist clients with tax compliance, interpret regulations, and conduct analyses to enhance their operations. Ideal...FinancialSenior
- An established financial advisory firm in Chicago seeks a Tax Senior to oversee tax compliance, manage projects, and mentor associates. Candidates should possess a Bachelor... ...tax returns, and ensuring compliance with regulations. This position offers competitive salary...FinancialSenior
- ...The Senior Accountant will play a critical role in maintaining the accuracy and integrity of the firm’s financial records, supporting regulatory compliance, and driving process improvements across our accounting... ...with external auditors, regulators, and compliance personnel...FinancialSeniorLocal area
$112k - $210k
A leading financial services institution seeks a Senior Manager for its Compliance Risk Management team in Chicago. The role involves leading a team, overseeing risk... ...evaluations, and ensuring compliance with financial regulations. Ideal candidates will have over 6 years of...FinancialSeniorFlexible hours$125k - $170k
...in Chicago. This role oversees margin activities, ensuring compliance with regulations, and developing strategic initiatives for team performance... ...7+ years of experience in margin management and risk in financial institutions. Competitive packages include a salary range...FinancialSeniorWork at office- ...Schwab Corporation is seeking a Compliance Director in Chicago,... ...Forex Dealer activities. This senior leader will be responsible for... ...candidate has over 10 years in financial services compliance, strong... ...involves engaging with regulators and leading compliance risk...FinancialSenior
- jobr.pro is seeking a Senior Associate for its Product Compliance team in Chicago, IL. This role focuses on ensuring compliance with financial regulations related to payments and credit cards. The position offers a competitive salary starting at $101,000, with additional...FinancialSenior
$140k
...talent acquisition firm seeks a BSA/AML Manager to oversee compliance programs in Oak Brook, IL. The role requires strong leadership in managing the bank's compliance with laws and regulations regarding financial crimes, AML operations, and interaction with law...FinancialSenior$100k - $140k
Coinflow in Chicago is seeking a Senior Merchant Underwriter to critically analyze merchant applications, ensuring compliance with regulations and operational risk appetites. This role... ...4 years of experience in fintech or financial services, alongside strong analytical...FinancialSenior$144k - $180k
Ripple is seeking a Senior Derivative Accountant for its Treasury Managed Services in Chicago, Illinois... ...managing derivative accounting for various financial instruments and preparing necessary documentation for compliance with ASC 815 and IFRS 9. The ideal candidate will...FinancialSenior- ...Global Finance Operations. This role involves overseeing our financial tech stack, primarily using NetSuite and Coupa, and requires strong... ...flexibility in work structure while ensuring robust system administration and compliance. #J-18808-Ljbffr Trading TechnologiesFinancialSenior
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed... ..., and wealth management regulations, and a proven track record...FinancialSenior
- ofi is looking for a Senior Accountant based in Chicago who will ensure the accuracy and integrity of financial reporting. This role leads key aspects of the month-end close process and supports financial reporting across multiple manufacturing locations. The ideal candidate...FinancialSenior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Examiner — Financial Regulations Expert. Be the first to apply!
- latent print examiner Chicago, IL
- fulfillment expert Chicago, IL
- technology expert Chicago, IL
- guest service support expert Chicago, IL
- senior game producer Chicago, IL
- senior robotics software engineer Chicago, IL
- senior java software engineer Chicago, IL
- senior specialist Chicago, IL
- senior director corporate development Chicago, IL
- senior electrical designer Chicago, IL

