Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Charlotte, NC vacancy
- ...Interim Chief Operating Officer (COO) About the Company Mission-driven financial organization... ...0 Categories Financial Services Finance About the Role The Company is... ...experience in strategic planning and execution. A strong background in financial management...OperationsInterim role
- ...Chief Operating Officer (COO) About the Company Globally acclaimed designer & manager... ...Chief Operating Officer (COO) to join its executive leadership team. The COO will be a... ...overseeing enterprise operations, including finance, people and culture, and legal/business...Operations
- ...Broyhill Asset Management is hiring a Chief Operating Officer in Charlotte, NC. This role... ...all non‑investment operations, including finance, accounting, compliance, and operating infrastructure... .... RESPONSIBILITIES LEADERSHIP AND EXECUTION Own all non‑investment activities of the...OperationsPermanent employmentWork at office
Broyhill Asset Management
Charlotte, NC4 days ago - ...candidate will be the senior executive responsible for financial... ...enterprise administration, and operational risk, ensuring the... ...various functions, including finance, accounting, budgeting, grants... ...Hiring Manager Title President and CEO Functions Finance...Operations
- ...Chief Finance & Internal Operations Officer About the Company Nonprofit organization shaping inclusive education for all. Industry... ...overseeing organizational planning and performance. This executive role involves leading teams across finance, HR, IT, and internal...Operations
- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
- ...Executive Vice President, Evidence About the Company Charitable organization focused on bringing resources to developing countries... ...that evidence and cost-effectiveness remain central to its operations. This leadership position demands a professional with a PhD...Operations
- ...Executive Vice President, Projects & Development About the Company Dynamic real estate management... ...with other business leaders to drive operational excellence, participate in business... ...and a proven track record in project finance and underwriting large capital...Operations
- ...customers across multiple markets.The company operates in a decentralized, multi-business-unit... ...across field leadership, operations, finance, HR, legal, and external partners.Backed... ...company readiness.Partner closely with executive leadership, legal counsel, auditors, and...OperationsWork at officeRemote work
- ...Regional peers and functional leaders within the Division to execute WillScot's company objectives. The VP, General Manager is accountable... ...to drive growth. The position is also accountable for all operational execution within the Region, including safety performance,...OperationsLocal area
WillScot
Charlotte, NC5 days ago - ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech... ..., planning, and executing day-to-day operational compliance activities. The ideal... ...particularly within the Fintech or digital finance sector, is highly valued. The role...
- ...Executive Assistant, Provost & Vice President for Academic Affairs About the Company Prominent university providing top-tier health & medical education... ...Assistant will work closely with the Director of Operations to execute operational processes, coordinate...OperationsWork at officeShift work
- ...Executive Vice President of Sales About the Company Luxury interiors and design media brand spanning print, digital, events, and custom... ...a high-performing sales organization, overseeing revenue operations, and representing the company at key industry events. Applicants...Operations
- ...Vice President, Accounting & Finance About the Company Internationally recognized medical society for... ...Finance to serve as its lead financial executive. The successful candidate will be... ...a high-volume accounting operation, managing a significant operating budget...Operations
- ...Vice President, Field Finance About the Company Top-tier healthcare company Industry Hospital & Health Care Type Privately Held... ...successful candidate will be responsible for providing operational finance leadership, with a strong preference for those who...Operations
- ...Vice President, Accounting About the Company Innovative drone platform... ...financial reporting, accounting operations, internal controls, tax, treasury... ...audit readiness. This senior finance leadership role demands a hands-on executive with a strategic mindset, capable...OperationsRemote work
- ...Senior Vice President of LIHTC Asset Management About the Company Leader in the LIHTC... ...opportunities for portfolio growth and operational efficiency, providing mentorship to the... ...from a diverse range of candidates. Functions Operations Finance ConfidentialOperations
- ...Senior Vice President of Finance & Operations About the Company AI-driven prescriptive analytics platform for healthcare technology (HealthTech... ...cross-functional processes. This role requires a seasoned executive with a minimum of 12 years' experience in business...Operations
- ...Vice President of Reinsurance Operations About the Company Nationally recognized insurance company Industry... ...Savings & Investing Finance About the Role The Company is... ...also be expected to have a strong executive presence, thought leadership, and experience...OperationsContract work
- ...Vice President, Treasury About the Company Industry-leading mortgage lender Industry... ...successful candidate will be a strategic finance leader with a strong background in... ...overseeing the organization's treasury operations, cash management, liquidity planning, and...Operations
- ...Senior Vice President, Treasury About the Company International publicly... ...treasury function. This executive will be at the forefront of the company's financial operations, with a focus on liquidity management... ..., credit facilities, project finance, capital markets activity,...Operations
- ...Vice President, Sales Operations About the Company Innovative provider of leave management software... ...aspects of the sales organization. This executive role is pivotal in driving the go-to... ...a Bachelor's degree in business, finance, or a related field, with an MBA...Operations
- ...Vice President of General Liability Claims About the Company Fast-growing organization... ...Services Insurance Brokerage Finance Information Technology & Services... ...customer-centric approach, a focus on operational efficiencies, and a commitment to fostering...Operations
- ...Vice President of Finance About the Company Leading PE-backed wholesale distribution platform with multi-site operations approaching $1B+ revenue. Industry Wholesale Type Privately... ...financial packages to the executive team and stakeholders. The VP of...Operations
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President of Administration, Finance & Operations About the Company Esteemed private Catholic college Industry Higher Education Type... ...excellence for continued growth and innovation. This executive leadership position demands a professional with a deep...Operations
- ...Vice President, Financial Planning & Analysis About the Company... ...and financial analytics. This executive will be a trusted strategic... ...financial sustainability, and operational excellence. Key responsibilities... ...of 10 years' of healthcare finance experience, including at...Operations
- ...Vice President, Applied AI Growth, Healthcare Markets About the Company... ...Management Consulting Operations Management Information Technology... ...platforms healthcare finance & accounting insurance... ...a senior client-facing executive who can lead the design and...Operations
- ...Vice President, Privacy About the Company Expanding investment management... ...Categories Investing Finance Financial Advisers... ...people team, marketing, and executive leadership to ensure that privacy... ...'s business strategy and operations. Key responsibilities for...OperationsWork at office
- ...Vice President, AI Transformation & Operational Excellence About the Company Industry-leading provider of cloud... ...Enterprise Resource Planning Finance QuickBooks E-Commerce Enterprise... ...be responsible for owning and executing the transformation strategy,...OperationsShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- coo non profit Charlotte, NC
- chief operating officer healthcare Charlotte, NC
- coo Charlotte, NC
- executive vice president Charlotte, NC
- chief administrative officer Charlotte, NC
- chief operating officer - coo Charlotte, NC
- chief operating officer Charlotte, NC
- hotel operations intern Charlotte, NC
- operations support technician Charlotte, NC
- aviation operations Charlotte, NC