Broker-Dealer Regulatory Reporting Specialist
Skill
Aquent Talent is seeking a regulatory reporting professional for a temporary role with a leading financial services firm. You will support critical financial and operational regulatory filings, including SEA Rule computations and FOCUS reviews, ensuring accuracy and regulatory compliance. The role emphasizes collaboration across stakeholders, attention to detail, and the ability to operate independently in a fast-paced environment. #J-18808-Ljbffr Skill
$38.27 - $42.53 per hour
...to maintaining the highest standards of regulatory compliance and operational excellence,... ...critical financial and operational regulatory reports. This is an exciting opportunity to... ...support the operational integrity of a broker-dealer and a futures and foreign exchange...SuggestedHourly payTemporary workRemote work$110.64k - $136.46k
...About the Role: The Compliance Manager, Broker-Dealer & Investment Adviser is an essential... ...the Gusto Retirement Compliance Team, reporting to the Compliance Lead (Director). This... ...validated, and the program evolves alongside regulatory expectations. About the Team:...SuggestedFull timeWork at officeLocal area2 days per week3 days per week- Aquent is seeking a highly capable regulatory reporting professional to join a leading financial services firm in the Denver area. You will... ..., filing, and review of regulatory reports for a broker-dealer and a futures/FX entity, ensuring accuracy and compliance...Suggested
- Cornerstone Servicing in Englewood, CO is seeking an Investor Reporting Analyst to prepare investor reports and remittances for a range of investors and PSAs. The role supports complex private securities and oversight of agency portfolios. The ideal candidate has 1-3 years...Suggested
- ...Technicians Needed for a High Volume Automotive Dealer We are seeking automotive technicians of all skill levels to join our growing... ...and/or nature of the offense. If an offense found on the reports is in violation of the ClearShift policies, the new hire will receive...SuggestedWeekend workAfternoon shift
- ...Regulatory Reporting Analyst (Contract) Location: Lone Tree, CO (On-site 4 days per week) Duration: 9 Months About the... ...support financial and regulatory reporting activities for broker-dealer operations. This role is part of the Corporate Controller...Contract work
- ...Compliance Manager, Broker-Dealer & Investment Adviser The Compliance Manager, Broker-Dealer... ...the Gusto Retirement Compliance Team, reporting to the Compliance Lead (Director). This... ..., and the program evolves alongside regulatory expectations. Here's what you'll do...
- ...developments.Network with current/new tenant prospects and retail brokers.Renew existing tenants’ leases to achieve maximum revenues... ...checklist and occupancy cost spreadsheet.Generate production/activity reports through Deal Connect, receives feedback and on-the-job training...Permanent employmentFull timeContract workH1bWork at officeLocal area
$15 per hour
...Achieve specific goals for loan growth. Develop and implement outreach strategies to meet or exceed these goals. Track and report on progress towards goals, providing regular updates to management. Continuous Learning & Compliance ~ Learn and maintain...Hourly pay16 hoursTemporary workRemote work- ...Join us.Job DescriptionAECOM is seeking an experienced Senior Regulatory Specialist to function as a Subject Matter Expert (SME) in Colorado... ...agency inquiries.Conduct regulatory reviews of project plans, reports, and permit applications.Provide regulatory support in development...Work at officeLocal areaWorldwideRelocationFlexible hours
$23 per hour
...and maintains confidential resident files, which include reviewing move-in paperwork with new residents. Completes weekly leasing reports in accurate and timely fashion. Ensures all open and close procedures are completed daily. Assists with ongoing resident...Hourly payWork at officeLocal area$56k - $100k
Schedule: Full-Time Salary Range: USD $56000.00 - $100000.00 Job Category: Sales - Comparion Description Comparion Insurance Agency is hiring self-motivated, relationship-driven professionals for a rewarding outside sales career. This role offers autonomy and flexibility...Full timeCurrently hiringWork at officeLocal areaRemote workFlexible hours$34 - $41 per hour
...EMBRACE YOU. WE CELEBRATE YOU! We are actively hiring a Regulatory Specialist to support our Clinical Research site in Denver, CO.... ...Information (PHI). Create error-free written documents and reports (e.g., cover letters, notes-to-file, memos, etc.)....Hourly payContract workCasual workWork at officeLocal areaMonday to FridayShift workDay shiftAfternoon shift$60k - $75k
...information, pricing and marketing materials to prospective tenants and brokers. Assist team members with various support duties such as lease‑... ...providing excellent customer service. Create presentations, reports and other marketing materials while serving as the liaison to...Permanent employmentContract workH1bWork at officeLocal area$20 - $23 per hour
...verification of application information Utilize customer service skills to professionally resolve issues Complete weekly leasing reports accurately and timely Inspect apartment homes prior to residents moving in to ensure a superior move‑in experience Accept rent payments...Hourly payWork at officeFlexible hoursWeekend work- ...to manage the Lock Desk, support sales and pricing activities, and optimize mortgage pricing strategies. The role involves building reports, tracking rates, and collaborating with the Hedge & Pricing Analyst to ensure data accuracy and strong pricing analytics. The ideal...
$80k - $200k
...and referrals. Our consultative approach lets you focus on helping people, not pushing inventory. Want to hear from H.M. Brown Brokers? Check out what they have to say: EEOC Summit Automotive Partners is an equal opportunity employer and complies with all applicable...Local areaFlexible hours$70k
Overview Human Resources and Talent Acquisition Specialist This position is responsible for ensuring we maintain accurate global regulatory requirements. This role works closely with... ...and Regulatory Manager to monitor, report, and provide guidance on regulatory matters...Full timeTemporary workMonday to FridayFlexible hours$90k - $95k
Regulatory Affairs Specialist II Change people’s lives and love what you do! Cochlear is the most recognized brand in hearing health care. About the role Change people’s lives and love what you do at Cochlear—the most recognized brand in hearing health care—helping people...Work experience placementWork at officeImmediate startWork from home2 days per week3 days per week- ...onshore exploration and production company with over 1,000 wells in operation in Texas. Role Reporting to the Senior Regulatory Supervisor, the Regulatory Compliance Specialist is responsible for assisting with preparing, submitting, tracking, and maintaining all required...Work at office
$50k - $55k
...property General painting and staining upkeep of structures and fencing Care and cleaning of structure exteriors General : Regular reporting of findings and repair status/completion to supervisor/Owner Report to the supervisor/owner and assist in coordinating larger or...Full timeFor contractorsSeasonal workMonday to Friday$100k
We are partnered with a national insurance organization representing farmers and ranchers across the United States and specifically serving Colorado since 1950. With some of the best trained agents in the state, they’re dedicated to providing the best in customer service...- An innovative insurance brokerage in Greenwood Village is seeking a motivated Personal Lines Producer to develop new sales opportunities and manage client relationships. Ideal candidates will possess a valid Property and Casualty License and strong sales acumen in personal...Flexible hours
$40k
...Personal Lines Producer at Mountain Insurance Brokers is responsible for maintaining and... ...existing client needs. Monitor, review, and report on key metrics to ensure sales targets... ...development goals, advocacy, and regulatory goals, and to provide their Independent...Work experience placement- A leading insurance brokerage in Colorado is seeking a highly motivated Personal Lines Producer. This role involves developing new sales opportunities, managing client relationships, and providing tailored risk management solutions. The ideal candidate will have a valid...
- ...board. York Space Systems is seeking a Cyber Risk & Compliance Specialist to support the execution and administration of the company's... ...artifacts Maintain cybersecurity metrics, dashboards, and reporting Support risk register administration and remediation...Permanent employmentWork at officeLocal areaWorldwide
- ...Job Description Job Description Credentialing Specialist We are looking for a detail-oriented Credentialing Specialist to join... ...-through. The person in this role will support documentation, reporting, and payer-related submissions while partnering with internal...Permanent employmentContract workWork at office
$75k
Job Description Ready to jump-start your career and take charge of your earning potential? At Platinum Supplemental Insurance, we’re looking for motivated individuals ready to learn, grow, and thrive in a fast-paced environment. Whether you’re a recent grad or simply...Flexible hoursNight shift- ...Rocky Mountain Cancer Centers in Greenwood Village, CO seeks an Authorization Specialist to verify insurance, obtain authorizations, and coordinate with payers to minimize delays in chemotherapy services. The role requires at least 2 years of insurance verification/authorization...
$65k - $85k
Description Comparion Insurance Agency is hiring self‑motivated, relationship‑driven professionals for a rewarding outside sales career. This role offers autonomy and flexibility to build your career, grow your earnings, and make a meaningful impact by helping protect ...Full timeCurrently hiringWork at officeLocal areaRemote workFlexible hours
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