Compliance Analyst
$65k - $75kBoston Partners Global Investors, Inc.
Position: Compliance Analyst Department: 521200 Compliance Location: Boston Job Description: Company Summary: Boston Partners is a global investment advisor with $140 billion in AUM and a longstanding reputation for superior client service. The organization is a premier provider of value equity investment products that are firmly rooted in fundamental research and are based on a disciplined investment philosophy and process. We focus on investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change. The firm was founded in 1995 and maintains offices in Boston, New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan. We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. The consistent application of this approach over 30 years by an experienced and long-tenured team has created a proven record of performance across economic cycles, market capitalizations, and geographies. Responsibilities Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds. Monitor and review automated exception reports. Prepare client guideline certifications on a regular basis and as needed. Liaise with equity trading desks to research and resolve client guideline questions and issues. Perform periodic audits of policies and procedures. Maintain and enhance policies and procedures manuals as warranted. Provide backup for compliance staff. Complete special projects as needed. Qualifications Bachelor's degree. Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment. Proficiency in MS Word/Excel. Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management. 1-2 years of related experience; experience in asset management or investment management industry a plus. Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus. Compensation The pay range for this position is $65,000-$75,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors, including relevant skills, training, experience, education, and, where applicable, licensure or certification obtained. Market and Firm factors are also considered. In addition to the base salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus. We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law. #J-18808-Ljbffr Boston Partners Global Investors, Inc.
$80k - $150k
...structure fosters a long-term view that aligns our perspectives with those of our clients.About the RolePosition OverviewThe Compliance Analyst will support Wellington Management’s broker dealer compliance program. The Compliance Analyst will be a member of Wellington’...SuggestedFull timeRemote workFlexible hours1 day per week- ...Crowell & Moring LLP seeks an International Trade Analyst to perform KYC counterparty due diligence and sanctions screening. The role... ...OFAC and other lists, and identify red flags. A bachelor’s degree and relevant compliance experience are preferred. #J-18808-Ljbffr...Suggested
$60k - $70k
...affiliated experts from academia, industry, and government, offer our clients exceptional breadth and depth of expertise. The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm’s compliance efforts. These efforts are...SuggestedWork experience placementWork at officeLocal areaWorldwideFlexible hoursShift work- ...class. HMC's operational structure brings a wide range of expertise to our portfolio management. These functions include legal, compliance, finance and accounting, tax, human resources and administrative services as well as information technology to develop and implement...SuggestedWork at officeRemote workVisa sponsorshipWork visa
$82k - $102k
...Manatt, Phelps & Phillips LLP is seeking a Conflicts Intake Analyst for its Boston office. The ideal candidate will have a BA degree and at least two years of law firm experience focused on clearing conflicts of interest. Responsibilities include advising on conflict issues...SuggestedWork at office- ...The purpose of the role is to ensure PMA’s compliance with regulatory requirements regarding PMA’s key business partners - its producers. The role is responsible for onboarding, appointing and terminating producers in compliance with internal policies and regulatory requirements...
- ...Draper, an independent nonprofit research and development organization, seeks a Government Accounting & Compliance Analyst 2 in Cambridge, MA. You will ensure compliance with federal government regulations across cost accounting for government contracts and support internal...
- ...Compliance AnalystSeveral Compliance Analysts needed immediately for Boston Mutual Fund House. Key responsibilities include:Assist with the performance of compliance services.Maintain understanding of regulatory requirements, internal processes, and client specifications...Immediate start
$100k - $140k
...performance and extend healthspan. The Governance, Risk, and Compliance (GRC) team helps ensure technology and cybersecurity risks are... ...organization.WHOOP is seeking a Governance, Risk, and Compliance Analyst II, to lead the day-to-day operation and support the ongoing...Full timeWork at officeRelocation- ...A leading international economics consulting firm is seeking a Compliance & Client Response Analyst to join its Boston-based team. The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm’s compliance efforts. These efforts...Work at officeFlexible hoursShift work
- Lorien in Somerville (Boston), MA is seeking a Licensing Analyst to coordinate license applications, renewals, registrations, and regulatory... .... This hybrid role supports the enterprise licensing compliance program and ensures deadlines are met. You will maintain licensing...
- Draper is seeking a Government Accounting & Compliance Analyst 2 in Cambridge, MA to ensure government contracting compliance and accurate cost accounting. You will interpret federal regulations, support submissions, and collaborate with internal audit, contracts, procurement...
- Link Canada : 2SLGBTQ+ Insurance Network is seeking a Quality Engineer to design, write, and maintain automated test scripts and to integrate them into CI/CD pipelines. The role requires collaboration with onsite and offshore partners to execute test plans. The candidate...
- ...Greenberg Traurig (GT), a global law firm, has an exciting full‑time employment opportunity for an IT Third Party and Compliance Analyst in the Technology Department of various office locations. We offer competitive compensation and an excellent benefits package. Position...Full timeWork experience placementWork at office
- Randstad USA is seeking a Compliance Operations Analyst to support the healthcare compliance program through data analysis, monitoring, and auditing. The role focuses on ensuring adherence to regulatory requirements while maintaining thorough documentation and dashboards...Contract work
$111.2k - $139k
...time. To those who see AI as a driver of progress, come build the future together. The Crown Is Yours As a Senior Technical Compliance Analyst, you’ll strengthen our technical compliance programs and help teams stay ready for audits, certifications, and evolving regulatory...Full timeImmediate start$70k - $85k
...our unique culture and history. Job Opportunity: BHSI is seeking a motivated professional to join our Internal Audit / SOX Compliance team. This team plays a critical role in partnering with stakeholders across the global organization to execute internal audits,...Temporary workWork at officeFlexible hours$35k - $48k
...Junior Compliance Officer (Operations, Jr. Analyst)The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I ? 9 audit support services and worksite enforcement compliance activities. The role assists...Full timeContract workFor contractorsWork at officeRemote workWeekend work$90k - $180k
...perspectives with those of our clients. Wellington manages approximately $1.2 trillion in public investments. PositionThis Marketing Compliance Senior Analyst role will support and enhance the firm’s US Marketing Compliance Program focusing primarily on compliance review of...Full timeRemote workFlexible hours1 day per week- Zifo in Cambridge, MA is seeking a Lab Computing Analyst to provide consulting, analytical and technical lab IT services onsite at our... ...customers, and provide onsite lab IT support while ensuring compliance with client policies. The role requires full-time on-site presence...Full time
- ...gap assessments against regulatory standards. Assist clients in remediating audit findings and CAPAs. Review SOPs and Policies for compliance gaps. Support data integrity investigations. Requirements 5+ years in a Quality or Compliance role within Life Sciences....
- ...IT Staffing Company in the US, according to Staffing Industry Analysts' 2012 annual report. Artech provides technical expertise to fill... ...a highly regulated environment. • She/he also ensures that compliance standards are met for receipt and delivery of information to and...Immediate start
$120k - $160k
...assessments associated with design changes, software updates, new product features, and market expansion activities to ensure continued compliance across global markets.Collaborate cross-functionally to ensure regulatory requirements are incorporated throughout product...Full timeWork at officeRelocation$75k - $156k
...necessary for true innovation. For more information about Draper, visit .Job Description Summary:The Government Accounting & Compliance Analyst 2 will utilize experience and knowledge of Government regulations to ensure consistency in charging practices across the company...Full timeWork at officeLocal area$120.44k
...closely and coordinates with other TLO staff throughout the lifecycle of the technology including Transactions, IP Portfolio Managers, Compliance, Operations and Finance teams. Job Requirements REQUIRED: Minimum of Bachelor’s degree in scientific, technical or business field...Permanent employmentFull timeWork at officeVisa sponsorship$147.4k
Posting Description SENIOR LICENSING AND BUSINESS DEVELOPMENT OFFICER, Technology Licensing Office, is responsible for the commercialization of MIT’s IP portfolio arising from research and activities on MIT’s campus; managing a large portfolio of cases, including, technology...Full timeWork at officeVisa sponsorship$86.7k - $170.9k
Position Summary Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team... ..., Project Management Professional, or Chartered Financial Analyst designation The wage range for this role takes into account the...Local areaVisa sponsorship$98.18k - $115.5k
...discover what you excel at—all from Day One.Job DescriptionThis position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange traded funds employing diverse investment strategies...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...all employees feel respected, valued, and empowered to maximize their skills and talents to serve our citizens.About the Role:The Compliance Officer I monitors retail locations and other regulated activities for compliance with laws, rules and regulations governing...Full timePart timeWork experience placementWork at officeLocal area
$196k - $270k
About This Role:As a Compliance Officer, you will uphold and promote ethical integrity within Biogen's US business. Your expertise will ensure that our business operations adhere to the highest standards of compliance and regulatory conduct. By developing and delivering...Full timeTemporary workWork at officeLocal area
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