Compliance Analyst
Old Republic Commercial Risk
The purpose of the role is to ensure PMA’s compliance with regulatory requirements regarding PMA’s key business partners - its producers. The role is responsible for onboarding, appointing and terminating producers in compliance with internal policies and regulatory requirements. Internal reporting to finance and other business functions will help PMA manage its business. Monitoring legal and regulatory. Changes affecting appointment requirements will help PMA stay compliant. Work with PMA’s National Distribution team (and other Old Republic business units supported by PMA) to handle the onboarding of insurance producer business partners (insurance brokers and agents), ensuring compliance with internal policies and practices, as well as applicable regulatory requirements. Process insurance producer Notice of Appointment and Termination of Appointment filings with applicable state insurance regulators. Coordinate with internal team members and external insurance producer personnel to collect information and documents supporting onboarding and appointments. Manage producer onboarding and appointment workflows, facilitating timely follow-up with internal stakeholders and external business partners to ensure requirements are met. Manage multiple workstreams and prioritize as necessary to ensure projects are completed accurately and on time while promoting positive relationships with the Company\'s insurance producers. Communicate relevant information effectively, including requirements, updates, and timelines, both internally within the Company and externally. Investigate open issues and collaborate with internal team members to identify resolutions. Maintain insurance producer records and related database systems. Maintain and enhance the Company\'s insurance producer onboarding and appointment processes; educate internal and external stakeholders on those processes. Develop an understanding of the insurance producer management software systems and other technology tools (e.g., Sircon Producer Manager, Excel) used to manage insurance producer appointments and related data. Leverage technology to create reports on insurance producer activity in response to information requests from other business units or regulators. Process invoices for insurance producer appointments; assist Finance and Tax with reporting and allocation of appointment-related fees and costs. Work with attorneys in the Company\'s Legal department to address legal and regulatory matters pertaining to insurance producers (e.g., licensing and appointments). Monitor legal and regulatory changes affecting producer licensing and appointments. Assist with other insurance licensing requirements. Demonstrate commitment to Company Code of business conduct and ethics, and apply knowledge of compliance policies and procedures, standards and laws applicable to job responsibilities in the performance of work. Requirements Associate degree and/or significant producer compliance experience. Proficiency with relevant software applications (Word, Excel, Adobe, PowerPoint, SharePoint), and ability to learn and adapt to new software programs. Familiarity with Sircon producer management system a plus. Excellent organizational and time management skills, and strong attention to detail. Excellent written and oral communication skills. Able to manage multiple workstreams and competing deadlines independently. Resourceful, with strong critical thinking and problem solving skills. #J-18808-Ljbffr
$55k - $120k
...companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA; Waltham, MA - HybridAbout the Role As a Post-Trade Compliance Analyst, you will serve as a...SuggestedOngoing contractFull timeWork at office$80k - $150k
...fosters a long-term view that aligns our perspectives with those of our clients. About the Role Position Overview The Compliance Analyst will support Wellington Management’s broker dealer compliance program. The Compliance Analyst will be a member of Wellington’...SuggestedFull timeRemote workFlexible hours1 day per week$73.35k - $122.25k
As a Compliance Analyst you will perform a range of compliance tests for our defined contribution compliance clients and prepare the Form 5500 and related schedules for both Defined Benefit and Defined Contribution clients to ensure plans are following IRS qualification...SuggestedFull timeTemporary workWork at officeLocal areaFlexible hours3 days per week$100k - $115k
...Vision for Tomorrow’s Opportunities. Join William Blair, the Premier Global Partnership. William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team. This dynamic role reports to the WBIM Chief...SuggestedFull timeTemporary workWork at office- ...class. HMC's operational structure brings a wide range of expertise to our portfolio management. These functions include legal, compliance, finance and accounting, tax, human resources and administrative services as well as information technology to develop and implement...SuggestedWork at officeRemote workVisa sponsorshipWork visa
$85k - $110k
...honor God and serve our clients through investments that make the world rejoice. Eventide is seeking to hire a detail-oriented Compliance Analyst to support the Compliance team in implementing, testing and continual improvement of Eventide’s compliance program. The...Work at office- ...Compliance AnalystFounded in 1982, TA Realty is an experienced and established real estate investment management firm. Since its inception... ...accounts for U.S. and non–U.S. investors.The Compliance Analyst will report to the Compliance Manager, with indirect reporting...Flexible hours
$60k - $70k
...affiliated experts from academia, industry, and government, offer our clients exceptional breadth and depth of expertise. The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm’s compliance efforts. These efforts are...Work experience placementWork at officeLocal areaWorldwideFlexible hoursShift work$110k - $140k
...Compliance Analyst job at KKR. Boston, MA. Company Overview KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and...- ...Compliance AnalystSeveral Compliance Analysts needed immediately for Boston Mutual Fund House. Key responsibilities include:Assist with the performance of compliance services.Maintain understanding of regulatory requirements, internal processes, and client specifications...Immediate start
- ...Prime Therapeutics (Prime) invites a Regulatory Analyst to join our team remotely in the United States. You will lead portions of regulatory... ...with a bachelor's degree and 3 years of PBM, healthcare, or compliance experience, strong communication, analytical thinking, and...Remote work
- ...Crowell & Moring LLP seeks an International Trade Analyst to perform KYC counterparty due diligence and sanctions screening. The role... ...OFAC and other lists, and identify red flags. A bachelor’s degree and relevant compliance experience are preferred. #J-18808-Ljbffr...
- ...Compliance AnalystAs a Compliance Analyst you will perform a range of compliance tests for our defined contribution compliance clients and prepare the Form 5500 and related schedules for both Defined Benefit and Defined Contribution clients to ensure plans are following...Work at officeFlexible hours3 days per week
$60k - $70k
...Anti-Money Laundering (AML) and Know Your Customer (KYC) Junior Compliance AnalystPrivate Equity fund administrator's BOSTON OFFICE is... ...Laundering (AML) and Know Your Customer (KYC) Junior Compliance Analyst to assist the Compliance team in all administrative tasks...Work at officeRemote work2 days per week$100k - $140k
...performance and extend healthspan. The Governance, Risk, and Compliance (GRC) team helps ensure technology and cybersecurity risks are... ...organization.WHOOP is seeking a Governance, Risk, and Compliance Analyst II, to lead the day-to-day operation and support the ongoing...Full timeWork at officeRelocation- ...A leading international economics consulting firm is seeking a Compliance & Client Response Analyst to join its Boston-based team. The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm’s compliance efforts. These efforts...Work at officeFlexible hoursShift work
$110k - $188.75k
Who we are looking forThe Sr. Compliance Tech. Business Analyst will provide business analysis and related duties for the next generation sanctions screening platform with the primary goal of reducing false positive hits and alerts by 90-95%.The ideal candidate combines...Full timeTemporary workFlexible hours- Crowell & Moring LLP seeks an International Trade Analyst to support U.S. import regulatory matters, including CBP entry procedures, HTSUS classification, origin, and free trade agreements. The role emphasizes timely administrative support and client service within the...
- Eventide Asset Management, LLC in Boston, MA is seeking a detail-oriented Compliance Analyst to support the Compliance team in implementing, testing and improving Eventide’s compliance program. The position reports to the Investment Compliance Director and works closely...
- Jobtailor is seeking a seasoned compliance and trade-review professional with deep brokerage industry experience to ensure adherence to FINRA/SEC rules for client accounts and to perform critical primary trade reviews, including annuity purchases. The role involves coordinating...
- Randstad USA is seeking a Compliance Operations Analyst to support the healthcare compliance program through data analysis, monitoring, and auditing. The role focuses on ensuring adherence to regulatory requirements while maintaining thorough documentation and dashboards...Contract work
- JetBlue in Boston, MA seeks an Analyst, Aircraft Compliance to support the Supervisor in maintenance and engineering system compliance, aircraft deliveries, investigations, and life limited asset management. The role liaises with JetBlue and airline parts partners to ensure...
$90k - $180k
...perspectives with those of our clients. Wellington manages approximately $1.2 trillion in public investments. PositionThis Marketing Compliance Senior Analyst role will support and enhance the firm’s US Marketing Compliance Program focusing primarily on compliance review of...Full timeRemote workFlexible hours1 day per week- ...A leading investment management firm is seeking a Compliance Analyst  to join its Legal & Compliance team with a primary focus on marketing material review . This role is ideal for someone who enjoys collaborating with Marketing and Sales teams, ensuring marketing...
$70k - $85k
...our unique culture and history. Job Opportunity: BHSI is seeking a motivated professional to join our Internal Audit / SOX Compliance team. This team plays a critical role in partnering with stakeholders across the global organization to execute internal audits,...Temporary workWork at officeFlexible hours$75k - $156k
...necessary for true innovation. For more information about Draper, visit Job Description Summary: The Government Accounting & Compliance Analyst 2 will utilize experience and knowledge of Government regulations to ensure consistency in charging practices across the...Full timeWork at officeLocal area- ...IT Staffing Company in the US, according to Staffing Industry Analysts' 2012 annual report. Artech provides technical expertise to fill... ...a highly regulated environment. • She/he also ensures that compliance standards are met for receipt and delivery of information to and...Immediate start
$120k - $160k
...assessments associated with design changes, software updates, new product features, and market expansion activities to ensure continued compliance across global markets.Collaborate cross-functionally to ensure regulatory requirements are incorporated throughout product...Full timeWork at officeRelocation- John Hancock, a Manulife subsidiary in Boston, seeks a Compliance Analyst to perform compliance tests for defined contribution clients and prepare Form 5500 and related schedules to ensure IRS qualification adherence. This hybrid role requires in-office presence 3 days...Work at office3 days per week
$80k - $150k
Wellington Management is seeking a Trade Surveillance Analyst to support the firm’s global Trade and eComm Surveillance Program. This... ...2-6 years of relevant experience in trade surveillance or compliance. The position comes with a competitive salary range of USD 80,...Work at officeRemote workFlexible hours1 day per week
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