Senior Corporate Financing Analyst - Regulatory & Investigations
$112.3k - $202.5kFinancial Industry Regulatory Authority, Inc.
FINRA is seeking a Principal Analyst in Corporate Financing to independently analyze complex public offering and private placement filings under FINRA rules. The role also supports senior staff with workflow management, training, and supervision. Hybrid work in multiple locations with travel; salary range for Rockville, MD listed as $112,300 - $202,500. The incumbent will prepare analyses, lead discussions with filers, mentor junior staff, and respond to inquiries from regulators and market #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.
- ...Rockville, MD seeks a Principal Analyst in Corporate Financing to independently analyze... ...filings and related investigative matters under FINRA rules. The role supports senior staff with workflow management... ...FINRA colleagues to address regulatory trends and concerns. You will...SeniorRegulatory
- ...Job Description Job Description Senior Financial Investigator Employment Type: Full-Time, Mid-Level Department: Financial Investigation... ...attorneys to determine applicable statutory and regulatory law and identify possible violations. -Performs a variety...SeniorRegulatoryFull timeInterim roleLocal areaFlexible hours
- ...to prevent, mitigate and resolve legal, regulatory and enterprise risk. This position may... ...identified risk areas over the course of an investigation; and implementing guidelines and... ...and legal analysis to cross-functional senior business stakeholders to inform program...SeniorRegulatoryRemote work
- FINRA is seeking a Principal Investigator to independently lead high-risk money laundering investigations within the securities industry... ...evidence, and produce thorough, well-documented findings for regulatory outcomes. Under limited supervision, you will mentor staff,...SeniorRegulatory
- The Principal Analyst in Corporate Financing is responsible for independently conducting... ...placement filings and investigative matters subject to FINRA... ...and support to senior staff and management in the... ...FINRA staff on compliance or regulatory trends and concerns.Conducts...RegulatoryFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
- FINRA seeks a Principal Investigator to independently conduct high‑complexity investigations across misconduct areas. You will analyze... ...strategies, and produce thorough, well‑documented findings to support regulatory outcomes. The role requires strong judgment and collaboration...SeniorRegulatory
- ...The Principal Analyst in Corporate Financing is responsible for independently conducting... ...placement filings and investigative matters subject to FINRA... ...and support to senior staff and management in the... ...FINRA staff on compliance or regulatory trends and concerns. Conducts...RegulatoryImmediate start
- FINRA seeks a Principal Investigator to independently lead high-risk fraud investigations in the securities industry, developing and executing... ..., collaborating with Enforcement, Risk & Intelligence, Examinations, #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.SeniorRegulatory
$107k - $160.4k
...Business Unit Sr Financial Analyst serves as a strategic financial... ...units. This role bridges corporate finance with operational business teams... ...with International Finance Regulatory Standards (IFRS) and company... ...effectively with senior business leaders.Proficiency...SeniorRegulatoryContract work$83k - $138.3k
...Credit team that partners with senior team members supporting the... ...the need for more thorough investigation or additional information.... ...adhere to the Company’s risk and regulatory standards, policies and... ...Bachelor's degree in Accounting, Finance, Economics or related field...SeniorRegulatoryFull timeWork experience placementInterim roleWork at office$77.6k - $176k
...Naval Acquisition & Sustainment Logistics Analyst, Senior The Opportunity: From both a personnel and systems perspective, the U... ...Clearance: Applicants selected will be subject to a security investigation and may need to meet eligibility requirements for access to...SeniorFull timeContract workPart timeWork at officeLocal areaRemote work- ...The Nuclear Regulatory Commission is seeking a Senior Advisor to the Chief Financial Officer in Rockville, MD. The role focuses on organizational transformation and budget operations within the Office of the Chief Financial Officer (OCFO). Responsibilities include planning...SeniorRegulatoryWork at officeRemote work
$169.28k
...prepares rules and regulations regulatory guides standard review plans... ...knowledge of (1) corporate finance and any specialized fields of... ...NRC qualified as a financial analyst. Experience with Financial Analysis... ...States Constitution. Required Experience: Senior IC...SeniorRegulatoryFull timeRemote work$143.91k
Agency: Nuclear Regulatory CommissionDepartment: Other Agencies and Independent OrganizationsSub agency: Office of the Chief Financial OfficerSalary: Starting at $143,913 Per year (GG 14)Dates: Open 10/21/2026 to 11/04/2026Schedule: Full-timeWork type: PermanentRelocation...SeniorRegulatoryWork at office- ...LOOKING FOR 13+ YEARS EXPERIENCE IS MANDATORY Position: Senior Workday HRIS Analyst (Financial or Banking background) Location: Rockville, MD... ...organizational data and compliance with internal policies and regulatory requirements. Provide advanced reporting and analytics...SeniorRegulatoryFull timeWork experience placementLocal area
- ...The Nuclear Regulatory Commission seeks a Senior Financial Analyst (TL) to lead agency-wide budget execution and financial management. You will supervise budget activities across Prior Year, Budget Year, and Budget Year+1 cycles to support NRC programs and priorities....SeniorRegulatoryRemote work
- ...We are seeking an experienced Senior Financial Analyst to support corporate finance, financial planning, and strategic decision-making for a financial services... ...with Accounting to review financial results, investigate variances, and ensure reporting accuracy. Analyze...SeniorFull time
- ...M&T Bank Corporation in Rockville, MD seeks a Commercial Credit Senior Associate to assess and manage credit risk for commercial clients. You will analyze financial... ..., monitor loan portfolios, and ensure policy/regulatory compliance while serving as a bridge between relationship...SeniorRegulatory
- Capital One seeks an AML Sr. Investigator I for the Sanctions Escalations team. The role involves decisioning complex... ...alerts, documenting outcomes, and supporting regulatory reporting while collaborating with senior advisors to ensure compliance with sanctions laws....SeniorRegulatoryRemote job
- ...know the story, not just report the results. Reporting to the Corporate Controller, you'll lead the external reporting process, provide... ...filer status, disclosure obligations, 8-K events, and regulatory changes. Manage reporting timelines and deliverables, coordinate...SeniorRegulatory
- FINRA is seeking a Principal Analyst for Financial Disclosure & Trading in the Ethics and... ...of Conduct materials and training. This senior individual contributor works... ...at all levels is essential. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.SeniorRegulatoryWork at office
$143.91k
...Agency: Nuclear Regulatory Commission Department: Other Agencies and Independent Organizations Sub agency: Office of the Chief Financial Officer Salary: Starting at $143,913 Per year (GG 14) Dates: Open 10/21/2026 to 11/04/2026 Schedule: Full-time Work...SeniorRegulatoryPermanent employmentFull timeWork at officeRelocation$200.7k - $229.1k
...business team’s intent, investigate and assess the legal, regulatory, contractual and business... ...Business Risk Office, Corporate Communications, and Compliance... ...interactions with senior business partners, Legal... ...managers, creative teams, analysts, project managers, and...SeniorRegulatoryFull timePart timeWork at officeLocal area3 days per week- We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support, optimize, and evolve... ...hours may be requiredUse of corporate PC (provided by FINRA).Exciting... ...trademark of the Financial Industry Regulatory Authority, Inc....SeniorRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
$165k - $175k
...Position - Senior Manager of Financial Reporting (SEC Reporting) Location – Bethesda... ...and provides leadership of the Company's regulatory reporting requirements as a Bank/Bank holding... ...audits. Additionally, supports the Finance organization in matters of ad hoc...SeniorRegulatoryFull time$210k - $350k
...lead its Employment Litigation and HR Investigations team within the Employment Law Group.... ...Reporting to the Head of Employment Law, the Senior Director, Employment Litigation and HR... ...of litigation risk and the regulatory environment impacting the workplace and...SeniorRegulatoryHourly payWork experience placementWork at officeLocal area- ...improvement within MSD's Quality System, ensuring compliance with QSR/ISO standards and regulatory certifications. You will direct CAPA programs, audits, and supplier quality investigations, while collaborating across NPD and manufacturing to uphold product quality and...SeniorRegulatory
$143.91k - $187.09k
Hiring Agency: Nuclear Regulatory Commission Department: Other Agencies and Independent Organizations Location: Rockville, Maryland... ...The successful candidate will perform the full range of Senior Financial Analyst (TL) duties. Such duties include but are not limited to:...SeniorRegulatoryWork at officeRemote workFlexible hours$67.24k - $89.65k
...detail-oriented and analytical Finance professional with 3-6 years... ...processes. The Finance Analyst will work closely with Finance... ...reconciliations, and account analyses. Investigate variances and unusual... ...services. With proven regulatory approvals, the largest capacity...RegulatoryContract workLocal areaWorldwide- Veritas Partners seeks a Senior Manager of Financial Reporting (SEC Reporting) in Bethesda, MD, with a hybrid schedule (4 days in office). The role focuses on regulatory and SEC reporting for a Bank/Bank holding company and its publicly traded status. Candidate will oversee...SeniorRegulatoryWork at office
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